Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering UBS Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc. (underlying asset). Each Note has a principal amount of $1,000, an expected term of approximately three years and may pay quarterly contingent coupons only if the underlying meets specified observation-date barriers. The Notes are subject to an automatic call if the underlying equals or exceeds the call threshold on any observation date. At maturity the Notes pay principal in cash only if the final level is at or above the downside threshold; otherwise holders receive a share delivery amount (Principal ÷ Initial Level), which can result in a significant loss of principal. Payments depend on UBS’s creditworthiness. Key preliminary economics include a contingent coupon rate of 12.00% to 13.00% per annum and an estimated initial value between $936.00 and $966.00 per Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the least performing of the S&P 500®, Nasdaq-100® and Russell 2000® indices, with monthly observation dates (callable after ~12 months) and a maturity date of April 24, 2031. The notes pay a contingent coupon only if each underlying closes at or above its coupon barrier on an observation date; otherwise no coupon is paid. If any underlying finishes below its downside threshold at final valuation, principal repayment is reduced pro rata to the decline of the least performing underlying asset, potentially resulting in total loss. Issue price is $1,000 per note; estimated initial value range is $922.40–$952.40. Payments are subject to UBS credit risk. Key terms (coupon rate, call thresholds, downside thresholds, coupon barriers) will be set on the strike date and shown in the final pricing supplement.
UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Intel Corporation, due on or about November 3, 2027. Each Note has a principal amount of $1,000 and may pay periodic contingent coupons at a rate set on the trade date (range shown 17.25%–19.25% per annum). The Notes can be automatically called early if Intel’s closing level meets or exceeds the call threshold on a call observation date; otherwise, at maturity investors receive cash equal to principal if the final level is at or above the downside threshold or a share delivery amount otherwise. The product carries significant issuer credit risk (payments depend on UBS’ ability to pay), potential for large principal loss if Intel declines below the downside threshold, limited upside (coupon only), and limited secondary market liquidity. Trade and settlement are expected in early May 2026 and the final valuation date is October 29, 2027.
UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to Micron Technology common stock. The Notes have a $1,000 principal per Note, contingent coupon range of 18.50% to 20.50% per annum, quarterly observation dates and an expected term through a final valuation date of April 30, 2029 with maturity on May 3, 2029. The Notes may be automatically called if the underlying meets the call threshold on any observation date; if not called and the final level is below the downside threshold, holders will receive a share delivery amount instead of cash principal, exposing investors to significant downside and UBS credit risk.
UBS AG London Branch is offering Digital S&P 500® Index-Linked medium-term notes with a face amount of $1,000 per note and aggregate initial face amount of $4,940,000. The notes pay no interest and settle in cash on the stated maturity date of August 18, 2027.
Settlement depends on the S&P 500® closing level from the trade date April 13, 2026 (initial level 6,886.24) to the determination date August 16, 2027. If the final level is ≥ the buffer level (90.00% of initial, i.e., 6,197.616), holders receive the capped maximum settlement amount $1,133.50 per $1,000. If the final level is below the buffer, investors lose approximately 1.1111% of face for each 1% the index is below the buffer; losses can reach the full investment. The estimated initial value on the trade date was $997.00 per $1,000 and issue price was 100.00% of face.
UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the least performing of the S&P 500® Index and the Russell 2000® Index. The notes have a contingent coupon of 8.10% per annum (illustrative), a maturity date of May 3, 2029, semiannual observation dates, and an automatic call if both indices meet their call thresholds on an observation date. Principal repayment at maturity is contingent on the final levels relative to 70.00% downside thresholds; if the least performing underlying is below its downside threshold, holders bear the full downside, potentially losing all principal. The estimated initial value range is between $947.20 and $977.20 per $1,000 note; issue price is $1,000.00 with underwriting compensation of $15.00 per note.
UBS AG is offering $2,580,000 principal of Trigger Autocallable Contingent Yield Notes linked to the least performing of the Russell 2000® and the S&P 500® through April 19, 2027. Each $1,000 Note pays a contingent coupon of 10.40% per annum on qualifying observation dates, is callable on quarterly observation dates if both indices meet call thresholds, and returns principal at maturity only if certain downside conditions are avoided. The estimated initial value per Note on the trade date was $989.90. Investors bear index market risk and UBS credit risk and may lose some or all principal if a trigger event occurs.
UBS AG is offering $250,000 of Buffer Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500. The Notes pay a contingent coupon of 8.75% per annum if on an observation date each underlying asset is at or above its coupon barrier; otherwise no coupon is paid. The Notes have a 25.00% buffer, are issuer-callable beginning after ~3 months, have an expected trade date of April 14, 2026, an estimated initial value of $989.50 and mature on March 17, 2028. Principal repayment at maturity is contingent on the final levels of the underlying assets and is subject to UBS credit risk.
UBS AG offers Airbag Callable Contingent Yield Notes linked to the least performing of the iShares® Russell 2000 ETF (IWM), the Nasdaq-100 Index® (NDX) and the S&P 500® Index (SPX), with a principal amount of $1,000 per Note and a final maturity of January 20, 2027. The Notes pay a contingent coupon only on observation dates when the closing level of each underlying asset is at or above its coupon barrier; otherwise no coupon is paid for that period. UBS may call the Notes in whole on any observation date (other than the final valuation date), in which case holders receive principal plus any contingent coupon otherwise due on the related call settlement date. If not called, repayment at maturity is contingent: if every underlying asset’s final level is at or above its downside threshold, UBS will repay the $1,000 principal; if any underlying asset’s final level is below its downside threshold, repayment will be less than principal, and holders bear leveraged downside tied to the least performing underlying asset (approximately 1.2195% loss of principal per 1% decline beyond the 18.00% threshold). The estimated initial value range on the trade date is $963.00 to $993.00. Investing involves significant market and UBS credit risk; you may lose some or all of your investment.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation with an expected term of approximately three years, a principal amount of $1,000 per Note and potential quarterly contingent coupons. The Notes pay contingent coupons only when the underlying closing level on an observation date meets or exceeds the coupon barrier; they are automatically called if the underlying meets or exceeds the call threshold on any observation date, paying principal plus any coupon then due. If not called and the final level is below the downside threshold, principal repayment at maturity is reduced proportionally to the underlying return, and investors could lose a significant portion or all of their investment. Key trade and schedule anchors include an expected trade date of April 16, 2026, settlement April 21, 2026, final valuation date March 29, 2029, and maturity April 4, 2029. The estimated initial value range is stated as $940.50 to $970.50 per Note and the offering includes an underwriting discount of $20.00 per Note.