STOCK TITAN

UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering $8,724,000 aggregate face amount of Digital S&P 500® Index-Linked Medium-Term Notes due May 10, 2027. The notes pay no interest and return a cash settlement based on the S&P 500® Index performance from the trade date to the determination date, with a 10.00% downside buffer (90.00% buffer level of initial underlier level 6,611.83) and a capped payout equal to $1,103.00 per $1,000 face amount if the final underlier level is at or above the buffer. If the final underlier level falls below the buffer, investors lose approximately 1.1111% of face amount for each 1% negative underlier return below the buffer and could lose their entire investment. The estimated initial value on the trade date was $986.50 per $1,000 face amount; issue price is 100.00% of face amount (original issue date April 9, 2026). Payments depend on UBS creditworthiness and tax treatment may be uncertain under Section 871(m).

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UBS AG is offering Contingent Income Auto-Callable Securities with a Memory Coupon linked to the common stock of Microsoft Corporation, expected to price on April 10, 2026 with an original issue date around April 15, 2026 and maturity about April 13, 2029. Each security has a stated principal amount of $1,000.00. Investors receive a contingent payment of $27.50 (equivalent to 11.00% per annum) on a contingent payment date only if the closing price on the related determination date is at or above the downside threshold (75.00% of the initial price). Securities may auto-redeem early if the closing price on a determination date equals or exceeds the call threshold (100% of initial price). If not called and the final price is below the downside threshold, holders receive a cash value equal to the exchange ratio multiplied by the final price and may lose a significant portion, or all, of their investment. Payments are unsecured obligations of UBS AG and subject to UBS credit risk. The estimated initial value range is $940.50 to $970.50 as of the pricing date.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the least performing of the Russell 2000® and S&P 500® indices. Each $1,000 Note pays a contingent coupon (11.20% per annum) on quarterly observation dates if both indices meet coupon barriers; the Notes may be automatically called early if both indices meet call thresholds. If not called, a trigger event (an index falling below its downside threshold on any trading day) can expose holders to losses equal to the negative return of the least performing index at maturity. Payments, including principal repayment, are subject to UBS credit risk.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Yield Notes linked to the common stock of First Solar, Inc., due April 12, 2028. The notes pay a fixed coupon of 14.50% per annum (principal amount $1,000 per note), are subject to monthly observation dates beginning after 12 months and will be automatically called if the underlying stock closes at or above the call threshold of $192.31 (100% of the initial level). If not called and the final level is below the downside threshold of $105.77 (55% of the initial level), principal repayment at maturity will be contingent on the underlying return and could result in significant loss, including total loss of principal. Key dates: strike date April 7, 2026, trade date April 9, 2026, expected settlement April 13, 2026. Payments are subject to UBS creditworthiness; estimated initial value range on the trade date is $959.50–$989.50.

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Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, the Russell 2000® Index and the Nasdaq-100® Technology Sector due on or about April 22, 2031. The notes pay a contingent coupon of 13.85% per annum when each underlying asset meets its coupon barrier, are callable monthly by UBS beginning after ~6 months, and return principal at maturity only if each final level is equal to or above a 60.00% downside threshold; otherwise repayment at maturity may be less than principal, reflecting the loss of the least performing underlying asset. The issue price is $1,000.00 per note with an underwriting discount of $7.50 per note and proceeds to UBS of $992.50 per note. The estimated initial value range is $959.70 to $989.70 as of the trade date. The notes are unsecured obligations of UBS and payments are subject to UBS credit risk; they will not be listed on an exchange.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to Airbnb, Inc. common stock due on or about April 19, 2029. The notes pay a contingent coupon of 10.10% per annum if the underlying closing level at an observation date meets the coupon barrier, are callable quarterly beginning after six months if the underlying meets a call threshold (set at 100.00% of the initial level in the preliminary terms), and provide contingent principal repayment at maturity subject to a downside threshold set at 50.00% of the initial level. The issue price is $1,000.00 per Note; UBS estimates an initial value range of $941.10 to $971.10 per Note on the trade date. The underwriting discount is $15.00 per Note (proceeds to UBS $985.00 per Note). These are unsecured obligations of UBS and any payment, including principal, depends on UBS’ creditworthiness. The notes are complex, not exchange-listed, and may result in substantial or total loss of principal if the final level is below the downside threshold.

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UBS AG is offering Buffer Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index®, the Russell 2000® Index and the S&P 500® Index, maturing on or about March 17, 2028. The preliminary terms show a contingent coupon rate of 8.75% per annum, a buffer of 25%, downside thresholds of 75.00% of initial level and coupon barriers of 70.00% of initial level. The issue price is $1,000 per Note, the estimated initial value is stated between $959.50 and $989.50, underwriting discount is up to $7.25 per Note and minimum proceeds per Note are $992.75. The Notes are callable monthly by UBS beginning after ~3 months; contingent coupons are paid only if each underlying meets its coupon barrier on an observation date. Investing involves significant market and credit risk and may result in loss of some or almost all principal.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index and the S&P 500 Index due on or about April 20, 2028. The notes pay a contingent coupon only when each underlying's closing level on an observation date meets its coupon barrier; otherwise no coupon is paid. UBS may call the notes monthly beginning after ~12 months. If not called, principal is repaid at maturity only if each underlying's final level is at or above its downside threshold (70.00% of initial level); otherwise repayment is reduced by the percentage loss of the least performing underlying asset. The preliminary contingent coupon rate shown is 9.55% per annum. The estimated initial value range is $956.70–$986.70 and the issue price is $1,000 per note. Underwriting discount is up to $9.50 per note; proceeds to UBS are at least $990.50. Investments are unsecured obligations of UBS and subject to UBS credit risk and substantial market risk, including the potential loss of all principal.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of UnitedHealth Group. Each Note has a $1,000 principal amount, an expected term of approximately three years with quarterly observation dates, and a contingent coupon rate set on the trade date in the range 18.00% to 18.90% per annum. The Notes pay contingent coupons only if the underlying closes at or above the coupon barrier on observation dates, are automatically called if the underlying closes at or above a call threshold, and expose investors to full downside market risk at maturity if the final level is below the downside threshold. Payments are subject to UBS credit risk. Key dates include a trade date of April 16, 2026, expected settlement April 21, 2026, final valuation date March 29, 2029 and maturity April 4, 2029.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Palantir Technologies Inc., maturing April 10, 2028. The Notes pay contingent coupons only if the underlying closes at or above the coupon barrier on observation dates and are automatically called if the underlying closes at or above the initial level on any prior observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise principal repayment will be reduced pro rata to the underlying return, and investors could lose a significant portion or all of their investment. Payments are subject to UBS creditworthiness. Trade date is April 7, 2026 and settlement is expected April 9, 2026.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8005 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on April 8, 2026.