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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Capped Buffer GEARS, unsecured debt securities linked to the common stock of Micron Technology, Inc. The securities mature on July 10, 2028 and pay at maturity based on the underlying return, subject to an upside gearing, a maximum gain cap, and a buffered downside feature.

Each Security has a principal amount of $10; minimum investment is 100 Securities ($1,000). Trade date is July 6, 2026, settlement on July 8, 2026, and final valuation date is July 6, 2028. The preliminary terms show Upside Gearing 2.00, Maximum Gain 119.06%, and an estimated initial value range of $9.26 to $9.51 on the trade date. Payments, including principal repayment, are subject to UBS's creditworthiness.

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UBS AG published a preliminary pricing supplement for $• Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc. The Notes have a trade date of July 6, 2026, expected settlement on July 8, 2026, a final valuation date of July 6, 2028, and an expected maturity of July 10, 2028.

The Notes pay periodic contingent coupons only when the underlying closing level on observation dates is at or above a coupon barrier and include an automatic call if the underlying closes at or above the initial level on any observation date. If not called and the final level is below the downside threshold, principal repayment at maturity can be reduced proportionally to the underlying return, and investors can lose a significant portion or all of their principal. The supplement shows a hypothetical contingent coupon rate of 23.86% per annum and a minimum investment of 100 Notes ($1,000).

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Applied Materials, Inc. The Notes pay a periodic contingent coupon only if the underlying's closing level on an observation date meets or exceeds a coupon barrier and may be automatically called early if the underlying reaches at-or-above the initial level on an observation date. At maturity, if not called, principal repayment is contingent: full principal is returned if the final level is at or above the downside threshold; if below, repayment equals $10 multiplied by (1 + underlying return), exposing holders to the full percentage decline in the underlying and possible total loss. Trade date is July 6, 2026, expected settlement July 8, 2026, final valuation date July 6, 2028, and maturity approximately July 10, 2028. The Notes are unsecured obligations of UBS and payments are subject to UBS's creditworthiness. The estimated initial value range is $9.42–$9.67 per $10 Note, and minimum purchase is 100 Notes.

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UBS AG offers $388,000 principal of Trigger Autocallable Contingent Yield Notes linked to the common stock of Lam Research Corporation, with a Trade Date of July 6, 2026, expected Settlement Date July 8, 2026, a Final Valuation Date of July 6, 2028 and Maturity Date of July 10, 2028. The Notes pay contingent coupons only when the underlying closing level on an observation date meets or exceeds a coupon barrier and are automatically called if the underlying equals or exceeds the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold and may result in partial or total loss of principal; all payments remain subject to the creditworthiness of UBS AG.

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UBS AG priced a preliminary offering of Trigger Autocallable Contingent Yield Notes linked to the common stock of Lam Research Corporation, maturing on July 10, 2028. The Notes pay periodic contingent coupons only if the underlying meets a coupon barrier on observation dates and are automatically called early if the underlying equals or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold; a final level below that threshold exposes investors to the negative return of the underlying, potentially a total loss. Trade date is July 6, 2026 with expected settlement on July 8, 2026. Minimum investment is 100 Notes at $10 per Note and the estimated initial value range is $9.43–$9.68 per Note as of the trade date.

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UBS AG is offering Trigger Callable Contingent Yield Notes totaling $584,000 linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500. The Notes pay a 12.00% per annum contingent coupon only if each index meets its coupon barrier on an observation date. Trade date is July 2, 2026, settlement July 8, 2026, final valuation July 2, 2029 and maturity July 6, 2029. Notes are issuer-callable beginning after three months and repayment of principal at maturity is contingent on the indices remaining at or above 70% of their initial levels; otherwise investors suffer a loss tied to the least performing underlying asset. Any payment depends on UBS creditworthiness. The estimated initial value per Note is $986.70 versus the issue price of $1,000.00.

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UBS AG is offering UBS AG Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Broadcom Inc. The Notes have a term of approximately three years, expected trade date July 31, 2026, settlement August 5, 2026, and expected maturity August 3, 2029. The Notes pay contingent coupons only if the underlying's closing level meets or exceeds a coupon barrier on an observation date and may be automatically called early if the underlying meets a call threshold. At maturity, if the final level is below the downside threshold, holders will receive a share delivery amount rather than principal, which could result in substantial or total loss. The issue price per Note is $1,000 and UBS discloses an estimated initial value range of $936.00 to $966.00 per Note.

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UBS AG priced a preliminary offering of Contingent Income Auto-Callable Securities with Memory Coupon linked to the common stock of Broadcom Inc. The securities have a $1,000 stated principal amount per security, an expected pricing date of July 10, 2026, and an expected maturity of July 13, 2028.

Holders may receive contingent payments of $39.25 (equivalent to 15.70% per annum) on specified contingent payment dates if the underlying closing price on determination dates is at or above the downside threshold (equal to 55.00% of the initial price). If a call threshold (equal to 100.00% of the initial price) is met on a determination date (other than the final), the securities will auto‑redeem early. If not redeemed and the final price is below the downside threshold, UBS will deliver a cash value that may result in a substantial loss of principal. Payments are unsecured and depend on UBS creditworthiness.

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The issuer UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector and the Russell 2000® Index. The notes pay a contingent coupon of 14.50% per annum only when both underlyings close at or above their coupon barriers on an observation date. UBS may call the notes in whole on monthly observation dates beginning after three months. At maturity, if any underlying is below its downside threshold (70.00% of its initial level), principal repayment is reduced proportionally to the negative return of the least performing underlying; in extreme cases, investors could lose all principal. The issue price is $1,000 per Note (aggregate $13,458,000) and the estimated initial value per Note on the trade date was $988.40. Payments are subject to UBS credit risk.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, the Nasdaq-100 and the S&P 500. The offering totals $532,000 and each Note has a principal amount of $1,000. The Notes pay a contingent coupon of 12.60% per annum only if, on an observation date, the closing level of each underlying asset is at or above its coupon barrier; otherwise no coupon is paid. UBS may call the Notes in whole on monthly observation dates beginning after three months; if not called, repayment at maturity depends on the final performance of the least performing underlying asset versus its 70.00% downside threshold, meaning holders can suffer a principal loss equal to the negative return of that least performing asset. The estimated initial value per Note is $990.80 and the issue price per Note is $1,000, inclusive of underwriting and issuance costs. All payments are subject to UBS credit risk.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8004 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on July 6, 2026.