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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the VanEck Gold Miners ETF due on or about March 5, 2027. The Notes pay contingent coupons only when the underlying closes at or above the coupon barrier on observation dates and may auto-call early if the underlying equals or exceeds the initial level on an observation date.

The Notes have a principal amount of $10 per Note, a minimum purchase of 100 Notes (representing a $1,000 minimum investment), and an estimated initial value range of $9.42 to $9.67 as of the trade date. Example terms show a contingent coupon rate of 9.03% per annum, a coupon barrier and downside threshold at $60.00 (60% of the initial level), trade date March 3, 2026, and maturity on March 5, 2027. Any payments, including principal at maturity, are subject to the creditworthiness of UBS.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to NVIDIA Corporation with a trade date of March 3, 2026 and expected settlement on March 5, 2026. The Notes mature on March 5, 2029 with a final valuation date of March 1, 2029.

The Notes pay periodic contingent coupons only if the underlying closing level meets a coupon barrier on observation dates, and are automatically called if the underlying closes at or above the initial level on an observation date. Principal repayment at maturity is contingent: if the final level is below the downside threshold, investors may suffer a loss equal to the underlying return; in an extreme case, they could lose their entire investment. Minimum investment is 100 Notes ($1,000); the estimated initial value per Note is between $9.36 and $9.61 as of the trade date.

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UBS AG is offering $125,000 in Trigger Autocallable Contingent Yield Notes linked to Advanced Micro Devices, Inc., due March 5, 2027. The Notes pay a periodic contingent coupon only when the underlying stock closes at or above a coupon barrier on observation dates and are automatically called if the stock closes at or above the initial level on a quarterly observation (beginning after 6 months). If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise principal is reduced proportionally to the underlying return, and investors could lose all of their initial investment. The Notes have a minimum purchase of 100 Notes ($1,000), an estimated initial value of $9.73 per $10 Note, and are unsecured obligations subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc., maturing on March 5, 2027. The Notes pay contingent coupons only if the underlying closing level meets a coupon barrier on observation dates and are automatically called if the underlying equals or exceeds the initial level on any quarterly observation (beginning about six months after the trade date). If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; if the final level is below that threshold you may suffer a loss in proportion to the underlying return, including a possible total loss. The Notes are unsecured obligations of UBS and payments depend on UBS’s creditworthiness. Key stated terms include $10 principal per Note, a contingent coupon rate of 15.31% per annum (contingent coupon $0.3828 per $10 Note), an estimated initial value of $9.72, trade date March 3, 2026, settlement March 5, 2026, final valuation date March 3, 2027, and maturity March 5, 2027. The minimum purchase is 100 Notes ($1,000).

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to NVIDIA Corporation common stock due March 5, 2027. The Notes pay periodic contingent coupons only if the underlying closing level on observation dates meets or exceeds a coupon barrier and will be automatically called early if the underlying equals or exceeds the initial level on any observation date prior to the final valuation date.

If not called, repayment at maturity is contingent: if the final level is at or above the disclosed downside threshold, principal is returned; if below, principal is reduced proportionally to the underlying return (examples use a $10 principal and a 60.00% downside threshold). The product carries issuer credit risk of UBS, an estimated initial value of $9.74 per Note as of the trade date, a minimum investment of $1,000 (100 Notes), and trade/settlement and final valuation/maturity dates of March 3, 2026/March 5, 2026 and March 3, 2027/March 5, 2027, respectively.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. with a trade date of March 3, 2026 and expected maturity on March 5, 2027.

The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on each observation date, carry an automatic call if the underlying equals or exceeds the initial level on any quarterly observation (beginning after six months), and repay principal at maturity only if the final level is at or above a disclosed downside threshold. If the final level is below that threshold, principal is reduced proportionally to the underlying return and could result in a total loss. Minimum investment is $1,000 (100 Notes) and the issuer credit risk is that of UBS AG. Example terms show a hypothetical 12.39% contingent coupon rate and an estimated initial value range of $9.46 to $9.71 per Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc. with a trade date of March 3, 2026, expected settlement March 5, 2026, final valuation March 3, 2027, and maturity March 5, 2027. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and are automatically called early if the underlying closes at or above the initial level on any quarterly observation date beginning after six months.

The Notes repay $10 principal per Note at maturity only if the final level is at or above the disclosed downside threshold; if below that threshold, repayment is reduced pro rata to the underlying return and investors can lose a significant portion or all of their principal. The preliminary terms show a hypothetical contingent coupon rate of 14.20% per annum and an estimated initial value range of $9.44 to $9.69 per Note.

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UBS AG is offering preliminary, subject-to-completion Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation. The Notes pay contingent coupons only if the underlying meets coupon barriers on observation dates and are automatically called if the underlying meets or exceeds the initial level on an observation date. The example terms show a $10 principal per Note, 12.56% per annum contingent coupon rate in the illustration, a $10 principal repayment at maturity only if the final level is at or above the downside threshold, and potential full downside exposure if the final level falls below the downside threshold (example downside threshold: 60% of initial level). Trade date is March 3, 2026, expected settlement March 5, 2026, final valuation date March 3, 2027, and maturity March 5, 2027. Minimum investment is 100 Notes ($1,000). The estimated initial value range is between $9.48 and $9.73 per Note. These Notes are unsecured obligations of UBS and repayment is subject to UBS creditworthiness. This document is a preliminary pricing supplement and the final terms will be set on the trade date.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Bank of America common stock due March 6, 2028. The Notes pay a contingent coupon only if the underlying's closing level on an observation date meets or exceeds the coupon barrier; they are automatically called early if the underlying equals or exceeds the initial level on any semi‑annual observation date beginning after 12 months.

If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold, repayment at maturity will be reduced proportionally to the underlying return and could result in the loss of the entire principal. Payments depend on UBS's creditworthiness. Trade date is March 3, 2026, settlement March 5, 2026, final valuation date March 2, 2028, and maturity March 6, 2028. Minimum investment is 100 Notes ($1,000) and the estimated initial value per Note is $9.83.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Netflix, Inc., due March 5, 2027. The Notes pay a contingent coupon on each coupon payment date only if the underlying closing level on the observation date is equal to or above the coupon barrier; otherwise no coupon is paid.

The Notes will be automatically called early if the underlying closing level on any observation date prior to the final valuation date is equal to or greater than the initial level, in which case UBS will pay principal plus any contingent coupon on the related call settlement date. If not called, principal repayment at maturity is contingent: if the final level is below the downside threshold you will suffer a loss equal to the underlying return, and in extreme cases could lose all of your investment. Trade date is March 3, 2026, settlement March 5, 2026, final valuation date March 3, 2027, and maturity March 5, 2027. The Notes are offered in minimum increments of 100 Notes at $10 per Note (minimum $1,000). The estimated initial value as of the trade date is $9.75, and all payments are subject to UBS credit risk.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8004 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on March 3, 2026.