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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering $4,255,000 in Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation. The Notes pay contingent coupons only if the underlying closing level meets the coupon barrier on observation dates and may be automatically called early if the underlying closes at or above the initial level on an observation date.

If not called, repayment at maturity depends on the final level relative to a downside threshold: investors receive principal if the final level is at or above that threshold, but may suffer losses equal to the underlying return if the final level is below the threshold, potentially losing the entire investment. All payments are subject to UBS credit risk. Trade date is March 5, 2026, settlement March 9, 2026, final valuation date March 7, 2028, and maturity March 9, 2028.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, due on or about March 9, 2028. The Notes pay contingent coupons only if the underlying stock meets coupon‑barrier tests on observation dates and will be automatically called if the underlying equals or exceeds the initial level on any observation date prior to the final valuation date. The Notes have a principal amount of $10 per Note and a minimum investment of 100 Notes ($1,000); UBS estimates the initial value per Note between $9.44 and $9.69. Principal repayment at maturity is contingent on the final level relative to a downside threshold, and any payments are subject to UBS's creditworthiness. These terms are preliminary and the final terms will be set on the trade date.

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Rhea-AI Summary

UBS AG offers Trigger Autocallable Contingent Yield Notes linked to lululemon athletica inc. stock due March 9, 2028. The Notes pay periodic contingent coupons only if the underlying closing level on an observation date meets or exceeds the coupon barrier; otherwise no coupon is paid.

The Notes are autocallable if the underlying closes at or above the initial level on any observation date prior to the final valuation date; an automatic call triggers payment of principal plus any contingent coupon then due. If not called, repayment of principal at maturity depends on the final level relative to a downside threshold of 70% of the initial level. If the final level is below that threshold, principal is reduced proportionally (you could lose all principal). Trade date is March 5, 2026, settlement March 9, 2026, final valuation date March 7, 2028, and maturity March 9, 2028. Minimum investment is 100 Notes ($1,000); estimated initial value is $9.79 per Note. All payments are subject to UBS credit risk.

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Rhea-AI Summary

UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of lululemon athletica inc., maturing on or about March 9, 2028. The notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and may be automatically called earlier if the underlying equals or exceeds the initial level on an observation date.

The notes repay principal at maturity only if the final level is equal to or above a disclosed downside threshold; if the final level is below that threshold, principal is reduced pro rata to the underlying return and you could lose a large portion or all of your investment. Trade date is March 5, 2026 with settlement on March 9, 2026. Minimum investment is 100 Notes at $10 per Note ($1,000). Estimated initial value is stated as between $9.44 and $9.69 per Note.

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Rhea-AI Summary

UBS AG proposes to issue Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc. due on or about March 16, 2029. Each Note has a principal amount of $1,000, a contingent coupon rate set on the trade date at 18.00% to 18.35% per annum, and an estimated initial value range of $946.80 to $976.80 as of the trade date. The Notes may be automatically called if the underlying closes at or above a call threshold (100% of the initial level) on any observation date; principal is contingent at maturity if the final level is below the downside threshold (60% of the initial level). Issue price includes an underwriting discount of $20.00 per Note (proceeds to UBS: $980.00 per Note). All payments are subject to the creditworthiness of UBS; the Offering Documents must be delivered in final form before sales occur.

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UBS AG (pricing supplement) offers Capped Leveraged Buffered Basket-Linked Medium-Term Notes tied to an unequally weighted basket of five indices with trade date March 3, 2026, original issue date March 6, 2026 and stated maturity April 7, 2027.

The notes pay no interest and provide 125.00% upside participation in positive basket returns subject to a cap level of 114.80% (maximum settlement $1,185.00 per $1,000 face). A buffer protects declines up to 10.00%; below that you lose ~1.1111% per 1% negative return beneath the buffer. Estimated initial value was $987.00 per $1,000 face.

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UBS AG is offering Capped Leveraged TOPIX-Linked Medium-Term Notes with a term expected to be between 13 and 15 months. The notes pay no interest and provide 200.00% upside participation in positive TOPIX performance, subject to a cap expected between 116.61% and 119.48% of the initial level and a maximum settlement amount expected between $1,332.20 and $1,389.60 per $1,000 face amount.

If TOPIX falls below the initial level you incur losses pro rata (you lose 1% of face for every 1% negative underlier return) and could lose your entire investment. The estimated initial value is expected to be between $955.00 and $985.00 per $1,000 face amount; the issue price is 100.00% with an underwriting discount of 1.08%.

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UBS AG is offering $2,447,000 of Trigger Autocallable Notes linked to the S&P 500® Index due March 6, 2031. Each Note has a principal amount of $1,000, an issue price of $1,000 per Note and an estimated initial value of $987.30.

The Notes pay a pre-set 9.20% per annum call return and will be automatically called on semiannual observation dates if the S&P 500 closing level is at or above the call threshold (100% of the initial level). If not called, the Notes repay $1,000 at maturity only if the final level is at or above the downside threshold (70% of the initial level); otherwise principal is reduced proportionally and could be lost in full. All payments are subject to UBS credit risk and limited secondary-market liquidity.

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UBS AG is offering $1,697,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index. The Notes have a $1,000 principal amount per Note, a contingent coupon rate of 11.40% per annum (contingent coupon of $9.50 per coupon payment if all coupon barriers are met), are callable by UBS beginning after three months, and mature on February 1, 2028.

The Notes pay contingent coupons only if each underlying closes at or above its coupon barrier on observation dates; if any underlying is below its downside threshold at final valuation, repayment may be reduced pro rata to the least performing underlying (downside thresholds equal 70% of initial levels). The issue price is $1,000.00 per Note, estimated initial value $984.70, and payments are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Micron Technology common stock pursuant to a preliminary pricing supplement dated March 5, 2026. The Notes pay a 29.00% per annum contingent coupon if monthly observation-date barriers are met, are callable monthly after approximately three months, and mature on September 21, 2027. Key terms shown include an initial notional per Note of $1,000.00, a call threshold of 100.00% of the initial level, a downside threshold of 50.00% of the initial level and a coupon barrier of 60.00% of the initial level. The preliminary estimated initial value range as of the trade date is $939.00 to $969.00, with an issue price per Note of $1,000.00 and underwriting compensation up to $22.25 per Note. The Notes are unsecured obligations of UBS and any payments, including contingent coupons and principal, are subject to UBS creditworthiness and FINMA resolution powers; investors may lose a substantial portion or all of their investment.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8004 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on March 5, 2026.