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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG proposes an offering of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Lumentum Holdings Inc. The Notes pay a contingent coupon of 32.80% per annum, are callable quarterly beginning after six months and mature on July 18, 2029.

The Notes repay principal at maturity only if the final level of the underlying is at or above a downside threshold of 50.00% of the initial level; otherwise principal is reduced in proportion to the underlying's decline. The estimated initial value per Note is between $923.80 and $953.80, with an issue price of $1,000.00 and proceeds to UBS of $976.50 per Note (underwriting discount $23.50 per Note).

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Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500. The Notes have a principal amount of $1,000 per Note, a stated contingent coupon rate of 11.16% per annum (contingent coupon $9.30 per applicable coupon payment), monthly observation dates, an issuer call right beginning after three months, an estimated initial value range of $960.10 to $990.10, a trade date of July 10, 2026, expected settlement July 15, 2026, final valuation date January 10, 2030 and maturity January 15, 2030. Coupon payments occur only if each underlying index is at or above its coupon barrier (70% of initial level) on the relevant observation date; principal repayment at maturity is contingent on each underlying index being at or above its downside threshold (60% of initial level). Any payment is subject to UBS credit risk and UBS may call the Notes at its discretion.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Notes linked to the MSCI® Emerging Markets, due on or about July 15, 2031. The Notes have a $10 principal amount per Note (minimum investment 100 Notes), quarterly observation dates beginning after 12 months, and may be automatically called if the index closes at or above the call threshold. The cover shows a call return rate range of 13.00% to 14.00% per annum (final rate set on the trade date) and a downside threshold of 65.00% of the initial level. If not called and the final level is below that threshold, holders suffer a loss equal to the index decline; in extreme situations principal could be lost. All payments are subject to UBS credit risk. Trade date and settlement are shown as July 10, 2026 and July 15, 2026, respectively, and the estimated initial value range is $9.307 to $9.607 per Note.

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Rhea-AI Summary

UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, Russell 2000 and Nasdaq-100 Technology Sector, due on or about July 19, 2029. The Notes pay a contingent coupon only if each underlying asset meets its coupon barrier on an observation date; otherwise no coupon is paid. UBS may call the Notes monthly beginning after approximately six months; if called you receive principal plus any contingent coupon due on the call settlement date. If not called, repayment at maturity depends on the final levels versus the downside thresholds: if any final level is below its downside threshold (generally 60.00% of initial level), principal is reduced in proportion to the decline of the least performing underlying asset and you could lose a significant portion or all of your investment. The preliminary issue price is $1,000.00 per Note, underwriting discount $7.50 per Note, and the illustrative contingent coupon rate shown is 11.85% per annum. The estimated initial value range on the trade date is stated as $957.00 to $987.00. Payments are subject to UBS credit risk and limited liquidity; the Notes will not be listed on an exchange.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500®, Russell 2000® and Nasdaq-100® Technology Sector, with a scheduled maturity of July 19, 2029. The notes pay a contingent coupon only if each underlying asset meets its coupon barrier on an observation date; UBS may call the notes monthly beginning after three months. If not called, principal repayment at maturity depends on whether each underlying asset is at or above its downside threshold (70.00% of initial level). The preliminary contingent coupon rate shown is 13.40% per annum and the illustrative issue price is $1,000.00 per note; the estimated initial value range is $957.80 to $987.80. Payments, including any principal, are subject to UBS credit risk.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, the Nasdaq-100 and the Russell 2000. Each $1,000 Note pays a 10.65% per annum contingent coupon only if all three indices meet coupon barriers on each monthly observation date; otherwise no coupon is payable. UBS may call the Notes in whole on monthly observation dates beginning after 12 months; if not called, maturity payment depends on the least performing underlying asset versus a 65% downside threshold and may result in partial or total loss of principal. Estimated initial value is $987.00 per Note and the issue price is $1,000 per Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to Arista Networks, Inc. common stock. The issue totals $276,000 at a per-Note issue price of $1,000, with a contingent coupon rate of 20.90% per annum, monthly observation dates, final valuation on July 6, 2027, and maturity on July 9, 2027. The Notes are callable monthly beginning after three months if the closing level meets the call threshold of $173.28 (100% of the initial level). If not called, principal repayment is contingent: full principal at maturity only if the final level is at or above the downside threshold of $103.97 (60% of the initial level); otherwise investors suffer losses proportional to the underlying return. Payments depend on UBS creditworthiness; estimated initial value per Note is $969.50.

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UBS AG is offering $1,250,000 of Buffered Contingent Income Auto-Callable Securities due July 8, 2030 linked to the common stock of Micron Technology, Inc.. Each security has a stated principal amount of $1,000.00 and pays a contingent coupon of $65.00 (equivalent to 26.00% per annum) on a determination date if the closing price of the underlying equity is at or above the downside threshold of $487.78 (50.00% of the initial price). The call threshold and initial price are $975.56. The securities are callable early on specified determination dates; if not called and the final price is below the downside threshold, investors receive a cash value that may be less than principal (the cash value equals the exchange ratio times the final price). The securities are unsecured obligations of UBS and subject to UBS credit risk; the estimated initial value at pricing was $946.50 while the issue price is $1,000.00. The offering does not provide participation in stock appreciation and may result in loss of some or all principal.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500®, Russell 2000® and Nasdaq-100®, with a contingent coupon rate of 12.35% per annum and a principal denomination of $1,000 per Note. The Notes are callable monthly by UBS beginning after approximately three months; if called UBS will pay principal plus any contingent coupon due on the related call settlement date. If not called, repayment at maturity depends on whether each underlying asset’s final level is at or above its downside threshold of 70.00% of its initial level; if the least performing underlying asset finishes below its downside threshold, the cash payment at maturity will be reduced in direct proportion to that asset’s decline, potentially producing a total loss. The estimated initial value range is $959.40 to $989.40 per Note and the issue price is $1,000.00 per Note; UBS Securities LLC will receive an underwriting discount of $6.50 per Note. The Notes are unsecured obligations of UBS and repayment is subject to UBS credit risk.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500. The Notes pay a periodic contingent coupon of 11.05% per annum only if each index is at or above its coupon barrier on an observation date, are callable by UBS beginning after three months, and mature on or about July 15, 2031. Principal is repaid at maturity only if each index is at or above its downside thresholds (60% of initial level); otherwise repayment is reduced in line with the percentage decline of the least performing index and you could lose a significant portion or all of your investment. Trade date is shown as July 10, 2026 with settlement expected July 15, 2026. The issue price is $1,000 per Note; UBS discloses an estimated initial value range of $958.30 to $988.30 per Note determined by UBS’ internal pricing models.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8004 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on July 7, 2026.