Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AMUB filings document UBS AG’s role as the foreign private issuer behind the ETRACS Alerian MLP Index ETN Series B and the broader debt-securities platform under which UBS offers registered securities. UBS AG’s Form 6-K materials include quarterly and annual reporting references, IFRS financial information, capitalization tables, debt issued, registration-statement updates, legal opinions and offering-related disclosures.
The filing record also covers UBS Group and UBS AG risk and capital management, Pillar 3 regulatory capital metrics, leverage, liquidity and funding, governance signatures, and material reports involving debt securities. These disclosures frame AMUB as a senior unsecured UBS AG obligation whose value and payments depend on the note terms and UBS AG credit risk.
UBS AG priced a preliminary offering for Trigger Autocallable Contingent Yield Notes linked to the common stock of Palantir Technologies Inc. The Notes have a trade date of May 28, 2026, expected settlement on June 1, 2026, final valuation date May 30, 2028 and maturity on June 1, 2028. Each Note has a principal amount of $10 and a minimum purchase of 100 Notes ($1,000). The Notes may pay periodic contingent coupons only if the underlying closing level meets the coupon barrier on observation dates; they automatically call if the underlying closes at or above the initial level on an observation date. If not called, repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise principal is reduced pro rata to the underlying return, and investors could lose most or all principal. The issuer’s creditworthiness (UBS) governs all payments. The estimated initial value range on the trade date is between $9.42 and $9.67.
The issuer, UBS AG, is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Dell Technologies Inc. The Notes pay a periodic contingent coupon only when the underlying's closing level on an observation date meets or exceeds the coupon barrier and will be automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, repayment at maturity depends on the final level: you receive the $10 principal if the final level is at or above the downside threshold; if the final level is below that threshold, the cash payment equals $10 times (1 + underlying return), exposing holders to the underlying's negative return and possible loss of all principal. Trade and settlement are May 28, 2026 and June 1, 2026; final valuation and maturity are May 30, 2028 and June 1, 2028. The estimated initial value is $9.73 per Note and minimum investment is 100 Notes ($1,000), inclusive of UBS' internal pricing assumptions. All payments are subject to UBS' creditworthiness.
UBS AG priced a preliminary offering for Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation with a trade date of May 28, 2026, expected settlement on June 1, 2026, a final valuation date of November 29, 2027 and maturity on December 1, 2027.
The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates, are automatically callable if the underlying equals or exceeds the initial level on any quarterly observation date (beginning after six months), and repay principal at maturity only if the final level is at or above a stated downside threshold; otherwise principal is reduced pro rata to the underlying return.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Dell Technologies Inc. stock due on or about June 1, 2028. The Notes pay periodic contingent coupons only when the underlying closing level meets a coupon barrier, may be automatically called early if the underlying equals or exceeds the initial level on an observation date, and repay principal at maturity only if the final level is at or above a disclosed downside threshold. If not called and the final level is below that threshold, repayment at maturity reflects the underlying return and can result in substantial or total loss of principal. The Notes are unsecured obligations of UBS AG and any payment depends on UBS creditworthiness. Trade date is May 28, 2026, expected settlement June 1, 2026, final valuation date May 30, 2028, and maturity June 1, 2028. The Notes are sold in minimum blocks of 100 Notes at $10 per Note and the estimated initial value range is $9.37 to $9.62.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Intel Corporation stock due June 1, 2028. The Notes pay a contingent coupon only if the underlying closing level on an observation date meets or exceeds the coupon barrier; otherwise no coupon is paid.
The Notes can be automatically called early if an observation-date closing level equals or exceeds the initial level, in which case holders receive the $10 principal plus any contingent coupon then due. If not called and the final level is below the downside threshold, holders face downside market exposure and may receive less than principal (potentially a total loss). All payments are subject to UBS credit risk. Trade date and settlement are May 28, 2026 and June 1, 2026; final valuation and maturity are May 30, 2028 and June 1, 2028.
UBS AG is offering Airbag Autocallable Yield Notes linked to Palantir Technologies Inc. common stock. The Notes pay a quarterly coupon and may be automatically called early if the underlying stock closes at or above the initial level on an observation date. If not called, principal repayment at maturity is contingent: UBS will repay principal in cash only if the final level is at or above the conversion level; otherwise holders receive a share delivery amount (stock per Note) whose market value may be less than principal, producing a loss. Payments and principal remain subject to UBS credit risk. Key dates include trade date May 28, 2026, settlement June 1, 2026, final valuation date November 27, 2026, and maturity December 1, 2026.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Intel Corporation, with a trade date of May 28, 2026, expected settlement on June 1, 2026, final valuation on May 30, 2028, and maturity on June 1, 2028. The Notes are unsecured obligations of UBS that pay a contingent coupon only if the underlying stock closes at or above a specified coupon barrier on each observation date and may be automatically called early if the underlying equals or exceeds the initial level on an observation date.
The Notes repay principal at maturity only if the final level is at or above the disclosed downside threshold; if the final level is below that threshold, holders suffer a loss in proportion to the underlying return and could lose their entire investment. Example terms shown: principal amount $10 per Note, an illustrative contingent coupon rate of $24.92% per annum producing a sample contingent coupon of $0.623, and an estimated initial value range of $9.39 to $9.64 per Note. Payments depend on UBS creditworthiness and the final pricing supplement will set definitive terms.
UBS AG is offering Airbag Autocallable Yield Notes linked to the common stock of Palantir Technologies Inc. with a trade date of May 28, 2026, expected settlement on June 1, 2026, final valuation on November 27, 2026 and maturity on December 1, 2026. Each Note has a principal amount of $1,000 and pays a quarterly coupon (example coupon $43.275) based on an annual coupon rate shown in the preliminary terms (example 17.31% per annum, illustrative range 17.31%–18.36%).
The Notes pay coupons unless previously auto‑called. An automatic call occurs if the underlying’s closing level on any observation date is >= the initial level; on a call UBS pays principal plus the coupon for that call date. If not called, repayment at maturity is cash at par if the final level >= the conversion level; otherwise holders receive a calculated share delivery amount (shares plus cash for any fractional share), which may be worth less than principal, producing a loss. Payments are subject to UBS credit risk. Final terms and pricing are set on the trade date and the offering is subject to the registration statement listed on the cover.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Meta Platforms, Inc. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and are subject to an automatic call on quarterly observation dates if the closing level is at or above the initial level.
If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold the principal is returned; if below, repayment equals $10 x (1 + underlying return), exposing investors to the underlying stock's negative return and possible loss of the entire investment. All payments depend on UBS's creditworthiness. Trade date is May 28, 2026, settlement June 1, 2026, final valuation May 30, 2028, maturity June 1, 2028. Minimum investment is 100 Notes at $10 per Note. The estimated initial value was $9.79.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Newmont Corporation stock due June 1, 2028. The Notes pay a contingent coupon only when the underlying closing level on an observation date meets or exceeds the coupon barrier; otherwise no coupon is paid. The Notes will be automatically called early if the underlying closing level on any quarterly observation date (beginning after 12 months) is equal to or greater than the initial level; in that event UBS pays principal plus any contingent coupon then due and the Notes terminate. If not called, repayment at maturity depends on the final level versus a downside threshold: if the final level is below that threshold, principal is reduced proportionally to the underlying return, potentially resulting in a substantial loss or total loss of principal. Trade date is May 28, 2026, settlement is June 1, 2026, final valuation date is May 30, 2028, and maturity is June 1, 2028. The Notes are unsecured obligations of UBS and any payment is subject to UBS credit risk. The estimated initial value per Note is $9.78 and minimum investment is 100 Notes ($1,000).