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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

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UBS AG is offering $1,405,000 of Capped GEARS linked to the VanEck® Gold Miners ETF, maturing July 10, 2028. The securities return principal at maturity only if the underlying return is zero or positive; positive returns are multiplied by an Upside Gearing of 3.00 but capped at a Maximum Gain of 74.52%. If the underlying return is negative, investors suffer the full downside of the ETF (e.g., a -60% underlying return would produce a $4.00 payment per $10 principal). The securities pay no interest, have an estimated initial value of $9.47 per $10 principal, a minimum investment of 100 securities, and are unsecured obligations of UBS subject to UBS credit risk. Key dates: trade date July 7, 2026, settlement July 9, 2026, final valuation date July 6, 2028, maturity July 10, 2028. These terms are subject to the accompanying product supplement and prospectus.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Intel Corporation, with an expected maturity on July 10, 2028. The Notes pay contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and can be automatically called early if the underlying closes at or above the initial level on an observation date prior to the final valuation date. If not called and the final level is below the downside threshold, principal repayment at maturity will be reduced proportionally to the underlying return, potentially resulting in a total loss of principal. Trade date and settlement timing are shown as July 7, 2026 and July 9, 2026, respectively. The Notes have a principal amount of $10 per Note, require a minimum purchase of 100 Notes, and the preliminary estimated initial value per Note is between $9.39 and $9.64 as of the trade date.

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Rhea-AI Summary

UBS AG is offering Capped GEARS linked to the VanEck® Gold Miners ETF. The preliminary pricing supplement sets the trade date as July 7, 2026, settlement July 9, 2026, final valuation date July 6, 2028 and maturity July 10, 2028. Payment at maturity depends on the underlying return: a capped, amplified positive return (subject to 68.46% maximum gain and a 3.00x upside gearing) or full downside exposure to the ETF, with principal at risk. The Securities are unsecured obligations of UBS and repayment is subject to UBS creditworthiness. The offering has a minimum investment of 100 Securities (principal $1,000).

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The issuer UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Hewlett Packard Enterprise Company maturing on July 9, 2029. The Notes pay a contingent coupon only if the underlying's closing level on an observation date is at or above the coupon barrier; otherwise no coupon is paid. The Notes will be automatically called early if the underlying's closing level on any observation date prior to the final valuation date is equal to or greater than the initial level, in which case holders receive principal plus any contingent coupon due on the call settlement date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold, holders suffer losses equal to the underlying return and could lose all principal. The Notes are unsecured obligations of UBS and any payments depend on UBS's creditworthiness. Trade date is July 7, 2026, settlement July 9, 2026, final valuation date July 5, 2029 and maturity July 9, 2029. The estimated initial value on the trade date is $9.59 per Note and the minimum investment is 100 Notes ($1,000).

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UBS AG priced a preliminary offering of Trigger Autocallable Contingent Yield Notes linked to the common stock of Hewlett Packard Enterprise Company, with expected trade date July 7, 2026, settlement July 9, 2026 and maturity on July 9, 2029. Each Note has a principal amount of $10 and pays a contingent coupon only if the underlying's closing level on an observation date meets or exceeds a coupon barrier; the Notes are automatically called if the underlying equals or exceeds the initial level on an observation date prior to the final valuation date. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold; if the final level is below that threshold, holders absorb the underlying's negative return and could lose a significant portion or all principal. The preliminary estimated initial value range is $9.29 to $9.54 per Note. The issuer credit risk of UBS applies to all payments.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Stanley Black & Decker common stock due July 10, 2028. The Notes pay periodic contingent coupons only if the underlying closing level on observation dates equals or exceeds a coupon barrier and will be automatically called early if the underlying closes at or above the initial level on any prior observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold, repayment will be reduced pro rata to the percentage decline in the underlying, and investors could lose a significant portion or all of their principal. All payments are subject to UBS creditworthiness. Trade date: July 7, 2026; Settlement date: July 9, 2026; Final valuation date: July 6, 2028; Maturity date: July 10, 2028.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Corning Incorporated common stock due July 9, 2027. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and may be automatically called early if the underlying equals or exceeds the initial level on any observation date.

If not called, principal is repaid at maturity only if the final level is at or above a stated downside threshold; if the final level is below that threshold, repayment at maturity will decline in proportion to the underlying return and could result in loss of all principal. Payments remain subject to UBS credit risk. Trade date is July 7, 2026, settlement July 9, 2026, final valuation date July 7, 2027, and maturity July 9, 2027.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Stanley Black & Decker common stock, with a trade date of July 7, 2026, settlement expected July 9, 2026, final valuation on July 6, 2028 and maturity about July 10, 2028. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and may be automatically called early if the underlying closes at or above the initial level on an observation date. Principal is repaid at maturity only if the final level is at or above a disclosed downside threshold; otherwise repayment at maturity declines in proportion to the underlying return, potentially resulting in substantial or total loss of principal. Minimum investment is 100 Notes at $10 per Note and the estimated initial value range on the trade date is $9.42 to $9.67. Any payments depend on UBSs creditworthiness.

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UBS AG is offering $105,000 in Trigger Autocallable Contingent Yield Notes linked to GE Vernova Inc. common stock due July 9, 2029. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and feature an automatic call if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold; if the final level is below that threshold, repayment is reduced proportionally and you could lose all of your investment. The Notes are unsecured obligations of UBS and any payment is subject to UBS’s creditworthiness. Trade date is July 7, 2026, settlement July 9, 2026, final valuation date July 5, 2029, and maturity July 9, 2029. The estimated initial value per Note is $9.67 and the Notes are offered in minimum increments of 100 Notes at $10 per Note.

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UBS AG offers a preliminary pricing supplement for Trigger Autocallable Contingent Yield Notes linked to the common stock of Corning Incorporated, due on or about July 9, 2027. The trade date is July 7, 2026 with expected settlement on July 9, 2026 and final valuation on July 7, 2027. Each Note has a principal amount of $10 and a minimum investment of 100 Notes ($1,000). The notes pay periodic contingent coupons only if the underlying meets coupon barriers on observation dates, carry an automatic call if the underlying reaches the initial level on observation dates, and feature a contingent repayment of principal at maturity subject to a downside threshold. The estimated initial value range is $9.37 to $9.62 per Note. All payments depend on UBS's creditworthiness and you may lose a significant portion or all of your investment.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8004 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on July 7, 2026.