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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Chipotle Mexican Grill, Inc. The Notes mature on July 10, 2028 and can be automatically called if the underlying stock closes at or above the initial level on an observation date. Coupons are contingent: a coupon is paid for a coupon period only if the underlying's closing level on the corresponding observation date is at or above the coupon barrier. If not automatically called, principal repayment at maturity is contingent on the final level relative to the downside threshold and could result in a loss of principal equal to the underlying return, including a total loss.

The trade date is July 7, 2026 with expected settlement on July 9, 2026. The Notes are unsecured obligations of UBS and any payment depends on UBS's creditworthiness. The estimated initial value range is $9.48 to $9.73 per $10 Note as of the trade date.

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UBS AG is offering $629,000 of Trigger Autocallable Contingent Yield Notes linked to United Airlines Holdings, Inc. common stock. The Notes pay a contingent coupon on scheduled coupon payment dates only if the underlying stock closes at or above the coupon barrier on the relevant observation date. The Notes will be automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity depends on the final level relative to the 50.00% downside threshold: if the final level is below that threshold, repayment is reduced pro rata to the underlying return and investors could lose a significant portion or all of their investment. Trade date is July 7, 2026, settlement is July 9, 2026, final valuation date is July 6, 2028 and maturity is July 10, 2028. The estimated initial value was $9.82 per Note, and payments are subject to UBS credit risk.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to United Airlines Holdings, Inc. due on or about July 10, 2028. The Notes pay periodic contingent coupons only if the underlying stock meets coupon barriers on observation dates and may be automatically called early if the stock equals or exceeds the initial level on an observation date. The Notes repay principal at maturity only if the final level is at or above the downside threshold; otherwise principal is reduced pro rata to the underlying return and investors could lose a significant portion or all of their investment. Trade date is July 7, 2026 with settlement on July 9, 2026. Minimum investment is 100 Notes at $10 per Note. The issuer’s estimated initial value range is $9.45 to $9.70 per Note; all payments are subject to the creditworthiness of UBS.

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UBS AG offers $400,000 Trigger Autocallable Contingent Yield Notes linked to the common stock of Meta Platforms, Inc., due July 10, 2028. The Notes pay periodic contingent coupons only if the underlying stock closes at or above the coupon barrier on each observation date and will be automatically called prior to maturity if the underlying closes at or above the initial level on any observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold, principal is reduced proportionally to the underlying return and you could lose a significant portion or all of your investment. Payments (including any principal repayment) are subject to the creditworthiness of UBS. Trade date is July 7, 2026, settlement July 9, 2026, final valuation date July 6, 2028, and maturity July 10, 2028. The estimated initial value per $10 Note was $9.86 as of the trade date.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Meta Platforms, Inc. The notes pay periodic contingent coupons only if observation-date closing levels meet a coupon barrier and can be automatically called early if the underlying equals or exceeds the initial level on an observation date. If not called and the final level is below the downside threshold, principal repayment at maturity is contingent and may be reduced in proportion to the underlying return; extreme outcomes could result in a total loss of principal. Trade date is July 7, 2026, settlement is July 9, 2026, final valuation date is July 6, 2028, and maturity is July 10, 2028. The notes are unsecured obligations of UBS and any payment depends on UBS creditworthiness. The offering has a minimum purchase of 100 Notes at $10 per Note and an estimated initial value range of $9.50 to $9.75 per Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Apollo Global Management, Inc. The Notes have observation dates and may pay a periodic contingent coupon only when the underlying closing level is at or above a coupon barrier; they will be automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity depends on the final level relative to a downside threshold: if the final level is below that threshold, repayment will be reduced pro rata to the decline in the underlying and you could lose a significant portion or all of your investment. Trade date is July 7, 2026, settlement July 9, 2026, final valuation date July 6, 2028 and maturity July 10, 2028. The prospectus materials state an example contingent coupon rate of 14.68% per annum, an estimated initial value of $9.81, and a minimum investment of $1,000.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Cummins Inc. The Notes mature on July 10, 2028 with a final valuation date of July 6, 2028. The Notes pay periodic contingent coupons only if the underlying closing level on observation dates meets or exceeds the coupon barrier; otherwise no coupon is paid.

If the underlying closes at or above the initial level on any observation date prior to maturity, the Notes are automatically called and investors receive principal plus any contingent coupon on the related call settlement date. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold the principal is returned; if below, repayment equals $10 × (1 + underlying return), exposing investors to the full downside of the underlying, potentially resulting in the loss of the entire investment. The Notes are unsecured obligations of UBS AG and all payments depend on UBS's creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Apollo Global Management, Inc. The preliminary pricing supplement sets key dates: Trade Date: July 7, 2026, Settlement Date: July 9, 2026, Final Valuation Date: July 6, 2028, and Maturity Date: July 10, 2028. Notes are offered in $10 denominations with a minimum purchase of 100 Notes ($1,000). The notes pay periodic contingent coupons only if the underlying stock meets coupon barriers on observation dates, feature an automatic call if the underlying equals or exceeds the initial level on an observation date, and expose holders to contingent repayment of principal at maturity tied to the underlying return; in adverse outcomes investors can lose a significant portion or all principal. The preliminary estimated initial value per Note is between $9.45 and $9.70, as determined by UBS’ internal models. The document emphasizes credit risk of UBS and directs readers to the accompanying product supplement and prospectus for full terms and risk factors.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Cummins Inc. The Notes have a trade date of July 7, 2026, expected settlement on July 9, 2026, a final valuation date of July 6, 2028 and maturity on July 10, 2028. Each Note has a principal amount of $10 and pays a contingent coupon only if the underlying closing level on an observation date is at or above the coupon barrier; otherwise no coupon is paid.

The Notes are callable early if the underlying closes at or above the initial level on any observation date prior to final valuation; an automatic call pays principal plus any contingent coupon on the related coupon payment date. If not called and the final level is below the downside threshold, repayment at maturity may be less than principal and can result in substantial or total loss of principal; credit risk of UBS applies to all payments. The preliminary estimated initial value per Note is between $9.48 and $9.73

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Intel common stock due July 10, 2028. Each Note has a $10 principal amount and pays contingent coupons only if the underlying closing level meets the coupon barrier on observation dates; otherwise no coupon is paid.

If an observation date closing is at or above the initial level the Notes will be automatically called and redeemed for principal plus any contingent coupon on the related call settlement date. If not called and the final level is below the downside threshold, maturity repayment may be less than principal and could result in a loss equal to the underlying return, including a total loss.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8004 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on July 7, 2026.