STOCK TITAN

UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, the Nasdaq-100 and the S&P 500. The offering size is $783,000 and the Notes have a $1,000 principal per Note. The contingent coupon rate is 12.40% per annum, payable only when each underlying asset is at or above its coupon barrier on an observation date. The Notes are issuer-callable monthly beginning after three months and mature on March 7, 2029. Each underlying asset’s downside threshold and coupon barrier are 70.00% of its initial level; failure of any underlying asset to be at or above its downside threshold at final valuation can cause a full or partial loss of principal tied to the percentage decline of the least performing underlying asset. The estimated initial value on the trade date is $990.30. All payments are subject to UBS’s creditworthiness and the Notes are not bank deposits or FDIC insured.

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Rhea-AI Summary

UBS AG is offering $699,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, the Nasdaq-100® and the S&P 500®, due July 7, 2028. Each Note has a $1,000 principal amount and a contingent coupon rate of 12.85% per annum; coupon payments occur only if all three indices close at or above their coupon barriers on each observation date. UBS may call the Notes on monthly observation dates beginning after three months. At maturity investors receive either full principal if all final index levels are at or above their downside thresholds (70.00% of initial levels) or a principal repayment reduced in proportion to the decline of the least performing underlying asset. The estimated initial value per Note on the trade date is $992.70, below the issue price of $1,000.00. These Notes are unsecured obligations of UBS and repayment is subject to UBS credit risk.

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Rhea-AI Summary

UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 and S&P 500. The offering totals $1,070,000 (issue price $1,000 per Note). Notes pay a monthly contingent coupon of 10.15% per annum when both indices meet coupon barriers and are callable by UBS beginning after 12 months. At maturity (July 7, 2028) principal is repaid only if each index is at or above its downside threshold (70.00% of initial levels); otherwise repayment is reduced pro rata by the negative return of the least performing index, with potential loss of all principal. Estimated initial value per Note was $987.80. All payments are subject to UBS credit risk and there may be little or no secondary market.

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Rhea-AI Summary

UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000Index and the Nasdaq-100Technology Sector due on or about June 15, 2028. The notes pay a contingent coupon of 13.50% per annum only when each underlying meets its coupon barrier on observation dates; otherwise no coupon is paid.

If UBS elects to call the notes (monthly, beginning after three months), holders receive principal plus any contingent coupon on the related call settlement date and no further payments. If UBS does not call the notes and the final level of every underlying asset is at or above its downside threshold (70.00% of initial level), holders receive the principal at maturity. If the final level of any underlying asset is below its downside threshold, the maturity payment is reduced pro rata to the percentage decline of the least performing underlying asset, potentially resulting in the loss of a substantial portion or all of the investment. The estimated initial value range is $956.40 to $986.40 and the issue price is $1,000.00 per note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the shares of the United States Oil Fund, LP (USO). The Notes pay a contingent coupon of 8.00% per annum only if the underlying closes at or above the coupon barrier on an observation date, are subject to automatic early call if the underlying meets the call threshold, and mature on January 6, 2028. The initial level is stated as $103.98 (strike date July 2, 2026) with a coupon barrier and downside threshold of $62.39 (60.00% of the initial level). Issue price is $10.00 per Note; estimated initial value range is $9.304 to $9.604. Payments, including principal at maturity, are subject to UBS credit risk; if final level is below the downside threshold and the Notes are not called, investors may suffer losses up to the full principal amount.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the least performing shares of Apple, Advanced Micro Devices and Micron. Each Note has a $1,000 principal amount, quarterly observation dates and an expected term to the final valuation date of July 9, 2029 with maturity on July 12, 2029. Investors may receive periodic contingent coupons only if all three underlying assets meet coupon barrier levels on an observation date; otherwise no coupon is paid. The Notes are automatically called if all underlyings meet specified call thresholds on an observation date. If not called, repayment at maturity is contingent: UBS will pay principal in cash only if all final levels meet downside thresholds; otherwise holders receive the share delivery amount of the least performing underlying asset, which may result in a significant loss of principal. All payments depend on the creditworthiness of UBS.

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UBS AG offers $2,923,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector, the Russell 2000® Index and shares of the State Street® Energy Select Sector SPDR® ETF. The Notes have a principal amount of $1,000 per Note and a term of approximately five years, are issuer-callable monthly beginning after six months, and pay a contingent coupon of 16.90% per annum only if the closing level of each underlying asset meets its coupon barrier on an observation date. At maturity (July 8, 2031) principal is repaid only if each underlying asset’s final level is at or above its downside threshold; otherwise repayment is reduced pro rata by the negative return of the least performing underlying asset, potentially resulting in substantial or total loss. The estimated initial value per Note on the trade date was $988.80 and the issue price per Note is $1,000.00. The Notes are unsecured obligations of UBS and are subject to UBS credit risk, limited secondary market liquidity, and other risks described herein.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index. The offering totals $467,000 at an issue price of $1,000 per Note. The Notes pay a contingent coupon of 9.75% per annum on an observation date only if both indices close at or above their coupon barriers (70% of initial levels). UBS may call the Notes in whole on monthly observation dates beginning after six months. If not called, principal is repaid at maturity only if each index is at or above its 70% downside threshold; otherwise repayment at maturity equals $1,000 × (1 + underlying return of the least performing underlying asset), which can result in a large loss or total loss. Trade date is July 2, 2026, settlement July 8, 2026, final valuation June 2, 2028, and maturity June 7, 2028. The estimated initial value per Note is $987.80, and payments are subject to UBS credit risk.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index due July 6, 2029. The Notes pay a contingent coupon of 10.50% per annum only if each underlying closes at or above its coupon barrier on an observation date. UBS may call the Notes beginning after 12 months. At maturity you receive $1,000 per Note only if each final level is at or above its 60.00% downside threshold; otherwise principal is reduced pro rata to the negative return of the least performing underlying asset and could be a total loss. Issue size is $6,641,000 and the estimated initial value per Note is $991.90.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 indices. The Notes pay a contingent coupon of 10.15% per annum on an observation date only if each index is at or above its coupon barrier (70% of initial level). UBS may call the Notes in whole on monthly observation dates beginning after three months. If not called, principal at maturity is contingent: full $1,000 is returned only if each index is at or above its downside threshold (60% of initial level); otherwise repayment is reduced pro rata by the negative return of the least performing index, potentially to zero. Trade date is July 8, 2026, settlement July 13, 2026, final valuation January 10, 2028, and maturity January 13, 2028. The estimated initial value range is $959.00–$989.00 and the issue price is $1,000 per Note; proceeds to UBS are at least $992.75 per Note. The Notes are unsecured obligations of UBS and subject to UBS credit risk; they are not FDIC insured and will not be listed.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8004 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on July 6, 2026.