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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Norwegian Cruise Line Holdings Ltd. with an expected trade date of March 19, 2026 and maturity on or about March 23, 2028. The Notes pay contingent coupons only when the underlying stock on an observation date is at or above a specified coupon barrier and may autocall early if the underlying equals or exceeds the initial level on any prior observation date. If not called, principal repayment at maturity is contingent: full principal is repaid only if the final level is at or above a disclosed downside threshold; otherwise the repayment equals $10 multiplied by (1 + underlying return), which can result in a substantial loss or total loss of principal. The Notes are unsecured obligations of UBS and repayment is subject to UBS's creditworthiness. The preliminary estimated initial value range is $9.39 to $9.64 per Note and minimum purchase is 100 Notes at $10 per Note.

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Rhea-AI Summary

UBS AG is offering $429,000 in Trigger Autocallable Contingent Yield Notes linked to Lam Research common stock due March 23, 2029. The Notes pay periodic contingent coupons only if the underlying meets a coupon barrier on observation dates and are automatically called early if the underlying equals or exceeds the initial level on an observation date.

The Notes return principal at maturity only if the final level is at or above a downside threshold (example: $50.00, 50.00% of the initial level). If the final level is below that threshold, principal is reduced pro rata to the underlying return and investors could lose a significant portion or all principal. Trade and settlement are March 19, 2026 and March 23, 2026; final valuation and maturity are March 21, 2029 and March 23, 2029. The estimated initial value per $10 Note is $9.72. Credit risk of UBS applies to all payments.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc. due March 23, 2029. The notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and will be automatically called early if the underlying closes at or above the initial level on any observation date prior to final valuation. If not called, principal is repaid at maturity only if the final level is at or above a disclosed downside threshold; if the final level is below that threshold, repayment is reduced proportionally to the underlying return and you could lose a significant portion or all of your investment. The offering shows a hypothetical $10 principal per note with a sample 16.04% per annum contingent coupon and example downside threshold of $60.00 (60.00% of the initial level). The estimated initial value is $9.75 per note, and the minimum investment is 100 notes (representing $1,000). Final valuation and maturity dates are March 21, 2029 and March 23, 2029, respectively. All payments remain subject to the creditworthiness of UBS AG.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to NVIDIA Corporation common stock due March 23, 2029. The Notes pay a contingent coupon on each coupon payment date only if the underlying closing level on the observation date is at or above the coupon barrier; otherwise no coupon is paid. The Notes will be automatically called early if the underlying closing level on any observation date prior to the final valuation date is equal to or greater than the initial level, in which case UBS will pay principal plus any contingent coupon due on the call settlement date. If not called, repayment at maturity depends on the final level relative to a downside threshold (example: $10 principal, downside threshold = 60% of the initial level); if the final level is below that threshold, principal is reduced proportionally and investors can lose a significant portion or all of principal. Trade date and expected settlement are March 19, 2026 and March 23, 2026. Minimum investment is 100 Notes ($1,000), and the estimated initial value was $9.73 per Note. All payments are subject to UBS's creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Lam Research Corporation, subject to completion of the final Offering Documents.

The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and are automatically called early if the underlying equals or exceeds the initial level on any observation date. If not called, principal repayment at maturity depends on the final level relative to a downside threshold; if the final level is below that threshold, investors face a loss equal to the underlying return, potentially losing all principal.

Key terms in the preliminary supplement: trade date March 19, 2026; settlement March 23, 2026; final valuation date March 21, 2029; maturity March 23, 2029. Minimum investment is 100 Notes ($1,000), and the estimated initial value range on the trade date is $9.36 to $9.61. This document is preliminary and subject to completion.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc. The notes have a principal amount of $10 per Note, a term of approximately three years, and key dates: trade date March 19, 2026, settlement March 23, 2026, final valuation date March 21, 2029, and maturity March 23, 2029.

The notes pay a periodic contingent coupon only if the underlying closing level meets or exceeds the coupon barrier; the example coupon rate is 14.29% per annum (contingent coupon per $10 Note: $0.3573). The notes are autocallable: if the underlying closes at or above the initial level on an observation date, UBS will redeem early at principal plus any contingent coupon. If not called and the final level is below the downside threshold ($60.00, or 60.00% of the initial level in the example), repayment at maturity may be less than principal and can reflect the full downside of the underlying, including the potential loss of the entire initial investment. Payments are subject to the creditworthiness of UBS. The estimated initial value range on the trade date is $9.39 to $9.64. Minimum purchase is 100 Notes ($1,000).

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Microsoft Corporation due March 23, 2028. The Notes pay a contingent coupon on each coupon payment date only if the closing level of the underlying (Microsoft common stock) on the applicable observation date is at or above the coupon barrier. UBS will automatically call the Notes early on any quarterly observation date (beginning after 12 months) if the closing level is at or above the initial level; in that case UBS pays $10 plus any contingent coupon on the call settlement date and no further payments will be made.

If not called, at maturity UBS will repay $10 if the final level is equal to or greater than the downside threshold. If the final level is below the downside threshold, the cash payment per Note will equal $10 x (1 + Underlying Return), exposing investors to a percentage loss equal to the underlying return; in extreme scenarios you could lose your entire investment. The pricing example shows a 12.29% per annum contingent coupon rate (contingent coupon $0.3073 per $10 Note) and an estimated initial value of $9.74 as of the trade date. Trade Date is March 19, 2026 and Settlement Date is March 23, 2026.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to NVIDIA Corporation stock. The Notes pay periodic contingent coupons only if the underlying's closing level meets a coupon barrier and may be automatically called early if the underlying equals or exceeds the initial level on an observation date. The Notes mature on March 23, 2029 with a principal denomination of $10 per Note and trade and settlement expected on March 19, 2026 and March 23, 2026, respectively.

The Notes feature a contingent repayment of principal at maturity: if not called and the final level is below the downside threshold (example: 60.00% of the initial level in the illustrative terms), investors are exposed to the negative return of the underlying and could lose a significant portion or all principal. An illustrative contingent coupon rate shown is 11.70% per annum; the estimated initial value range is between $9.36 and $9.61 per Note. All payments are subject to the creditworthiness of UBS.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Dow Inc. The Notes pay periodic contingent coupons only if the closing level of Dow meets or exceeds a coupon barrier on observation dates and may be automatically called early if Dow's closing level equals or exceeds the initial level on any pre-maturity observation date. At maturity, if not called and Dow's final level is below the downside threshold, repayment of principal is reduced proportionally to the underlying return, potentially causing substantial or total loss of principal. Payments are subject to UBS credit risk. Trade date is March 19, 2026, settlement March 23, 2026, final valuation March 21, 2028, maturity March 23, 2028.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the American depositary receipts of Vale S.A., maturing March 23, 2027. The Notes pay a contingent coupon on each coupon payment date only if the closing level of the underlying ADR on the applicable observation date is at or above the coupon barrier; otherwise no coupon is paid. The Notes will be automatically called if the ADR closing level on any quarterly observation date (beginning after approximately six months) is at or above the initial level; an automatic call pays principal plus any contingent coupon then due. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold you receive the principal; if below, repayment falls in direct proportion to the ADR decline (you could lose all principal). Payments are subject to UBS credit risk. Trade date is March 19, 2026, settlement March 23, 2026; maturity March 23, 2027. The estimated initial value was $9.63 per Note; minimum investment is 100 Notes ($1,000). Example terms show a contingent coupon rate of 13.22% per annum and a downside threshold of 70.00% of the initial level.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8005 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on March 19, 2026.