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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Yield Notes linked to the common stock of GRAIL, Inc. The Notes have a principal amount of $1,000 per Note, a fixed coupon rate of 15.30% per annum, a trade date of March 27, 2026, expected settlement on March 31, 2026, a final valuation date of March 27, 2029 and a maturity date of March 30, 2029.

The Notes may be automatically called on quarterly observation dates beginning after six months if the closing level of GRAIL is at or above the call threshold (stated as 100.00% of the initial level). If not called, principal is contingent at maturity: full principal is repaid if the final level is at or above the downside threshold (stated as 50.00% of the initial level); if below, repayment falls proportionally and you could lose a significant portion or all of your investment. UBS’ estimated initial value range is $882.80 to $912.80 per Note; issue price per Note is $1,000.00 with an underwriting discount of $23.50.

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UBS AG is offering Phoenix Autocallable Buffer Notes with Memory Interest linked to the common stock of Diamondback Energy, Inc. The notes have a principal amount of $1,000 per Note, a minimum initial investment of $10,000 (10 Notes) and contingent interest of at least $51.275 per Note when observation-date conditions are met. Final terms will be set on the trade date. Key dates include a trade date of March 27, 2026, expected settlement April 1, 2026, valuation date April 9, 2027 and maturity April 14, 2027. The notes are automatically callable on specified observation dates if the underlying's closing price is equal to or greater than the initial price. If not called, repayment at maturity is contingent: full principal is returned only if the final price is at or above the downside threshold (85% of the initial price as illustrated); otherwise holders receive a cash equivalent tied to the final price and share delivery amount, which can be worth less than principal. The estimated initial value range on the trade date is $957.00 to $987.00. All payments remain subject to UBS credit risk.

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UBS AG London Branch is offering $4,615,000 of Contingent Income Auto-Callable Securities with Memory Coupon due March 23, 2028, linked to the worst performing of Apple, Amazon and Alphabet common stock.

The securities pay a contingent payment of $28.875 per security (equivalent to 11.55% per annum) on each contingent payment date only if all underlying equities close at or above 50% of their initial prices. The notes are auto-callable if all underlyings meet their 100% call thresholds on a determination date and otherwise expose holders to principal loss tied to the worst performing underlying; payments are subject to the credit risk of UBS AG.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of FedEx Corporation due March 26, 2029. The Notes pay periodic contingent coupons only if the underlying closing level meets the coupon barrier on observation dates and are automatically called early if the underlying equals or exceeds the initial level on any prior observation date.

Minimum purchase is 100 Notes at $10 per Note. The estimated initial value is $9.70. If not called, principal is repaid at maturity only if the final level is at or above the $80.00 downside threshold (80.00% of the initial level); otherwise principal is reduced pro rata, and investors can lose a substantial portion or all principal. Payments depend on UBS creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of FedEx Corporation due on or about March 26, 2029. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and are autocallable early if the stock closes at or above the initial level on any observation date prior to the final valuation date. Each Note has a principal amount of $10, a minimum purchase of 100 Notes ($1,000), and example terms showing a hypothetical contingent coupon rate of 11.50% per annum. If not called and the final level is below the downside threshold (example: $80.00, or 80.00% of the initial level), redemption at maturity can be less than principal and may result in substantial or total loss. The trade date is March 23, 2026, settlement is expected March 25, 2026, the final valuation date is March 22, 2029 and maturity is March 26, 2029. Estimated initial value range at pricing is between $9.33 and $9.58 per Note.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Lam Research Corporation, maturing on March 27, 2028. The Notes pay periodic contingent coupons only if the underlying's closing level on each observation date is at or above the coupon barrier and will be automatically called early if the underlying's closing level is at or above the initial level on any observation date prior to maturity. At maturity, if not called, repayment of principal is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise principal is reduced in proportion to the underlying's decline, and investors could lose a significant portion or all of their investment. Key terms shown: contingent coupon rate 21.38% per annum (example), principal amount $10 per Note, downside threshold and coupon barrier at 50% of the initial level (example), trade date March 23, 2026, settlement March 25, 2026, final valuation date March 23, 2028, and maturity March 27, 2028. The estimated initial value is $9.77 per Note and the minimum investment is 100 Notes ($1,000). All payments are subject to UBS's creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Corning Incorporated stock due March 26, 2029. The Notes pay a contingent coupon only when the underlying closing level on an observation date is at or above a coupon barrier; otherwise no coupon is paid.

The Notes are subject to automatic early call if the underlying closing level on any observation date prior to maturity is at or above the initial level, in which case UBS will pay $10 principal plus any contingent coupon on the related call settlement date. If not called, principal repayment at maturity is contingent: if the final level is below the downside threshold ($50.00, equal to 50.00% of the initial level), repayment is $10 multiplied by (1 + underlying return), which can result in a substantial loss or complete loss of principal. Key dates: trade date March 23, 2026, settlement date March 25, 2026, final valuation date March 22, 2029, and maturity March 26, 2029. Minimum investment is 100 Notes ($1,000); the estimated initial value as of the trade date is $9.69. Any payments depend on UBS's creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Vistra Corp. The Notes mature on March 27, 2028 (final valuation date March 23, 2028) and pay contingent coupons only if the underlying meets a coupon barrier on observation dates. The Notes are automatically called on quarterly observation dates (beginning ~6 months after issuance) if the closing level is equal to or above the initial level, in which case holders receive principal plus any contingent coupon due on the call settlement date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise principal is reduced proportionally to the underlying return (example downside threshold shown as $67.00, or 67.00% of the initial level). Example terms include a 23.58% per annum contingent coupon rate, an example contingent coupon of $0.5895 per $10 note, an estimated initial value of $9.82 per note, and a minimum investment of 100 notes ($1,000). Any payment is subject to the creditworthiness of UBS; holders may lose a significant portion or all of principal.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Lam Research Corporation, due on or about March 27, 2028. The Notes pay contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and will be automatically called if the underlying closes at or above the initial level on any observation date prior to final valuation. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the disclosed downside threshold; if the final level is below that threshold, repayment is reduced pro rata to the underlying return and investors could lose a significant portion or all principal.

The preliminary pricing supplement shows a trade date of March 23, 2026, settlement on March 25, 2026, final valuation date March 23, 2028 and an example contingent coupon rate of 19.41% per annum with a hypothetical contingent coupon of $0.4853 on a $10 Note. The estimated initial value range is $9.42 to $9.67. Any payments depend on UBS's creditworthiness and the final terms will be set on the trade date.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Corning Incorporated, with an expected trade date of March 23, 2026, settlement on March 25, 2026, final valuation date March 22, 2029 and maturity on March 26, 2029.

The Notes have a principal amount of $10 per Note and a minimum purchase of 100 Notes ($1,000). Contingent coupons are payable only if observation-date closing levels meet the coupon barrier; automatic early call occurs if the underlying equals or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent on the final level relative to the downside threshold; a decline can cause a principal loss, up to a total loss. The estimated initial value range is $9.34 to $9.59, and all payments depend on UBS creditworthiness.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8005 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on March 24, 2026.