UBS AG SEC Filings

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Netflix, Inc., due on or about March 5, 2027. The Notes pay contingent coupons only if observation-date closing levels meet a coupon barrier and may be automatically called if the underlying equals or exceeds the initial level on an observation date. Principal is repaid at maturity only if the final level is at or above a downside threshold; otherwise repayment falls below principal and can result in a loss up to the entire initial investment. Trade date is March 3, 2026 with settlement March 5, 2026. Notes are sold in $10 denominations ($10 per Note), minimum 100 Notes. The estimated initial value range at pricing is stated as $9.49 to $9.74. All payments are subject to the creditworthiness of UBS.

UBS AG files a preliminary pricing supplement for Capped Buffer Securities linked to the S&P 500® Index due on or about April 6, 2027. The offering is structured with a $1,000 principal per Security, a minimum Maximum Gain of 11.20%, a 15.00% buffer and a stated range for estimated initial value of $960.90–$990.90. Trade date is March 31, 2026 with expected settlement on April 6, 2026. Payments at maturity depend on the underlying return relative to the downside threshold; contingent repayment of principal applies only at maturity and is subject to UBS credit risk. Final terms will be set on the trade date.

UBS AG is offering $15,025,000 of Contingent Income Auto-Callable Securities with Memory Coupon linked to the common stock of Capital One Financial Corporation. Each security has a stated principal amount of $1,000.00, an issue price of $1,000.00 and matures on March 2, 2029 (subject to postponement for market disruption events). The securities pay a contingent payment of $26.375 per security (equivalent to 10.55% per annum) on specified contingent payment dates only if the underlying closing price on a determination date is at or above the downside threshold of $127.17 (which equals 65.00% of the initial price of $195.64). If the closing price meets or exceeds the call threshold of $195.64 on an interim determination date, the securities will be redeemed early for the stated principal plus the contingent payment(s). If not redeemed and the final price is below the downside threshold, holders receive a cash value calculated by the exchange ratio and will be exposed to losses, possibly up to the full principal. Payments are unsecured obligations of UBS AG and subject to UBS credit risk.

UBS AG is offering $4,286,000 of Capped Performance Leveraged Upside Securities ("Capped PLUS") linked to the Russell 2000® Index, maturing April 30, 2027. Each Capped PLUS has a stated principal amount of $1,000.00.

The securities provide 3.0× leverage on positive index returns up to a 20.46% cap, producing a maximum payment at maturity of $1,204.60 per Capped PLUS. Holders are fully exposed to negative index performance and could lose some or all principal; there is no periodic interest or dividend entitlement. Payments depend on UBS’s creditworthiness.

UBS AG is offering $17,340,000 of Contingent Income Auto-Callable Securities due March 2, 2029 linked to the common stock of Citigroup Inc. Each $1,000 security pays a potential contingent payment of $25.50 (10.20% per annum) on specified quarterly determination dates if the closing price is at or above the downside threshold of $66.11 (60.00% of the initial price). The securities auto-redeem early if the underlying equals or exceeds the call threshold of $110.19 on a determination date; otherwise, at maturity holders receive a cash value equal to the exchange ratio times the final price. The securities do not guarantee return of principal and are unsecured obligations of UBS AG, subject to UBS credit risk and possible cash settlement in lieu of shares.

UBS AG offers $395,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500. The Notes pay a contingent coupon of 10.05% per annum if each index is at/above its coupon barrier on an observation date; otherwise no coupon is paid.

The Notes are issuer-callable beginning after three months; if called UBS will pay principal plus any contingent coupon on the call settlement date. At maturity on March 2, 2029, principal is repaid in full only if every index is at/above its downside threshold; otherwise repayment is reduced pro rata by the negative return of the least performing index. The estimated initial value was $986.30 and trade/settlement dates are February 27, 2026 and March 4, 2026.

UBS AG is offering $24,341,000 of Contingent Income Auto-Callable Securities with Memory Coupon due March 2, 2029, linked to the ADRs of Taiwan Semiconductor Manufacturing Company Limited (TSM). Each security has a stated principal amount of $1,000.00, an initial price and call threshold of $374.58, and a downside threshold of $187.29 (50.00% of the initial price).

The securities pay a contingent payment of $28.125 (equivalent to 11.25% per annum) on specified contingent payment dates only if the closing price on the corresponding determination date is at or above the downside threshold. They may be auto‑redeemed early if the closing price meets or exceeds the call threshold on a non‑final determination date. If not redeemed and the final price is below the downside threshold, holders receive a cash value tied 1:1 to the ADR final price and may lose a significant portion or all principal. All payments are subject to UBS AG credit risk.

UBS AG is offering $10,200,000 of Contingent Income Auto-Callable Securities due March 2, 2029 linked to shares of the iShares® Expanded Tech-Software Sector ETF (ticker IGV). The securities pay a contingent payment of $34.50 per security per observation period (13.80% per annum) if the underlying closes at or above the coupon barrier of $61.18 (75.00% of the initial price) on every trading day of that period. Early redemption occurs if the underlying equals or exceeds the call threshold of $81.57 on an observation end date. If not called and the final price is below the downside threshold of $53.02 (65.00% of the initial price), investors receive a cash value tied 1:1 to the underlying and may lose a significant portion or all principal. Payments are unsecured and subject to UBS AG credit risk.

UBS AG is offering $960,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to Delta Air Lines common stock. The Notes have a $1,000 principal per Note, an initial level of $65.70, a contingent coupon rate of 10.80% per annum, a call threshold equal to $65.70 (100% of initial level), and a downside threshold and coupon barrier equal to $32.85 (50% of initial level). The term is approximately three years with trade date February 27, 2026, settlement March 4, 2026, final valuation date February 27, 2029, and maturity March 2, 2029. Payments (contingent coupons, call settlement and any principal repayment) are subject to the creditworthiness of UBS and the Notes may be automatically called if the underlying meets the call threshold on an observation date. The Notes can result in full downside market exposure at maturity if the final level is below the downside threshold.