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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Vistra Corp., due on or about March 27, 2028. The Notes pay a contingent coupon only if the underlying closing level on an observation date is at or above a coupon barrier; otherwise no coupon is paid.

The Notes feature an automatic call on any quarterly observation date (beginning after ~6 months) if the underlying closing level is at or above the initial level, in which case holders receive principal plus any contingent coupon on the related call settlement date. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold, UBS pays the $10 principal per Note; if below, repayment equals $10 x (1 + underlying return), which can result in substantial principal loss, up to the entire investment.

Key disclosed terms: trade date March 23, 2026, settlement March 25, 2026, final valuation date March 23, 2028, maturity March 27, 2028, minimum investment 100 Notes ($1,000), estimated initial value range $9.45–$9.70 per Note, and an illustrative contingent coupon rate of 21.33% per annum in the hypotheticals.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Dell Technologies stock due March 25, 2031. The notes pay contingent quarterly coupons only if the underlying closes at or above a coupon barrier; they autocall early if the underlying closes at or above the initial level on any quarterly observation (beginning ~6 months after trade). At maturity, if not called and the final level is below the downside threshold, principal is reduced pro rata to the underlying return; in extreme cases you could lose all principal. The estimated initial value was $9.68 per $10 Note; the disclosed contingent coupon rate example is 14.78% per annum.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Southwest Airlines Co. equity maturing on March 26, 2029. The Notes pay periodic contingent coupons only if the underlying meets a coupon barrier on observation dates and are autocallable quarterly beginning after six months.

If autocalled, investors receive principal plus any contingent coupon on the call settlement date. If not autocalled, principal is repaid at maturity only if the final level is at or above a downside threshold; otherwise principal is reduced proportionally to the underlying return. Principal repayment and all payments are subject to UBS credit risk.

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UBS AG published a preliminary pricing supplement for Trigger Autocallable Contingent Yield Notes linked to the common stock of Dell Technologies Inc. The notes have a Trade Date of March 23, 2026, expected Settlement Date March 25, 2026 and a maturity around March 25, 2031 with a Final Valuation Date of March 21, 2031.

The notes are principal-at-risk: principal is repaid at maturity only if the final level is at or above a disclosed downside threshold; otherwise repayment can be reduced proportionally to the underlying return. Minimum purchase is 100 notes at $10 per note. The preliminary materials show an estimated initial value range of $9.27 to $9.52 and provide a hypothetical contingent coupon example of 13.22% per annum.

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UBS AG offers preliminary pricing for $• Trigger Autocallable Contingent Yield Notes linked to the common stock of Southwest Airlines Co. The trade date is March 23, 2026, settlement is March 25, 2026, the final valuation date is March 22, 2029, and the maturity date is March 26, 2029.

Each Note has a principal amount of $10 and a minimum purchase of 100 Notes ($1,000). The preliminary estimated initial value range is $9.32 to $9.57. The Notes pay a periodic contingent coupon only if the underlying closing level on an observation date meets or exceeds the coupon barrier; otherwise no coupon is paid. The Notes are automatically called if the underlying closes at or above the initial level on any quarterly observation date (beginning after six months), in which case holders receive principal plus any contingent coupon due on the call settlement date.

If not called, repayment at maturity depends on the final level relative to the downside threshold: if the final level is at or above the downside threshold, holders receive the principal amount; if the final level is below the downside threshold, holders receive an amount equal to $10 × (1 + Underlying Return), which can result in a partial or total loss of principal. All payments are subject to the creditworthiness of UBS AG.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Vertiv Holdings Co. The Notes pay contingent coupons only when the underlying closing level meets a coupon barrier and may be automatically called early if the underlying meets or exceeds the initial level on an observation date. The Notes pay principal at maturity only if the final level is at or above a 60.00% downside threshold of the initial level; otherwise principal is reduced pro rata to the underlying return, potentially causing full loss of principal. Trade date is March 23, 2026, settlement March 25, 2026, final valuation date March 23, 2028, and maturity March 27, 2028. Principal amount per Note is $10 and an illustrative contingent coupon rate shown is 25.01% per annum.

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UBS AG offers $350,000 Trigger Autocallable Contingent Yield Notes linked to the common stock of Intel Corporation due March 26, 2029. The Notes pay periodic contingent coupons only if the underlying's closing level on each observation date meets or exceeds a coupon barrier. The Notes are automatically callable if the underlying closes at or above the initial level on any observation date prior to the final valuation date; upon an automatic call investors receive principal plus any contingent coupon then due. If not called, principal is repaid at maturity only if the final level is at or above a downside threshold (example shows $60.00, 60.00% of the initial level). If the final level is below that threshold, repayment is reduced proportionally to the underlying return and an investor could lose a substantial portion or all of their investment. Notes are unsecured obligations of UBS and repayment is subject to UBS's creditworthiness. Minimum purchase is 100 Notes (principal of $1,000) and the estimated initial value on the trade date is $9.73 per Note.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Vertiv Holdings Co. The Notes have a principal amount of $10 per Note, a trade date of March 23, 2026, expected settlement on March 25, 2026, a final valuation date of March 23, 2028 and a maturity date of March 27, 2028. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates; they autocall early if the underlying closes at or above the initial level on an observation date. If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; if the final level is below that threshold, principal repayment is reduced proportional to the underlying return. The Notes are unsecured obligations of UBS and repayment is subject to UBS creditworthiness. Minimum purchase is 100 Notes ($1,000); the estimated initial value range on the trade date is $9.41 to $9.66.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Dow Inc. The notes mature on March 26, 2029 with a final valuation date of March 22, 2029. Periodic contingent coupons are payable only if the underlying closing level on an observation date is at or above the coupon barrier; otherwise no coupon is paid. The notes are automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date, in which case investors receive principal plus any contingent coupon due on the call settlement date. If not called, principal repayment at maturity is contingent: if the final level is below the downside threshold, repayment is reduced pro rata to the underlying return (example downside threshold shown as $50.00 per share, 50% of the initial level). Example terms show a $10 principal per note, a hypothetical contingent coupon rate of 10.03% per annum (contingent coupon $0.2508 per $10 note per observation), and an estimated initial value of $9.51 per $10 note. Any payment, including principal, is subject to UBS credit risk. Trade date shown is March 23, 2026 and settlement March 25, 2026.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc., due March 26, 2029. The notes pay contingent coupons only when the underlying stock's closing level on an observation date meets or exceeds the coupon barrier and will be automatically called early if the underlying equals or exceeds the initial level on any quarterly observation date after six months. At maturity the principal is repaid only if the final level is at or above the downside threshold; if below, repayment declines proportionally to the underlying return and could result in total loss. Minimum investment is 100 Notes ($1,000); the estimated initial value was $9.70 per Note.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8005 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on March 23, 2026.