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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Yield Notes linked to Micron Technology common stock due October 13, 2026. The Notes pay a coupon on each coupon payment date regardless of underlying performance. At maturity, principal is repaid only if the final level of the underlying is equal to or above a downside threshold; if below, repayment is reduced proportionally to the underlying return and you may lose a significant portion or all of your investment. Payments, including any principal repayment, depend on UBS's creditworthiness. Trade date is April 8, 2026, settlement is April 10, 2026, final valuation date is October 9, 2026, and maturity is October 13, 2026. The Notes are offered in minimum increments of 100 Notes at $10 per Note; the document shows an estimated initial value of $9.79 per Note.

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Rhea-AI Summary

UBS AG priced a preliminary offering of Trigger Autocallable Contingent Yield Notes linked to Micron Technology, Inc. stock maturing on or about April 10, 2028. The Notes pay periodic contingent coupons only if the underlying closing level meets a coupon barrier on observation dates and are automatically called early if the underlying equals or exceeds the initial level on any observation date. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; otherwise investors suffer a loss equal to the underlying return and could lose all principal. The Notes are unsecured obligations of UBS and payments depend on UBS creditworthiness. The preliminary terms show a minimum investment of 100 Notes at $10 per Note and an estimated initial value range of $9.47 to $9.72 as of the trade date.

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Rhea-AI Summary

UBS AG is offering Trigger Yield Notes linked to the common stock of Micron Technology, Inc. The Notes pay a monthly coupon and mature on October 13, 2026 with a final valuation on October 9, 2026. The coupon rate is stated around 24.20% per annum (monthly coupon ~$0.2017 on a $10 principal). Principal repayment at maturity is contingent: if the final level of the underlying is at or above a disclosed downside threshold, UBS will repay the $10 principal per Note; if below that threshold, repayment equals $10 x (1 + underlying return), which can result in a percentage loss up to the full principal. The Notes are unsecured obligations of UBS and payments depend on UBS’s creditworthiness. Trade date and expected settlement are April 8, 2026 and April 10, 2026. The offering is for a minimum of 100 Notes ($1,000) and the estimated initial value range is $9.51 to $9.76 per Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Occidental Petroleum common stock due April 12, 2027. The notes pay periodic contingent coupons only if the underlying closes at or above the coupon barrier on observation dates and will be automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold, repayment is reduced proportionally to the underlying return and investors can lose a substantial portion or all principal. Payments are subject to UBS credit risk. Trade date is April 8, 2026, settlement April 10, 2026, final valuation date April 8, 2027, and maturity April 12, 2027.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Skyworks Solutions, Inc. The Notes pay a contingent coupon only when the underlying's closing level on an observation date meets or exceeds the coupon barrier and may be automatically called early if the underlying meets or exceeds the initial level on any prior observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise repayment falls in proportion to the underlying return and you can lose a substantial portion or all of your investment. Payments are subject to UBS's creditworthiness. Trade date is April 8, 2026 and maturity is April 12, 2027.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Occidental Petroleum Corporation, with a trade date of April 8, 2026, expected settlement April 10, 2026, final valuation date April 8, 2027, and maturity on or about April 12, 2027. The Notes pay periodic contingent coupons only if the underlying closing level on each observation date is at or above the coupon barrier; otherwise no coupon is paid.

The Notes are subject to an automatic early call if the underlying closing level on an observation date prior to maturity is at or above the initial level, in which case holders receive principal plus any contingent coupon due on the related coupon payment date. If not called, principal repayment at maturity is contingent: if the final level is below the downside threshold, repayment is reduced pro rata and investors may lose a substantial portion or all of their investment. Minimum investment: 100 Notes at $10 per Note; estimated initial value range: $9.46–$9.71 per Note (internal models).

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Skyworks Solutions, Inc. stock due on or about April 12, 2027. The notes pay a contingent coupon only when the underlying closing level meets a coupon barrier on observation dates and may be automatically called early if the underlying closes at or above the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; if below, repayment equals $10 x (1 + Underlying Return), which can result in a significant loss or total loss of principal. Payments are also subject to UBS credit risk. Trade date is April 8, 2026, settlement is April 10, 2026, final valuation date is April 8, 2027, and maturity is April 12, 2027.

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UBS AG offers $303,000 in Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc. The Notes pay periodic contingent coupons only if the underlying meets a coupon barrier on observation dates and are subject to an automatic call if the underlying equals or exceeds the initial level on any observation date. If not called, principal repayment at maturity depends on the final level relative to a downside threshold, and investors can suffer losses up to the full principal; payments are subject to UBS credit risk. Key dates: trade date April 8, 2026, settlement April 10, 2026, final valuation date April 6, 2028, maturity April 10, 2028. The estimated initial value per Note on the trade date is $9.77.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., due on or about April 10, 2028. The notes pay periodic contingent coupons only if the underlying closing level on each observation date is at or above a coupon barrier; otherwise no coupon is paid. The notes will be automatically called early if the underlying closes on an observation date at or above the initial level, in which case holders receive principal plus any contingent coupon due on the related coupon payment date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold, holders suffer a loss equal to the percentage decline in the underlying, potentially losing the entire investment. The trade date is April 8, 2026 with expected settlement on April 10, 2026. The estimated initial value range is $9.41 to $9.66 per $10 Note. Minimum investment is 100 Notes ($1,000). All payments are subject to UBS credit risk.

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UBS AG London Branch offers a preliminary pricing supplement for Digital S&P 500® Index-Linked Medium‑Term Notes tied to the S&P 500 Index. The notes have a $1,000 face amount, a term expected to be 26-29 months, a buffer level of 85.00% and a cap level expected between 116.97% and 119.96%. If the final underlier level is at or above the buffer level, holders receive a maximum settlement amount expected between $1,169.70 and $1,199.60 per $1,000 face amount; if the final underlier level is below the buffer, losses apply at approximately 1.1765% of face for each 1% decline below the buffer. The estimated initial value on the trade date is expected to be between $967.30 and $997.30, and the notes do not pay interest, are unsecured obligations of UBS, and are subject to UBS credit and liquidity, tax and secondary‑market risks.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8005 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on April 8, 2026.