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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Blackstone Inc., due on or about March 26, 2029. The Notes pay a contingent coupon on each coupon payment date only if the closing level of the underlying stock on the applicable observation date meets or exceeds a coupon barrier; otherwise no coupon is paid. The Notes will be automatically called on a coupon payment date if the closing level on any quarterly observation date (beginning after 6 months) is equal to or greater than the initial level, in which case holders receive principal plus any contingent coupon due and the Notes terminate. At maturity, if not called, principal is repaid only if the final level is at or above a disclosed downside threshold; if the final level is below that threshold, holders suffer a loss equal to the underlying return and could lose all principal. Trade date is March 24, 2026 with expected settlement on March 26, 2026. Example terms include a $10 principal amount, a hypothetical contingent coupon rate of 18.32% per annum, a coupon amount of $0.458 per $10 Note, and a downside threshold of $70.00 (70% of the initial level). Estimated initial value is between $9.26 and $9.51 per $10 Note. Any payments are subject to the creditworthiness of UBS. Minimum investment is 100 Notes ($1,000).

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Freeport-McMoRan Inc. The Notes pay periodic contingent coupons only if the underlying's closing level on an observation date meets or exceeds a coupon barrier; they autocall early if the underlying meets or exceeds the initial level on any observation date.

If not called, repayment at maturity depends on the final level relative to a 60.00% downside threshold. If the final level is below that threshold, principal is reduced pro rata to the underlying return and you could lose a substantial portion or all of your investment. Key logistical terms: trade date March 24, 2026, settlement March 26, 2026, final valuation date March 24, 2027, maturity March 29, 2027. The estimated initial value was $9.71 per Note; minimum investment is 100 Notes ($1,000).

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Intel Corporation stock, with final terms set on the trade date. The pricing supplement dated March 24, 2026 shows a trade date of March 24, 2026, settlement on March 26, 2026, a final valuation date of September 23, 2027, and maturity on September 27, 2027.

The Notes pay periodic contingent coupons only if the underlying closing level meets the coupon barrier on observation dates and are subject to monthly automatic calls beginning after six months if the underlying equals or exceeds the initial level. The Notes return principal at maturity only if the final level is at or above the downside threshold; otherwise principal repayment is reduced pro rata by the underlying return. The offering lists a minimum investment of $1,000 (100 Notes at $10 each) and an estimated initial value range of $9.41 to $9.66 per Note as of the trade date. Investments are exposed to UBS credit risk and may result in partial or total loss of principal.

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Rhea-AI Summary

UBS AG published a preliminary pricing supplement for Trigger Autocallable Contingent Yield Notes linked to the common stock of Freeport-McMoRan Inc. with expected maturity on or about March 29, 2027. The trade date is March 24, 2026 with settlement expected March 26, 2026.

The Notes pay contingent coupons only if the underlying closing level meets a coupon barrier on observation dates and will autocall early if the underlying closes at or above the initial level on an observation date. If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; otherwise principal is reduced pro rata to the underlying return. The preliminary document cites an estimated initial value range of $9.46–$9.71 per $10 Note and a minimum purchase of 100 Notes ($1,000). Example terms show a hypothetical contingent coupon rate of 14.87% per annum and a downside threshold of $60.00 (60.00% of the initial level).

Investors bear both UBS credit risk and full downside exposure to the underlying if the Notes are not called; significant loss or total loss of principal is possible.

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UBS AG offers Trigger Callable Contingent Yield Notes totaling $350,000 (issue price $1,000 per Note) linked to the least performing of the Dow Jones Industrial Average®, the Russell 2000® Index and the Nasdaq-100® Technology Sector, due March 25, 2031.

The Notes pay a monthly contingent coupon only if each underlying closes at or above its coupon barrier on an observation date; UBS may call the Notes monthly beginning approximately six months after issuance. If not called, principal is repaid at maturity only if each final level is at or above its downside threshold; otherwise repayment is reduced in line with the percentage decline of the least performing underlying asset.

