Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG offers $400,000 Trigger Autocallable Contingent Yield Notes linked to Microsoft common stock due April 23, 2027. The Notes pay periodic contingent coupons only if the underlying closes at or above the coupon barrier on observation dates and include an automatic call if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity is contingent: you receive $10 per Note only if the final level is at or above the downside threshold; if below, repayment equals $10 x (1 + underlying return), potentially causing substantial loss. Trade date is April 21, 2026, settlement April 23, 2026, final valuation April 21, 2027, and maturity April 23, 2027. Estimated initial value per Note is $9.82; Notes are offered at $10 per Note with a minimum purchase of 100 Notes ($1,000). All payments depend on UBS creditworthiness.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Dow Inc. The Notes pay periodic contingent coupons only if the underlying meets a coupon barrier on observation dates and can be automatically called early if the underlying equals or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is repaid if the final level is at or above a downside threshold; if below, repayment is reduced pro rata to the underlying return and you could lose your entire investment. Trade date is April 21, 2026, expected settlement April 23, 2026, final valuation date April 21, 2027, and maturity April 23, 2027. Minimum investment is 100 Notes at $10 per Note. The estimated initial value range is $9.42 to $9.67. All payments are subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation, maturing on or about April 23, 2027. The notes pay periodic contingent coupons only when the underlying closing level meets or exceeds a coupon barrier on observation dates and are subject to an automatic call if the underlying equals or exceeds the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity is contingent: investors receive $10 per note if the final level is at or above the downside threshold, but otherwise receive $10 x (1 + Underlying Return), exposing them to the percentage decline in the underlying (and possible loss of all principal). Trade date is April 21, 2026 and settlement date is April 23, 2026. Estimated initial value is between $9.49 and $9.74.
The issuer, UBS AG, is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Albemarle Corporation with stated trade and settlement dates of April 21, 2026 and April 23, 2026. The notes mature on April 23, 2027 with a final valuation date of April 21, 2027. The offering references a total issue size of $325,000 and a minimum purchase of 100 Notes at $10 per Note (a $1,000 minimum investment). Investors may receive periodic contingent coupons only if the underlying closing level on an observation date equals or exceeds the coupon barrier; the notes are automatically called early if the underlying closes at or above the initial level on any observation date. If not called, repayment of principal at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; otherwise principal repayment falls in proportion to the underlying return, and investors can lose a significant portion or all of their investment. Any payments remain subject to the creditworthiness of UBS AG.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation, with final terms set on the trade date. The Notes pay periodic contingent coupons only if the underlying meets a coupon barrier on observation dates and may be automatically called quarterly after 12 months if the underlying meets or exceeds the initial level. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise principal is reduced proportionally to the decline in the underlying, and investors could lose a significant portion or all of their investment. Trade date is April 21, 2026, expected settlement April 23, 2026, final valuation date April 20, 2028, and maturity April 24, 2028. The offering has a minimum purchase of 100 Notes ($1,000) and the estimated initial value is between $9.39 and $9.64 per Note. All payments are subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Ford Motor Company that mature on April 23, 2027. The notes pay periodic contingent coupons only if the underlying closing level meets the coupon barrier on observation dates and are automatically called early if the underlying closing level on any prior observation date is equal to or greater than the initial level. If not called, principal repayment at maturity is contingent: the issuer will return the $10 principal per note if the final level is at or above the downside threshold; if the final level is below that threshold, the cash payment equals $10 x (1 + Underlying Return), which can result in a significant loss or total loss of principal. Trade date is April 21, 2026, settlement is April 23, 2026, final valuation date is April 21, 2027, and maturity is April 23, 2027. The notes are unsecured obligations of UBS and any payments depend on UBS's creditworthiness. The estimated initial value on the trade date is $9.71 and the minimum purchase is 100 notes ($1,000).
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Intel Corporation stock due on or about April 23, 2027. The Notes pay a contingent coupon only if the underlying stock closes at or above the coupon barrier on observation dates and will autocall early if the stock closes at or above the initial level on any observation date prior to the final valuation date. If not called and the final level is at or above the downside threshold, principal is repaid; if the final level is below the downside threshold, repayment at maturity is reduced proportionally to the underlying return and could result in total loss. Payments are subject to UBS credit risk. Trade date is April 21, 2026 with settlement April 23, 2026; final valuation date is April 21, 2027 and maturity is April 23, 2027. The Notes are offered in minimum increments of 100 Notes at $10 per Note and the estimated initial value per Note is between $9.52 and $9.77.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Microsoft common stock due on or about April 23, 2027. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and will be automatically called early if the underlying closes at or above the initial level on any observation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise the cash payment equals $10 x (1 + Underlying Return), exposing noteholders to the underlying's negative return (potentially a total loss). The Notes are unsecured obligations of UBS and payments are subject to UBS credit risk. Trade date and pricing are set on the cover; estimated initial value is between $9.49 and $9.74 per Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Vertiv Holdings Co. The Notes have a principal amount of $10 per Note, a term of approximately three years, and are conditionally callable and payable based on observation‑date stock levels.
The trade date is April 21, 2026 with expected settlement on April 23, 2026. The final valuation date is April 19, 2029 and maturity is April 23, 2029. An automatic call occurs if the underlying’s closing level on any observation date before maturity is equal to or greater than the initial level; if called, UBS pays principal plus any contingent coupon on the call settlement date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the disclosed downside threshold (example: $60.00, or 60% of the initial level); if below that threshold, repayment is reduced pro rata by the underlying return and you may lose a substantial portion or all of your investment.
The pricing supplement shows an example contingent coupon rate of 22.57% per annum and an estimated initial value of the Notes of $9.66 as of the trade date. Minimum investment is 100 Notes (a $1,000 investment). All payments, including principal, depend on UBS’s creditworthiness.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Freeport-McMoRan Inc. that mature on April 24, 2028. The Notes pay periodic contingent coupons only if the closing level of the underlying meets or exceeds a coupon barrier on observation dates and will be automatically called early if the underlying equals or exceeds the initial level on any observation date prior to maturity. If not called and the final level is at or above the downside threshold, principal is repaid; if the final level is below the downside threshold, principal is reduced proportionally to the underlying return and investors could lose a substantial portion or all of their investment. The Notes are unsecured obligations of UBS and subject to UBS credit risk. The estimated initial value on the trade date was $9.78 per Note and the Notes are offered in minimum investments of 100 Notes ($1,000).