Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG priced a preliminary offering of Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc. The Notes pay periodic contingent coupons only if the underlying meets coupon barriers on observation dates and may be automatically called early if the underlying meets an initial level on any observation date prior to maturity. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above a disclosed downside threshold; if below, repayment is reduced proportionally to the underlying return, potentially resulting in substantial loss, including loss of the entire investment. The trade date and settlement are expected in April 2026; the final valuation and maturity dates are in April 2029.
UBS AG offers $420,000 Trigger Autocallable Contingent Yield Notes linked to Snowflake Inc. The Notes pay periodic contingent coupons only if the underlying stock meets a coupon barrier on observation dates, may be automatically called early if the underlying equals or exceeds the initial level, and repay principal at maturity only if the final level is at or above a downside threshold. If the final level is below that threshold and the Notes are not called, principal repayment declines in proportion to the underlying return and you could lose all of your investment. The Notes mature on April 24, 2029, have a $10 principal per Note, an estimated initial value of $9.73, and are unsecured obligations subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Snowflake Inc. The notes have an approximate $10 principal per Note and a term of about three years, with Trade Date: April 22, 2026, Final Valuation Date: April 20, 2029, and Maturity Date: April 24, 2029. The notes pay a contingent coupon only when the underlying meets a coupon barrier on observation dates and are subject to an automatic call if the underlying equals or exceeds the initial level on any observation date. Example terms show a 23.56% per annum contingent coupon (example contingent coupon $0.589 per $10 Note) and an estimated initial value range of $9.37 to $9.62. Payments, including any principal repayment, depend on UBS’s creditworthiness. The offering is preliminary and subject to delivery of final Offering Documents.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, maturing on April 24, 2028. The Notes pay periodic contingent coupons only when the underlying's closing level on observation dates meets or exceeds a coupon barrier. The Notes will be automatically called early if the underlying's closing level on an observation date prior to the final valuation date is equal to or greater than the initial level; in that case investors receive principal plus any contingent coupon and the Notes terminate. If the Notes reach final valuation without a call, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise repayment is reduced pro rata to the underlying return and investors can lose a substantial portion or all of their investment. Payments are subject to UBS's creditworthiness. Trade and settlement are expected on April 22, 2026 and April 24, 2026, respectively.
UBS AG filed a preliminary pricing supplement for $• Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, due on or about April 24, 2028. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and are automatically called early if the underlying closes at or above the initial level on any observation date. If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; otherwise investors suffer a loss equal to the underlying return (potentially a total loss). Trade date and settlement are expected on April 22, 2026 and April 24, 2026, respectively. Principal amount per Note is $10; the preliminary estimated initial value range is $9.43–$9.68. Any payments are subject to UBS credit risk.
The issuer, UBS AG, is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Accenture plc due April 24, 2029. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and are automatically called early if the underlying closes at or above the initial level on any observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise, repayment is reduced pro rata to the underlying return and full loss of principal is possible. All payments are subject to the credit risk of UBS. Trade date is April 22, 2026 and settlement is expected on April 24, 2026.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Newmont Corporation, maturing April 24, 2031. The Notes pay contingent coupons only if the underlying meets the coupon barrier on observation dates and may be automatically called early if the underlying reaches the initial level. If not called, repayment of principal at maturity is contingent on the final level relative to the downside threshold; a final level below that threshold exposes investors to the full downside of the underlying and potential loss of all principal. Trade date is April 22, 2026; settlement April 24, 2026. Minimum investment: 100 Notes ($1,000). The estimated initial value on the trade date was $9.71 per Note.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Accenture plc, with an expected trade date of April 22, 2026, settlement on April 24, 2026 and maturity around April 24, 2029. The Notes pay periodic contingent coupons only if the underlying closing level meets a coupon barrier on observation dates, may be automatically called early if the underlying equals or exceeds the initial level on an observation date, and repay principal at maturity only if the final level is at or above a downside threshold; otherwise principal is reduced in direct proportion to the underlying return. The Notes are unsecured obligations of UBS and all payments depend on UBS creditworthiness. Estimated initial value is shown in a range and the Notes are sold in $10 increments with a $1,000 minimum investment.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Newmont Corporation, with a scheduled term to approximately April 24, 2031. The notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and include an automatic call if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called and the final level is below the downside threshold, principal repayment at maturity is contingent and may result in a loss equal to the underlying return; in extreme outcomes the investor could lose the entire investment. Payments are subject to UBS credit risk. Trade date and expected settlement are April 22, 2026 and April 24, 2026, respectively. The preliminary estimated initial value is between $9.30 and $9.55 per $10 Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Spotify Technology S.A. The Notes have a $10 principal amount per Note, expected trade/settlement on April 22, 2026/April 24, 2026, a final valuation date on April 20, 2029, and maturity on April 24, 2029. UBS will pay periodic contingent coupons only when the underlying closing level on an observation date is at or above the coupon barrier; the Notes will autocall early if the underlying closes at or above the initial level on any observation date. If not autocalled, principal repayment at maturity is contingent on the final level relative to the downside threshold; if final level is below that threshold, repayment may be reduced proportionally and investors could lose a significant portion or all of their principal. The estimated initial value per Note at pricing was $9.74. All payments are subject to UBS credit risk.