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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

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UBS AG is offering Buffer In‑Digital Securities linked to the State Street® Energy Select Sector SPDR® ETF (XLE) with a principal amount of $1,000 per Security. The Securities have a digital return of 11.00%, a buffer of 15.00% (downside threshold 85.00% of the initial level) and a term of approximately 13 months. Key dates in the preliminary terms: trade date July 10, 2026, settlement July 15, 2026, final valuation date August 10, 2027 and maturity August 13, 2027. The estimated initial value range is $961.50 to $991.50; issue price per Security is shown at $1,000.00 with an underwriting discount of $6.50 and proceeds to UBS of $993.50 per Security. Payments at maturity depend on the final level of XLE relative to the digital barrier (90% of initial level) and the downside threshold (85% of initial level). Any repayment is subject to UBS credit risk and holding to maturity is required to receive contingent principal protections.

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UBS AG offers Airbag Autocallable Yield Notes linked to the common stock of Advanced Micro Devices, Inc., maturing July 8, 2027. The Notes pay a coupon on each coupon payment date unless the Notes are automatically called early after an observation date when the underlying closes at or above the initial level. If automatically called, investors receive the principal plus the coupon on the call settlement date and no further payments. If not called, at maturity UBS will repay principal if the final level is at or above the conversion level; otherwise UBS will deliver a share delivery amount (shares plus cash for any fractional share), which is expected to be worth less than principal and can result in a partial or total loss of principal. Trade date is July 6, 2026, settlement July 8, 2026, final valuation date July 6, 2027. The document shows an estimated initial value of $979.30 and uses a $1,000 principal per Note in examples.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Netflix, Inc., due July 8, 2027. The Notes pay periodic contingent coupons only if the underlying closing level on an observation date meets or exceeds the coupon barrier; otherwise no coupon is paid. The Notes are automatically called early if the underlying closing level on any quarterly observation date (beginning after six months) is equal to or greater than the initial level; an automatic call triggers repayment of the principal amount plus any contingent coupon then due. If not called, principal repayment at maturity depends on the final level relative to the downside threshold: if the final level is below that threshold, principal is reduced proportionally to the underlying return and investors can lose a significant portion, or all, of their investment. Key dates: Trade Date July 6, 2026, Settlement Date July 8, 2026, Final Valuation Date July 6, 2027, Maturity Date July 8, 2027. Minimum investment is 100 Notes at $10 per Note; the estimated initial value is $9.77. All payments are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Amazon.com, Inc. common stock due July 9, 2029. The Notes pay contingent coupons only when the underlying closing level on an observation date meets or exceeds a coupon barrier and are automatically called if the underlying closes at or above the initial level on any prior observation date. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; otherwise payoff declines proportionately to the underlying return, potentially leading to total loss. Trade and settlement are shown as July 6, 2026 and July 8, 2026. The Notes have an estimated initial value of $9.73 per $10 Note and are offered in minimum increments of 100 Notes.

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UBS AG is offering Capped Buffer GEARS linked to Micron Technology, Inc. with a two‑year term maturing July 10, 2028. The securities are unsecured debt obligations whose maturity payment depends on the underlying return of Micron stock, subject to an upside cap and a downside buffer.

If the underlying return is positive, payment = $10 × (1 + lesser of (Underlying Return × Upside Gearing) and Maximum Gain). If the underlying return is zero or negative but the final level ≥ the Downside Threshold, principal ($10) is repaid. If the final level is below the downside threshold, payment = $10 × [1 + (Underlying Return + Buffer)], which can result in substantial loss. Estimated initial value is $9.46 per Security and minimum investment is 100 Securities ($1,000).

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The issuer UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc.. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and will be automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise, repayment at maturity is reduced in proportion to the underlying return and investors may lose a significant portion or all of their investment. Trade date is July 6, 2026, settlement July 8, 2026, final valuation date July 6, 2028 and maturity July 10, 2028. The estimated initial value per Note was stated as $9.74 and any payment is subject to the creditworthiness of UBS AG.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Applied Materials, Inc. common stock due July 10, 2028. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and are autocallable early if the stock closes at or above the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; otherwise principal is reduced proportionally to the underlying return and you could lose a substantial portion or all of your investment. All payments depend on UBS’s creditworthiness. Trade date and settlement are July 6, 2026 and July 8, 2026, with final valuation and maturity on July 6, 2028 and July 10, 2028, respectively. The estimated initial value per Note on the trade date is $9.78.

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UBS AG is offering Airbag Autocallable Yield Notes, unsecured debt linked to the common stock of Advanced Micro Devices, Inc., maturing on July 8, 2027. The Notes pay a periodic coupon regardless of AMD share performance unless they are automatically called early, and they will be automatically called if AMD’s closing level on any observation date (before the final valuation date) is at or above the initial level, in which case investors receive the $1,000 principal per Note plus the coupon then due.

If the Notes are not called and AMD’s closing level on the final valuation date is at or above a defined conversion level, investors receive the $1,000 principal per Note at maturity plus the final coupon. If the final level is below the conversion level, investors receive a share delivery amount of AMD stock per Note equal to $1,000 divided by the conversion level (with cash for any fraction), which is expected to be worth less than the principal and can result in a loss of some or all of the initial investment. All payments and deliveries depend on UBS’s creditworthiness, the Notes are not insured or exchange-listed, and the estimated initial value per $1,000 Note is between $953.50 and $978.50.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Netflix, Inc. The preliminary pricing supplement sets a trade date of July 6, 2026, settlement on July 8, 2026, a final valuation date of July 6, 2027 and maturity on July 8, 2027. Each Note has a principal amount of $10 and the issuer may pay periodic contingent coupons only if the underlying stock closes at or above the coupon barrier on observation dates. The Notes can be automatically called on quarterly observation dates if the underlying closes at or above the initial level; otherwise repayment at maturity is contingent and can result in losses tied to the percentage decline of the underlying, including total loss of principal. Estimated initial value is shown as between $9.45 and $9.70. All payments are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc., with a trade date of July 6, 2026, expected settlement on July 8, 2026, a final valuation date of July 5, 2029, and expected maturity on July 9, 2029. The notes pay contingent periodic coupons only if the underlying closes at or above a coupon barrier on observation dates, are automatically called if the underlying closes at or above the initial level on any observation date, and repay principal at maturity only if the final level is at or above a downside threshold; otherwise investors suffer a loss tied to the underlying return. The offering carries issuer credit risk of UBS AG, is not FDIC insured, and has an estimated initial value range per Note of $9.37 to $9.62 per $10 principal.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8004 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on July 7, 2026.