STOCK TITAN

UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500. The offering totals $2,147,000 at an issue price of $1,000 per Note with trade date July 1, 2026, settlement July 7, 2026, final valuation date July 1, 2030 and maturity July 5, 2030.

The Notes pay a semiannual contingent coupon (cover shows 9.50% per annum, or $47.50 per Note per coupon when payable) only if each underlying asset is at or above its coupon barrier on an observation date. UBS may call the Notes in whole on any observation date (other than the final valuation date); if not called, principal repayment at maturity is contingent on the least performing underlying asset relative to its downside threshold and may result in significant loss or total loss of principal. The estimated initial value per Note is $991.60. All payments are subject to UBS credit risk.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Airbag Callable Contingent Yield Notes linked to the least performing of GDXJ, GLD and SILJ. The $3,000,000 offering (principal amount $1,000 per Note) pays a contingent coupon only if all three underlying assets close at or above their coupon barriers on each observation date. UBS may call the Notes on monthly observation dates beginning after three months. If not called, repayment at maturity depends on the final levels: full principal is repaid only if every underlying is at or above its 70% downside threshold; otherwise holders suffer leveraged downside (about 1.4286x) and could lose all principal. Payments are subject to UBS credit risk.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Airbag Callable Contingent Yield Notes linked to the least performing of three ETFs. Each Note has a principal amount of $1,000, a contingent coupon rate of 17.70% per annum (total potential contingent coupons of 8.85% of principal if not called), and a term of approximately six months with a strike date of June 26, 2026, trade date June 30, 2026, settlement July 2, 2026, final valuation date December 26, 2026 and maturity December 31, 2026.

The Notes pay a contingent coupon on an observation date only if each underlying ETF closes at or above its coupon barrier; UBS may call the Notes in whole on monthly observation dates beginning after three months. If not called, repayment at maturity is contingent: if every underlying asset is at or above its downside threshold (70% of initial level; threshold percentage 30.00%), the principal is repaid; if any underlying asset is below its downside threshold, you bear leveraged downside exposure to the least performing underlying asset via a downside leverage of approximately 1.4286, which implies you lose ~1.4286% of principal for each 1% loss beyond the 30% threshold. The estimated initial value range is $958.90 to $988.90 per Note; any payment depends on UBS creditworthiness.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the Nasdaq-100® Technology Sector. The notes pay a contingent coupon (12.65% per annum in examples) only if each underlying meets coupon barriers on observation dates. UBS may call the notes monthly beginning after six months; if not called, principal is repaid at maturity only if each final level is at or above its 70.00% downside threshold. If any final level is below its downside threshold, repayment at maturity will be reduced pro rata to the decline in the least performing underlying asset. The estimated initial value range is $957.50–$987.50 and the issue price per note is $1,000. Payments are subject to UBS credit risk; secondary market liquidity is limited and underwriting compensation may be up to $7.25 per note.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to ADRs of Taiwan Semiconductor Manufacturing Company Limited with a maturity of July 9, 2029. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and are automatically called if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; otherwise, investors suffer a loss equal to the underlying return and could lose their entire investment. The Notes are unsecured obligations of UBS and subject to UBS credit risk. Trade and settlement dates are July 2, 2026 and July 7, 2026. Minimum investment is 100 Notes at $10 per Note; the estimated initial value on the trade date is $9.73 per Note.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering $1,170,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of United Airlines Holdings, Inc., due July 7, 2028. The Notes pay a contingent coupon on specified observation dates only if the underlying stock closes at or above the coupon barrier; otherwise no coupon is paid. The Notes will be automatically called early if the underlying stock closes at or above the initial level on any observation date prior to the final valuation date, in which case holders receive principal plus any contingent coupon due on the related call settlement date. If the Notes are not called and the final level is at or above the downside threshold, UBS will repay principal at maturity. If the final level is below the downside threshold, repayment at maturity will be reduced in proportion to the underlying return, and investors could lose a significant portion or all of their investment. All payments are subject to the creditworthiness of UBS. Trade date is July 2, 2026, settlement July 7, 2026, final valuation date July 5, 2028, and maturity July 7, 2028.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG priced a preliminary offering document for Trigger Autocallable Contingent Yield Notes linked to ADRs of Taiwan Semiconductor Manufacturing Company Limited with a trade date of July 2, 2026 and expected settlement on July 7, 2026. The notes mature on July 9, 2029 with a final valuation date of July 5, 2029.

The Notes pay contingent coupons only when the underlying closing level on an observation date is at or above a coupon barrier and will be automatically called early if the underlying closes at or above the initial level on any observation date. If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above the downside threshold; otherwise principal is reduced pro rata to the underlying return, potentially resulting in a total loss. The Notes are unsecured obligations of UBS and any payments are subject to UBS credit risk. The illustrative contingent coupon rate shown is 17.75% per annum with a hypothetical per-Note coupon of $0.4438 and an estimated initial value range of $9.35–$9.60.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to United Airlines Holdings, Inc. common stock due on or about July 7, 2028. The notes pay periodic contingent coupons only if the underlying closing level meets or exceeds a coupon barrier on observation dates and are automatically called early if the underlying closes at or above the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above a disclosed downside threshold; otherwise principal is reduced proportionally to the underlying return, potentially causing total loss. Trade date is July 2, 2026 and settlement is July 7, 2026. The estimated initial value range is $9.44–$9.69 per $10 Note as determined by UBS’ internal models. All payments are subject to UBS credit risk.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of GE Vernova Inc., maturing July 7, 2028. The Notes pay periodic contingent coupons only if the underlying stock meets a coupon barrier on observation dates and are automatically called early if the underlying equals or exceeds the initial level on any observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise principal is reduced in direct proportion to the underlying return, potentially causing total loss. Payments are subject to UBS credit risk. Trade date is July 2, 2026, settlement July 7, 2026, final valuation July 5, 2028, and maturity July 7, 2028. The estimated initial value per $10 Note is $9.74.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG is offering Trigger Yield Notes linked to the ADRs of Arm Holdings plc with an aggregate size of $4,000,000. The Notes pay a fixed coupon and provide contingent repayment of principal at maturity: if the final level of the underlying asset on the final valuation date is equal to or above the downside threshold, UBS will repay the $10 principal per Note; if below the downside threshold, repayment at maturity will equal $10 × (1 + underlying return), which can produce a percentage loss up to a total loss of principal.

Key terms: trade date July 2, 2026, settlement July 7, 2026, final valuation date January 5, 2027, maturity January 7, 2027, estimated initial value $9.86, minimum investment 100 Notes at $10 per Note, and an illustrative coupon rate of 31.39% per annum (monthly coupon $0.2616 on a $10 Note). All payments, including any principal repayment, are subject to the creditworthiness of UBS and certain market disruption postponement provisions.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus

FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8004 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on July 6, 2026.