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UBS AG is offering $2,240,000 of Trigger Callable Contingent Yield Notes due March 16, 2029. The Notes are linked to the least performing of the Dow Jones Industrial Average, the Nasdaq-100 Technology Sector and the Russell 2000, pay a contingent coupon of 12.00% per annum when all three indices meet their coupon barriers, and are issuer-callable on monthly observation dates beginning after 12 months. Each underlying index has a coupon barrier and downside threshold equal to 70.00% of its initial level. If UBS does not call the Notes and the final level of any underlying asset is below its downside threshold, principal at maturity will be reduced proportionally to the negative return of the least performing underlying asset. The estimated initial value per Note is $973.20; issue price is $1,000 and proceeds to UBS are shown as $995.00 per Note.

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UBS AG London Branch is offering $1,857,000 aggregate face amount of Capped Leveraged Buffered S&P 500® Index‑Linked Medium‑Term Notes due April 19, 2028. Each $1,000 face amount pays no interest and settles in cash on the stated maturity date based on the S&P 500 Index performance measured from the trade date March 20, 2026 to the determination date April 17, 2028.

Key terms: an upside participation rate of 170.00%, a cap level of 115.29% (maximum settlement $1,259.93 per $1,000), and a buffer that protects the holder against the first 15.00% of negative index return (buffer level 5,530.508). If the final index level falls below the buffer, holders suffer leveraged losses (approximately 1.1765% of face for each 1% decline below the buffer).

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UBS AG offers $3,634,000 of Trigger Autocallable Contingent Yield Notes due March 23, 2029 linked to the least performing of the Russell 2000® Index, the State Street® Technology Select Sector SPDR® ETF (XLK) and the State Street® Utilities Select Sector SPDR® ETF (XLU).

The Notes pay a contingent coupon of 12.75% per annum when, on an observation date, the closing level of each underlying asset meets or exceeds its coupon barrier. They are callable monthly beginning after six months if each underlying meets its call threshold; if not called, principal repayment at maturity is contingent on the least performing underlying meeting its downside threshold. The issue price is $1,000 per Note, the estimated initial value is $944.40, and proceeds to UBS equal $3,515,895.00.

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The issuer UBS AG is offering $6,198,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, the Russell 2000 and the S&P 500. Each Note has a $1,000 principal amount, a contingent coupon rate of 10.75% per annum, and a maturity date of March 25, 2031. Observation dates are quarterly and UBS may call the Notes in whole (but not in part) on any observation date beginning after six months. At maturity, principal is repaid only if each underlying asset is at or above its downside threshold (each downside threshold = 55.00% of the initial level); otherwise repayment declines proportionally to the negative return of the least performing underlying asset and you could lose a significant portion or all of your investment. The estimated initial value per Note as of the trade date is $990.00 and the issue price is $1,000.00. All payments are subject to UBS credit risk.

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UBS is offering $585,000 of Contingent Income Auto-Callable Securities linked to the common stock of T‑Mobile US, Inc. Each security has a stated principal of $1,000, an issue price of $1,000, and matures on March 23, 2029. Holders may receive a contingent payment of $26.125 per security (10.45% per annum) on each contingent payment date if the closing price on a determination date is ≥ the downside threshold of $145.93 (70.00% of the initial price). If the closing price on a determination date (other than the final date) is ≥ the call threshold of $208.47 (100.00% of the initial price), the securities are auto‑redeemed early for the stated principal plus the contingent payment. If not redeemed and the final price is below the downside threshold, holders receive a cash value equal to the exchange ratio times the final price and can lose a significant portion or all of their investment. The estimated initial value at pricing was $965.90, below the issue price. All payments are subject to the credit risk of UBS AG, and UBS has elected cash settlement in lieu of share delivery in downside scenarios.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8005 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on March 24, 2026.