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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Filing
Rhea-AI Summary

UBS AG is offering $6,410,500 in Trigger Autocallable Contingent Yield Notes linked to the least performing of the SPDR Dow Jones Industrial Average ETF (DIA) and the State Street Energy Select Sector SPDR ETF (XLE). The notes trade on March 4, 2026, settle on March 9, 2026, have a final valuation date of March 5, 2029 and mature on March 8, 2029. The contingent coupon rate is 10.30% per annum (contingent coupon $0.2575 per note per period) and each note has a $10 principal amount. The estimated initial value on the trade date was $9.615 per note. If on any observation date each underlying is at or above its call threshold the notes will be automatically called and repay principal plus any contingent coupon; if not called, principal repayment at maturity is contingent on final levels versus the downside thresholds (both coupon barriers and downside thresholds are 70% of initial levels). Payments are subject to UBS credit risk and investors may lose a significant portion or all principal.

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Filing
Rhea-AI Summary

UBS AG is offering Digital S&P 500® Index-Linked medium-term notes that pay no interest and provide a capped, buffered exposure to the S&P 500® Index. The notes have a buffer level equal to 87.50% of the initial index level and a cap expected between 112.47% and 114.66%, with a term expected to be between 18 and 21 months.

If the final index level on the determination date is at or above the buffer level, holders receive a maximum settlement amount expected to be between $1,124.70 and $1,146.60 per $1,000 face amount. If the final index level falls below the buffer level, holders suffer leveraged downside (approximately 1.1429% loss of face amount per 1% decline below the buffer) and could lose their entire investment. The issuer’s credit risk and limited secondary market liquidity are material features disclosed in the pricing supplement.

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Rhea-AI Summary

UBS AG is offering preliminary Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500, due on or about March 16, 2028. The notes pay a contingent coupon of 11.70% per annum if each underlying is at or above its coupon barrier on observation dates; otherwise no coupon is paid. Issue price is $1,000.00 per note with proceeds to UBS of $993.00 per note; estimated initial value is between $959.80 and $989.80. UBS may call the notes monthly beginning after ~3 months; if not called and any underlying is below its 70.00% downside threshold at final valuation, principal is reduced by the percentage decline of the least performing underlying asset. This document is a preliminary pricing supplement dated March 5, 2026 and final terms will be set on the strike date.

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Rhea-AI Summary

UBS AG offers Contingent Income Auto-Callable Securities linked to the common stock of JPMorgan Chase & Co. The securities have a stated principal amount of $1,000.00 per security, expected pricing on March 13, 2026, and expected maturity on March 16, 2029.

Holders may receive a contingent payment of $27.25 per security on each determination date if the underlying closing price is at least 70.00% of the initial price; early automatic redemption occurs if the underlying reaches the call threshold (equal to 100.00% of the initial price). If not redeemed and the final price is below the downside threshold, holders receive a cash value tied 1:1 to the underlying and may lose a significant portion or all principal. Payments are subject to UBS credit risk and tax treatment is described as uncertain.

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UBS AG has filed a preliminary pricing supplement to offer Contingent Income Auto-Callable Securities with Memory Coupon linked to the American depositary receipts of Taiwan Semiconductor Manufacturing Company Limited. The securities have a $1,000.00 stated principal amount per security and a contingent payment of $29.00 (equivalent to 11.60% per annum) payable on specified contingent payment dates if the underlying meets a 50.00% downside threshold on determination dates. The pricing date is expected to be March 13, 2026, original issue date March 18, 2026, and maturity is expected on or about March 16, 2029. Payments (including repayment of principal) are unsecured and subject to the credit risk of UBS AG, and UBS may deliver cash at maturity if the final price is below the downside threshold, which could result in a substantial or total loss of the initial investment.

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UBS AG is offering Step Down Trigger Autocallable Notes linked to the least performing of the Dow Jones Industrial Average® and the S&P 500® Index. The Notes have a principal amount of $1,000 per Note, a term of approximately four years, a call return rate of 9.75% per annum and observation dates annually. The strike date is March 5, 2026, trade date March 9, 2026, expected settlement March 12, 2026, final valuation date March 5, 2030 and maturity March 8, 2030.

The Notes pay the call price (principal plus call return) if on any observation date the closing level of each underlying asset meets its call threshold. If not called, repayment at maturity is contingent and equal to $1,000×(1 + underlying return of the least performing underlying asset), exposing holders to potential substantial loss or total loss. Estimated initial value range on the trade date is $952.00 to $982.00. The underwriting discount is $1.50 per Note and proceeds to UBS are $998.50 per Note. All payments are subject to UBS credit risk.

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UBS AG is offering UBS Trigger Autocallable Contingent Yield Notes linked to the common stock of Celestica Inc., maturing on September 21, 2027.

The notes have a principal amount of $1,000 per Note, a contingent coupon rate of 31.50% per annum, an estimated initial value range of $929.90 to $959.90, an underwriting discount up to $22.25 per Note and minimum proceeds to UBS of at least $977.75 per Note. Observation dates are monthly (callable after three months) with the final valuation date on September 16, 2027. Key payoff thresholds stated on the cover are: call threshold = 100.00% of the initial level, coupon barrier = 60.00% of the initial level, downside threshold = 50.00% of the initial level. Payments (including repayment of principal) are subject to UBS credit risk and contingent on observation-date performance.

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UBS AG is offering capped, leveraged, buffered S&P 500® Index-linked medium-term notes maturing April 7, 2027. The offering comprises an aggregate face amount of $6,202,000 with each note having a $1,000 face amount and an original issue price of 100.00%.

The notes pay no interest, provide 125.00% upside participation in positive S&P 500 performance subject to a cap (cap level 111.00% of the initial underlier level and a maximum settlement amount of $1,137.50 per $1,000 face amount), and include a 10.00% buffer (buffer level 6,134.967) that absorbs losses up to that threshold; losses below the buffer are amplified at approximately 111.11%. Trade date is March 3, 2026 and stated maturity is April 7, 2027.

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UBS AG is offering $341,000 Trigger Autocallable Contingent Yield Notes linked to the common stock of Vertiv Holdings Co, maturing on March 8, 2027. The notes pay a periodic contingent coupon only if the underlying closing level on an observation date is at or above the coupon barrier and will be automatically called early if the underlying closing level on any pre-maturity observation date is at or above the initial level. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if below that threshold principal is reduced in proportion to the underlying return, potentially to zero. Key terms: trade date March 4, 2026, settlement March 6, 2026, final valuation date March 4, 2027, estimated initial value $9.85 per $10 Note, minimum investment 100 Notes. All payments are subject to UBS credit risk.

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UBS AG is offering a preliminary pricing supplement for Trigger Autocallable Contingent Yield Notes linked to the common stock of Vertiv Holdings Co, maturing on or about March 8, 2027. The trade date is March 4, 2026 with settlement anticipated on March 6, 2026.

These unsubordinated, unsecured notes pay periodic contingent coupons only if the underlying stock closing level on each observation date meets or exceeds a coupon barrier; an automatic call occurs if the underlying closes at or above the initial level on any observation date, producing a call settlement equal to principal plus any contingent coupon. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold; a final-level shortfall can cause losses up to the entire principal. The offering has a minimum purchase of 100 Notes ($1,000); the estimated initial value range is between $9.53 and $9.78 per Note as of the trade date (preliminary).

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8004 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on March 5, 2026.