Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc. The Notes mature on April 20, 2028 with a final valuation date of April 18, 2028 and a principal amount of $10 per Note.
The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and are subject to automatic early redemption if the underlying closes at or above the initial level on an observation date. If not called, principal repayment at maturity is contingent on the final level versus a downside threshold and could result in significant loss of principal; all payments are subject to UBS credit risk.
UBS AG proposes Trigger Autocallable Contingent Yield Notes linked to the common stock of Lam Research Corporation, with a trade date of April 16, 2026, expected settlement on April 20, 2026, a final valuation date of April 18, 2028, and maturity on April 20, 2028. The Notes pay periodic contingent coupons only if the underlying closing level on observation dates meets or exceeds the coupon barrier and will be automatically called early if the underlying closes at or above the initial level on any observation date prior to maturity. If not called, principal is repayable at maturity only if the final level is at or above the downside threshold; if below, repayment falls in proportion to the underlying return and you may lose a substantial portion or all of your investment. Minimum investment is 100 Notes ($1,000). UBS’ creditworthiness governs any payments. The document is a preliminary pricing supplement; final terms will be set on the trade date.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Meta Platforms, Inc. due on or about April 20, 2028. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and are automatically called early if the underlying closes at or above the initial level on an observation date.
Trade date is April 16, 2026 with settlement on April 20, 2026. Minimum investment is 100 Notes at $10 per Note. The issuer warns of possible loss of principal at maturity if final level is below the downside threshold; estimated initial value per Note is $9.44–$9.69.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to NVIDIA Corporation common stock that mature on April 20, 2028. The notes pay periodic contingent coupons only if the underlying closes at or above the coupon barrier on observation dates and may be automatically called early if the underlying equals or exceeds the initial level on any observation date prior to the final valuation date. If not called, repayment of principal at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise the payment equals $10 x (1 + underlying return), exposing investors to a percentage loss equal to the underlying return, potentially losing the entire investment. All payments are subject to UBS credit risk. Trade date is April 16, 2026 and settlement is April 20, 2026. The estimated initial value per Note on the trade date was $9.74.
UBS AG priced a preliminary offering of Airbag Autocallable Yield Notes linked to Broadcom Inc. common stock due on or about April 20, 2027. The Notes pay a periodic coupon unless automatically called, are callable early if the underlying closes at or above the initial level on an observation date, and at maturity either repay principal in cash if the final level is at or above the conversion level or deliver a share delivery amount (shares plus cash for fractional shares) if the final level is below the conversion level. Payments, including principal, depend on UBS’s creditworthiness. Trade date is April 16, 2026; settlement is expected on April 20, 2026; final valuation date is April 16, 2027.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to The Goldman Sachs Group, Inc. common stock maturing April 20, 2028. The Notes pay periodic contingent coupons only if the underlying meets the coupon barrier on observation dates and may be automatically called early if the underlying equals or exceeds the initial level. If not called, principal repayment at maturity is contingent on the final level relative to the downside threshold; a final level below that threshold exposes investors to direct downside in the underlying and could result in substantial or total loss of principal. The estimated initial value was $9.71 per $10 Note. Trade date is April 16, 2026, settlement April 20, 2026, final valuation date April 18, 2028, and maturity April 20, 2028. The Notes are unsecured obligations of UBS and repayment depends on UBS creditworthiness.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Micron Technology, Inc. common stock totaling $397,000. The Notes pay contingent quarterly coupons only if the underlying closing level meets a coupon barrier and may be automatically called quarterly (beginning ~6 months after trade). If not called, principal repayment at maturity April 20, 2029 is contingent on the final level relative to a downside threshold; a final level below that threshold produces a cash payment that can be less than principal, possibly resulting in complete loss. Payments depend on UBS creditworthiness; estimated initial value was $9.71 per Note with $10 principal. Trade Date: April 16, 2026; Settlement Date: April 20, 2026.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Blackstone Inc. The notes have a $10 principal per note, trade date April 16, 2026, expected settlement April 20, 2026, final valuation date April 18, 2028 and maturity April 20, 2028. UBS will pay contingent coupons only if the underlying closing level on observation dates meets or exceeds a coupon barrier; the notes are automatically called early if the underlying meets or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent on the final level being at or above a downside threshold; if below, repayment is reduced pro rata and investors can lose a significant portion or all principal. The estimated initial value was $9.73 and the minimum investment is 100 notes ($1,000). Any payments depend on UBS creditworthiness.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to United Parcel Service, Inc. stock due April 20, 2028. The Notes pay periodic contingent coupons only if the underlying closing level meets or exceeds a coupon barrier on observation dates and may be automatically called early if the underlying equals or exceeds the initial level. If not called, principal is repaid at maturity only if the final level is at or above a 70.00% downside threshold; otherwise principal is reduced proportionally to the underlying return and investors can lose a significant portion or all of their investment. Payments depend on UBS creditworthiness. The Notes have a minimum investment of 100 Notes at $10 per Note and an estimated initial value of $9.70 as of the trade date. Trade and settlement are April 16, 2026 and April 20, 2026, respectively.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Zscaler, Inc. stock maturing on April 20, 2029. The notes pay a contingent coupon only if the underlying closing level on observation dates meets the coupon barrier and will be automatically called early if the underlying equals or exceeds the initial level on any prior observation date. If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above the downside threshold; if below, repayment is reduced proportionally to the underlying return and you could lose a significant portion or all of your investment. All payments are subject to UBS creditworthiness. The estimated initial value was $9.65 per $10 note.