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UBS AG (AMUB) SEC Filings, Mar 3, 2026

AMUB NYSE
Rhea-AI Summary

UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500® Index and the Nasdaq-100® Technology Sector, due on or about April 5, 2029. The Notes pay a contingent coupon only if each underlying's closing level on an observation date meets its coupon barrier; the stated contingent coupon rate in the preliminary terms is 10.85% per annum. The Notes are issuer-callable monthly beginning after ~6 months; if called you receive principal plus any accrued contingent coupon on the call settlement date. At maturity, if any underlying's final level is below its downside threshold (set at 70.00% of its initial level), principal is reduced pro rata to the decline of the least performing underlying asset and you could lose a significant portion or all of your investment. The issue price per Note is $1,000.00, estimated initial value range is $954.20 to $984.20, and per-Note underwriting compensation is up to $7.50, yielding proceeds of at least $992.50 per Note.

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UBS AG offers Buffer Callable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index due on or about January 5, 2029. The Notes pay a contingent coupon of 12.75% per annum on an observation date only if both underlyings close at or above their coupon barriers; otherwise no coupon is paid.

The issuer may call the Notes in whole (but not in part) on monthly observation dates beginning after six months; if called, holders receive principal plus any contingent coupon due on the call settlement date. If not called, maturity payoff is $1,000 per Note if each underlying is at or above its downside threshold (85% of initial level); if the least performing underlying finishes below that threshold, final payment equals $1,000×(1 + underlying return of the least performing asset + 15.00% buffer), which can produce substantial principal loss. All payments depend on UBS creditworthiness.

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Rhea-AI Summary

UBS AG is offering $2,523,000 of Trigger Callable Contingent Yield Notes linked to the least performing of shares of the iShares Expanded Tech-Software ETF (IGV), the State Street SPDR S&P Regional Banking ETF (KRE) and the State Street Financial Select Sector SPDR ETF (XLF).

The Notes pay a contingent coupon of 16.60% per annum if, on an observation date, each underlying asset's closing level is at or above its coupon barrier; they are issuer-callable (beginning after 3 months), have a principal amount of $1,000 per Note, a strike date of February 25, 2026, a final valuation date of January 25, 2030 and maturity on January 30, 2030. The estimated initial value on the trade date is $973.70 and the issue price is $1,000. If not called, repayment at maturity is contingent: full principal is returned only if each final level is at or above its downside threshold; otherwise repayment can be materially less, potentially resulting in substantial or total loss of principal. All payments are subject to UBS credit risk.

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Rhea-AI Summary

UBS AG previews a Trigger Callable Contingent Yield Notes offering linked to the least performing of the S&P 500, Russell 2000 and Nasdaq-100, due on or about October 5, 2027. The notes pay a contingent coupon of 11.60% per annum when each underlying meets its coupon barrier and are callable monthly by UBS beginning after three months. Principal is repayable at maturity only if each final level is at or above its 70.00% downside threshold; otherwise, repayment is reduced pro rata to the decline of the least performing underlying (potential loss of principal up to 100%). The estimated initial value range is $958.60 to $988.60 and the issue price is $1,000 per note with proceeds to UBS of at least $992.75 per note; underwriting compensation is up to $7.25 per note. The offering is preliminary and subject to final Offering Documents.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500®, Russell 2000® and Nasdaq-100® Technology Sector, due on or about March 3, 2028. The notes pay a contingent coupon of 12.45% per annum only if each underlying asset meets its coupon barrier on observation dates; otherwise no coupon is paid. The notes are issuer-callable monthly beginning about three months after issuance and repay principal at maturity only if each final level is at or above a 70.00% downside threshold; otherwise principal is reduced in proportion to the least performing underlying asset and investors could lose all principal. The estimated initial value range is $955.60 to $985.60 per $1,000.00 principal amount and the issue price per note is $1,000.00 with underwriting compensation up to $7.25 per note.

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UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of three ETFs (IGV, KRE, XLE). The offering size is $2,531,000 with a $1,000 principal amount per Note. The contingent coupon rate is 19.75% per annum; contingent coupons pay only if all three underlying ETFs meet their 70% coupon barriers on each observation date. The strike date is February 25, 2026; trade and settlement dates are March 2, 2026 and March 5, 2026. Final valuation and maturity are January 25, 2030 and January 30, 2030. Principal repayment at maturity is contingent: if any underlying ETF finishes below its 60% downside threshold, repayment will be reduced pro rata to the negative return of the least performing underlying asset. The estimated initial value per Note was $982.50. All payments are subject to UBS credit risk and UBS may call the Notes at its discretion on monthly observation dates beginning after three months.

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UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500. The Notes have a principal amount of $1,000 per Note, an expected trade date of March 31, 2026, settlement on April 6, 2026, a final valuation date of April 2, 2029 and an expected maturity of April 5, 2029.

The Notes pay a periodic contingent coupon only if the closing level of each underlying asset on an observation date is at or above its coupon barrier (set at 75.00% of the initial level) and repay principal at maturity only if each underlying asset’s final level is at or above its downside threshold (set at 60.00% of the initial level). The disclosed contingent coupon rate is 10.85% per annum (illustrative contingent coupon amounts and final terms are set on the trade date). The estimated initial value range is $955.60 to $985.60 and the issue price is $1,000 per Note, with underwriting compensation up to $9.00 and minimum proceeds to UBS of at least $991.00 per Note.

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Rhea-AI Summary

UBS AG is offering preliminary terms for Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500® Index and shares of the State Street Energy Select Sector SPDR® ETF (XLE), with a final maturity on or about April 5, 2029. The notes pay a contingent coupon (illustratively 11.25% per annum in examples) only when each underlying asset meets its coupon barrier on observation dates and are callable monthly by UBS beginning after ~6 months; if not called, principal repayment at maturity depends on whether each underlying asset is at or above its downside threshold (examples show potential principal loss tied to the least performing underlying asset).

The estimated initial value range shown is $948.90–$978.90 per $1,000 principal, and the issue price includes underwriting compensation and hedging costs (minimum proceeds to UBS of at least $992.50 per Note and underwriting discount up to $7.50 per Note). Payments are unsecured obligations of UBS and subject to UBS credit and Swiss regulatory resolution powers.

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UBS AG is offering $2,549,000 principal of Trigger Callable Contingent Yield Notes due January 30, 2030, linked to the least performing of three ETFs (IGV, KRE, XLC). The notes pay a contingent coupon of 17.25% per annum on observation dates if each underlying closes at or above its coupon barrier; otherwise no coupon is paid.

The notes are issuer-callable (beginning after three months) and repay principal at maturity only if each underlying is at or above its downside threshold; if any underlying is below its downside threshold, repayment at maturity will be reduced pro rata to the negative return of the least performing underlying asset. All payments depend on UBS creditworthiness.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500®, Russell 2000® and Nasdaq-100®, due on or about September 30, 2027. The Notes pay a contingent coupon of 9.00% per annum only if each underlying closing level on an observation date is at or above its coupon barrier; otherwise no coupon is paid.

The Notes are issuer-callable monthly beginning after approximately three months; if called UBS pays principal plus any accrued contingent coupon. At maturity, if any underlying final level is below its downside threshold (each set at 70.00% of its initial level), principal is reduced proportionally to the percentage decline of the least performing underlying asset. The issue price is $1,000.00 per Note, estimated initial value is between $943.40 and $973.40, and underwriting discount is up to $22.25 per Note. All payments are subject to the creditworthiness of UBS and Swiss regulatory resolution powers described herein.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on March 3, 2026.