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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Corning Incorporated, with a trade date of March 19, 2026, expected settlement on March 23, 2026 and maturity on March 23, 2029. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates. The Notes are automatically called early if the underlying closes at or above the initial level on any quarterly observation date beginning after six months, in which case holders receive principal plus any contingent coupon due on the related coupon payment date. If not called, principal repayment at maturity is contingent: full principal is repaid only if the final level is at or above a downside threshold; if below that threshold repayment is reduced pro rata to the underlying return, potentially resulting in substantial loss or total loss of principal. The Notes are unsecured obligations of UBS and subject to UBS credit risk. Minimum investment is 100 Notes ($1,000). The preliminary estimated initial value per Note is between $9.34 and $9.59 as of the trade date. Hypothetical example shows a contingent coupon rate of 18.92% per annum and a downside threshold at 50.00% of the initial level.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Broadcom Inc. with final maturity on March 23, 2027. The notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and are automatically called early if the underlying closes at or above the initial level on any prior observation date. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold; a final level below that threshold exposes holders to the underlying’s negative return, potentially resulting in loss of a significant portion or all of principal. Trade and settlement dates are March 19, 2026 and March 23, 2026, respectively. Example terms shown: a hypothetical contingent coupon rate of 15.88% per annum, downside threshold and coupon barrier at $60.00 (60% of initial level), estimated initial value of $9.77 per $10 note, and a minimum investment of 100 notes ($1,000).

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Eli Lilly and Company. The Notes pay a contingent coupon only if the underlying closing level on an observation date meets or exceeds a coupon barrier; otherwise no coupon is paid. The Notes may be automatically called quarterly (beginning ~12 months after the trade date) if the underlying closes at or above the initial level, in which case holders receive principal plus any contingent coupon on the related call settlement date. If not called, repayment at maturity on June 23, 2027 depends on the final level versus a downside threshold; if the final level is below that threshold, holders incur a loss equal to the underlying return and could lose all principal. Trade/settlement dates are March 19, 2026/March 23, 2026. Minimum investment is 100 Notes ($1,000). The estimated initial value is $9.67 per Note and an illustrative contingent coupon rate shown is 8.04% per annum. All payments are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation due on or about March 23, 2028. The notes pay a contingent coupon on each coupon payment date only if the underlying closing level on the applicable observation date meets or exceeds a coupon barrier; otherwise no coupon is paid. The notes are autocallable quarterly (beginning after 12 months) if the underlying closes at or above the initial level, in which case investors receive principal plus any contingent coupon on the related call settlement date and the notes terminate. If not called, repayment at maturity depends on the final level relative to an 80.00% downside threshold: if the final level is below that threshold, principal is reduced pro rata and investors can lose a significant portion or all of their investment. Trade date and settlement are March 19, 2026 and March 23, 2026, respectively. Minimum investment is 100 notes at $10 per note. UBS discloses an estimated initial value range of $9.44 to $9.69 per note as of the trade date. All payments are subject to the creditworthiness of UBS.

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UBS AG offers a preliminary pricing supplement for $• Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc. due on or about March 23, 2027. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and are autocallable if the underlying equals or exceeds the initial level on any prior observation date. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold; a final level below that threshold exposes holders to downside market losses, potentially the full principal. Trade date is March 19, 2026 with settlement expected March 23, 2026. Minimum investment is 100 Notes at $10 per Note; the estimated initial value per Note is between $9.47 and $9.72 as of the trade date.

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Rhea-AI Summary

UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Corning Incorporated, maturing on or about March 23, 2029. Each Note has a $10 principal amount and is offered in minimum increments of 100 Notes (a $1,000 minimum investment).

The Notes pay periodic contingent coupons only if the underlying closing level on observation dates meets or exceeds a coupon barrier; they autocall early if the underlying closes at or above the initial level on an observation date. At maturity, principal is repaid in cash only if the final level is at or above a 60.00% downside threshold; otherwise repayment will be reduced pro rata to the underlying return, which could result in the loss of a substantial portion or all of principal. The trade date is March 19, 2026, settlement on March 23, 2026, and the final valuation date is March 21, 2029. The preliminary estimated initial value range is $9.34 to $9.59 per Note and an illustrative contingent coupon rate shown is 23.76% per annum in the examples. All payments are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Intel Corporation maturing on March 23, 2029. The Notes pay periodic contingent coupons only if the underlying closing level on an observation date meets or exceeds a coupon barrier; otherwise no coupon is paid. The Notes will be automatically called monthly (beginning after three months) if the underlying closing level on an observation date is equal to or greater than the initial level, in which case holders receive principal plus any contingent coupon due on the applicable call settlement date. If not called, principal repayment at maturity is contingent: if the final level is equal to or greater than the downside threshold (stated as $60.00, or 60.00% of the initial level in the examples), UBS pays the $10 principal per Note; if the final level is below that threshold, the cash payment equals $10 x (1 + Underlying Return), which can result in a substantial loss up to the full principal. The Notes are unsecured obligations of UBS and any payment is subject to UBS creditworthiness. Trade date and settlement are March 19, 2026 and March 23, 2026; final valuation and maturity dates are March 21, 2029 and March 23, 2029. The minimum investment is 100 Notes at $10 per Note; the estimated initial value on the trade date is $9.68. Example assumptions show a hypothetical contingent coupon rate of 20.91% per annum and illustrative downside and coupon barriers at $60.00.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Eli Lilly and Company, with a trade date of March 19, 2026, settlement March 23, 2026, final valuation June 21, 2027 and maturity June 23, 2027. The Notes pay a contingent coupon only when the underlying's closing level on an observation date is at or above the coupon barrier and will be automatically called (quarterly, beginning after 12 months) if the underlying is at or above the initial level on an observation date.

The Notes have a minimum investment of 100 Notes at $10 per Note. The issuer estimates an initial value range of $9.37 to $9.62 per Note. At maturity, if not called and the final level is below the downside threshold (specified as $60.00, or 60.00% of the initial level in the example), principal is exposed to the underlying return and could result in a partial or total loss of principal. All payments are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Norwegian Cruise Line Holdings Ltd. The Notes pay contingent coupons only if the underlying's closing level on observation dates meets a coupon barrier of $60; they auto‑call if the underlying meets or exceeds the initial level on an earlier observation date. If not called, principal repayment at maturity depends on the final level: if the final level is at or above the downside threshold of $60, you receive the $10 principal; if below, repayment equals $10 × (1 + underlying return), which can result in substantial loss, including total loss. Key dates: Trade Date March 19, 2026, Settlement Date March 23, 2026, Final Valuation Date March 21, 2028, Maturity Date March 23, 2028. Minimum investment is 100 Notes ($1,000). The estimated initial value is $9.72 per Note and any payment is subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Intel Corporation due on or about March 23, 2029. The notes pay contingent coupons only if the underlying meets coupon barriers on monthly observation dates beginning after three months and will auto-call if the underlying equals or exceeds the initial level on any observation date. At maturity, repayment of principal is contingent: if the final level is below the downside threshold you may suffer a loss equal to the underlying return; in extreme scenarios you could lose your full investment. The notes are unsecured obligations of UBS and subject to UBS credit risk. Trade date, settlement date, estimated initial value range, and minimum investment are stated: trade date March 19, 2026, settlement March 23, 2026, estimated initial value between $9.36 and $9.61, and minimum investment of 100 notes ($1,000). Read the accompanying product supplement and prospectus for complete terms and risks.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8005 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on March 19, 2026.