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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The Notes have a principal amount of $10 per Note, a trade date of July 7, 2026, expected settlement on July 9, 2026, a final valuation date of July 6, 2028, and a maturity date of July 10, 2028.

The Notes pay periodic contingent coupons only if the underlying closing level meets or exceeds a coupon barrier on observation dates and will be automatically called if the underlying closes at or above the initial level on any observation date. If not called, principal repayment at maturity is contingent on the final level relative to the downside threshold; if the final level is below that threshold, holders suffer a loss tied to the underlying return. Payments are subject to UBS's creditworthiness. The estimated initial value range is $9.44 to $9.69 per Note and minimum investment is 100 Notes.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Newmont Corporation stock due on or about July 10, 2028. The Notes pay periodic contingent coupons only when the underlying equity closes at or above a coupon barrier on observation dates and may be automatically called if the underlying closes at or above the initial level on an observation date. If not called, repayment at maturity is contingent: if the final level is below the downside threshold, principal is reduced pro rata to the underlying return, possibly resulting in significant or total loss. The trade date is July 7, 2026 with expected settlement July 9, 2026. Minimum investment is 100 Notes at $10 per Note. Any payments depend on UBS’s creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Valero Energy Corporation due on or about July 10, 2028. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier and include an automatic early-call if the underlying closes at or above the initial level on any observation date. If not called, principal repayment at maturity is contingent: full principal is payable if the final level is at or above a 65.00% downside threshold; otherwise payment is reduced pro rata to the underlying return, potentially wiping out the investment. Trade date and settlement are July 7, 2026 and July 9, 2026. The Notes are unsecured obligations of UBS and any payments are subject to UBS's creditworthiness. The example terms show a $10 principal, an illustrative contingent coupon rate of 12.12% per annum and an estimated initial value range of $9.47–$9.72.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to CrowdStrike Holdings, Inc. with a final maturity of July 10, 2028. The Notes pay a contingent coupon on each coupon payment date only if the underlying stock's closing level on the applicable observation date is equal to or greater than the coupon barrier; otherwise no coupon is paid. The Notes will be automatically called early if the underlying's closing level on any observation date prior to the final valuation date is equal to or greater than the initial level, in which case UBS will pay principal plus any contingent coupon on the call settlement date. At maturity, if the Notes are not called and the final level is below the downside threshold, repayment will be reduced in proportion to the underlying return and investors could lose a significant portion or all of their initial investment. The Notes trade on a minimum investment of 100 Notes at $10 per Note; the estimated initial value on the trade date is $9.80. Purchasers are exposed to market risk tied to CrowdStrike's stock and to UBS credit risk; payments are contingent on both market outcomes and UBS's ability to pay.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, with a trade date of July 7, 2026, expected settlement on July 9, 2026 and maturity on July 10, 2028. The Notes pay a periodic contingent coupon only when the underlying closes at or above a coupon barrier on observation dates and will be automatically called if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise, repayment is reduced proportionally to the underlying return and investors can lose a large portion or all of principal. The Notes are unsecured obligations of UBS and any payments depend on UBS's creditworthiness. The preliminary pricing supplement states an estimated initial value range of $9.49–$9.74 per Note and uses a $10 principal amount example.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Ford Motor Company maturing on July 9, 2029. The Notes pay a contingent coupon on each coupon payment date only if the underlying closing level on the applicable observation date meets or exceeds the coupon barrier; otherwise no coupon is paid.

The Notes are automatically called early if any quarterly observation date (beginning after six months) has a closing level equal to or greater than the initial level, in which case UBS pays principal plus any contingent coupon on the related call settlement date. If not called, repayment at maturity depends on the final level versus the downside threshold; if the final level is below the downside threshold, principal is reduced pro rata to the underlying return, potentially causing a substantial or total loss. The offering requires a minimum investment of 100 Notes ($1,000) and the estimated initial value as of the trade date is $9.66 per $10 Note. All payments are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Eli Lilly and Company with a trade date of July 7, 2026, expected settlement on July 9, 2026, a final valuation date of July 6, 2028 and maturity on July 10, 2028. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and are automatically called if the underlying closes at or above the initial level on an observation date. Principal is repaid at maturity only if the final level is at or above the disclosed downside threshold; otherwise principal is reduced pro rata to the underlying return and you could lose all of your investment. Estimated initial value per Note is between $9.48 and $9.73. Any payments are subject to UBS credit risk.

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UBS AG is offering $750,000 in Trigger Autocallable Contingent Yield Notes linked to the common stock of Marvell Technology, Inc. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and may be automatically called early if the stock closes at or above the initial level on an observation date. If not called, repayment of principal at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise principal is reduced proportionally to the decline in the underlying and investors could lose up to their entire investment. The Notes mature on July 10, 2028, have an estimated initial value of $9.72 per $10 Note, and are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to CrowdStrike Holdings, Inc. common stock due on or about July 10, 2028. The Notes pay a contingent coupon on each coupon payment date only if the underlying closing level on the related observation date is at or above a coupon barrier; otherwise no coupon is paid. The Notes will be automatically called early if the underlying closing level on any observation date prior to the final valuation date is equal to or greater than the initial level; upon an automatic call UBS will pay principal plus any contingent coupon then due. If the Notes are not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if below, repayment is reduced pro rata to the underlying return, and investors may lose a significant portion or all of their principal. All payments are subject to the creditworthiness of UBS. Trade and settlement are shown as July 7, 2026 and July 9, 2026, with final valuation on July 6, 2028. The Notes are offered in minimum increments of 100 Notes at $10 per Note and have an estimated initial value range of $9.44 to $9.69 as of the trade date.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Micron Technology common stock due July 9, 2029. The Notes pay periodic contingent coupons only if observation-date closing levels meet a coupon barrier and are autocallable early if closing levels meet or exceed the initial level on any prior observation date. If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above the downside threshold; if below, redemption equals $10 x (1 + underlying return), exposing holders to percentage losses of their principal, including the possibility of total loss. Payments depend on UBS creditworthiness. Trade date is July 7, 2026, settlement July 9, 2026, final valuation date July 5, 2029, and maturity July 9, 2029. Minimum investment is 100 Notes at $10 per Note; estimated initial value is $9.65 per Note.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8004 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on July 7, 2026.