UBS AG SEC Filings

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of GE Vernova Inc. The Notes mature on July 9, 2029 with an expected trade date of July 7, 2026 and settlement on July 9, 2026. Each Note has a principal amount of $10. The Notes pay a contingent coupon only when the underlying closing level on an observation date is at or above the coupon barrier; otherwise no coupon is paid. The Notes are automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date; in that case the issuer pays principal plus the contingent coupon on the related call settlement date. If not called, repayment at maturity is contingent: if the final level is below the downside threshold the cash payment may be less than principal and may reflect the underlying return, potentially resulting in a significant loss or total loss of principal. The estimated initial value range is $9.36 to $9.61 per Note. Any payment is subject to the creditworthiness of UBS AG. These Notes are not FDIC insured and are not listed on any exchange.

UBS AG is offering $825,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., maturing on July 10, 2028. The Notes pay a contingent coupon on each coupon payment date only if the closing level of the underlying asset on the applicable observation date is at or above the coupon barrier; otherwise no coupon is paid.

The Notes are subject to an automatic call if the underlying closes at or above the initial level on any observation date prior to the final valuation date, in which case UBS will pay principal plus any contingent coupon on the related call settlement date and the Notes will terminate. If not called, principal repayment at maturity depends on the final level relative to the downside threshold: if the final level is below that threshold, holders suffer a loss equal to the underlying return and could lose all principal. Payments are subject to UBS's creditworthiness. The estimated initial value per Note on the trade date is $9.74.

UBS AG priced a preliminary offering of Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation, with a trade date of July 7, 2026, expected settlement on July 9, 2026 and maturity on July 9, 2029. The notes pay a contingent coupon only if the underlying closing level meets or exceeds a coupon barrier on observation dates and carry an automatic call if the underlying equals or exceeds the initial level on any quarterly observation date beginning after six months. At maturity the principal repayment is contingent on the final level relative to a downside threshold; if below that threshold investors bear the percentage loss of the underlying return. The example terms show a $10 principal, an illustrative contingent coupon rate of 9.62% per annum (contingent coupon $0.2405 per period) and a downside threshold of $65.00 (65% of the initial level). The estimated initial value range is $9.36–$9.61 per Note; minimum purchase is 100 Notes at $10 per Note.

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Uber Technologies, Inc. The Notes pay periodic contingent coupons only if the underlying closing level on observation dates meets or exceeds the coupon barrier and can be automatically called early if the underlying closes at or above the initial level on an observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise principal repayment is reduced proportionally to the underlying return and you could lose a significant portion or all of your initial investment. Trade date is July 7, 2026, settlement July 9, 2026, final valuation date July 6, 2028 and maturity July 10, 2028. The Notes have a principal amount of $10 per Note, an estimated initial value of $9.85, and minimum purchase of 100 Notes.

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Micron Technology, Inc. common stock due on or about July 10, 2028. The Notes pay periodic contingent coupons only if the underlying closing level meets or exceeds a coupon barrier on observation dates and feature an automatic call if the underlying equals or exceeds the initial level on any prior observation date. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold you receive the $10 principal; if below, you receive $10 x (1 + Underlying Return), exposing you to equity downside and possible total loss. Trade date is July 7, 2026 and settlement is expected on July 9, 2026. The estimated initial value range at trade date is $9.37 to $9.62 per Note. All payments are subject to UBS credit risk.

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Uber Technologies, Inc. The Notes mature on July 10, 2028 and may be automatically called early if the underlying stock meets or exceeds specified observation‑date levels. Coupons are contingent and paid only when the underlying closing level meets the coupon barrier on an observation date; otherwise no coupon is paid. If not called and the final level is below the downside threshold, repayment at maturity can be less than principal and may equal a percentage loss equal to the underlying return. Trade date is July 7, 2026 with expected settlement on July 9, 2026. The Notes are unsecured obligations of UBS and payments depend on UBS creditworthiness. The offering is a preliminary pricing supplement and final terms will be set on the trade date.

UBS AG is offering $17,780,000 of Contingent Income Auto-Callable Securities with Memory Coupon based on the Class A common stock of Alphabet Inc. The securities have a stated principal amount of $1,000.00 per security, an initial price of $359.91, a call threshold equal to $359.91 (100.00% of the initial price) and a downside threshold equal to $233.94 (65.00% of the initial price).

Holders may receive contingent payments of $25.25 per security (equivalent to 10.10% per annum) on specified contingent payment dates if the closing price on a determination date is equal to or greater than the downside threshold; unpaid contingent payments may be paid later under the memory coupon feature. If a determination date (other than the final determination date) meets the call threshold, the securities will be auto‑redeemed for the stated principal plus applicable contingent payments. If not redeemed and the final price is below the downside threshold, UBS will deliver a cash value (exchange ratio × final price) and investors can lose a significant portion or all of their investment.

The issuer UBS AG London Branch is offering $13,687,000 of Contingent Income Auto-Callable Securities with Memory Coupon due July 6, 2029, linked to the common stock of The Goldman Sachs Group, Inc.. Each security has a stated principal amount of $1,000.00 and an initial price/initial price reference of $1,021.00. Holders may receive a contingent payment of $25.625 per security on specified contingent payment dates if the closing price at the applicable determination date is at or above the downside threshold of $612.60 (60.00% of the initial price). The securities are callable early if the closing price on a non-final determination date is at or above the call threshold of $1,021.00; early redemption pays the stated principal plus the applicable contingent payment(s). If not called and the final price is below the downside threshold, UBS will deliver a cash value equal to the exchange ratio multiplied by the final price, which could be materially less than principal. Payments are unsecured and subject to UBS credit risk; the estimated initial value on the pricing date was $966.30 and the issue price is $1,000.00.

UBS AG is marketing a preliminary offering of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Vertiv Holdings Co. The notes have a contingent coupon rate of 20.85% per annum, an expected issue price of $1,000 per Note, a strike date of July 13, 2026, and a maturity date of July 18, 2029. The notes are callable quarterly beginning after approximately six months if the underlying meets the call threshold; principal is repaid at maturity only if the final level is at or above the downside threshold (50% of the initial level). The estimated initial value range on the trade date is $937.70 to $967.70. All payments depend on UBS creditworthiness and the notes are not FDIC insured.