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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Technology Sector, the Russell 2000 and the S&P 500 due on or about March 9, 2029. The Notes pay a 12.00% per annum contingent coupon only if each underlying meets its coupon barrier on an observation date; UBS may call the Notes monthly beginning after three months. The issue price is $1,000.00 per Note with estimated initial value between $959.90 and $989.90. At maturity investors receive principal only if the final level of every underlying is at or above its 60.00% downside threshold; otherwise repayment is reduced pro rata to the percentage decline of the least performing underlying, potentially resulting in substantial loss, including loss of the entire principal. All payments are subject to UBS credit risk.

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UBS AG is offering Buffer Callable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index. The notes pay a contingent coupon only if both underlyings meet coupon barriers on each observation date; the stated contingent coupon rate is 7.15% per annum for the Russell 2000 leg. The notes are callable by UBS in whole (not in part) on monthly observation dates beginning after six months. If not called, principal repayment at maturity depends on the least performing underlying: investors benefit from a 15.00% buffer (downside threshold at 85.00% of initial levels) but may lose some or almost all principal if the least performing underlying declines beyond the buffer. Trade, settlement, final valuation and maturity dates are indicated (trade date March 26, 2026, settlement March 31, 2026, final valuation March 27, 2028, maturity March 30, 2028). Any payments are subject to the creditworthiness of UBS. The estimated initial value range is $931.70 to $961.70 per $1,000 note.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500®, Russell 2000® and Nasdaq-100® Technology Sector, due on or about March 2, 2028. The notes pay a contingent coupon of 10.10% per annum and are callable monthly beginning approximately three months after issuance. Principal repayment at maturity depends on the final level of each underlying asset relative to a 70.00% downside threshold; if the least performing underlying asset is below its threshold, holders may suffer a loss up to the full principal. The estimated initial value range is $940.10 to $970.10; issue price is $1,000.00 per note with underwriting compensation up to $22.25, yielding per-note proceeds of at least $977.75. All payments are subject to UBS credit risk and the final terms will be set on the strike date.

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Rhea-AI Summary

UBS AG is offering $464,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500, maturing March 2, 2029. Each Note has a $1,000 principal, a contingent coupon rate of 11.20% per annum and is issuer-callable monthly beginning after three months. Coupon barriers are set at 75.00% of initial levels and downside thresholds at 70.00%. If not called, repayment at maturity equals principal only if every underlying is at or above its downside threshold; otherwise repayment is reduced pro rata to the negative return of the least performing underlying. The estimated initial value per Note is $986.50 and the issue price is $1,000.

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UBS AG is offering $1,290,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500, maturing September 1, 2027.

The Notes pay a fixed 10.35% per annum contingent coupon (equal to $8.625 per $1,000 Note) only on observation dates when the closing level of each underlying asset is at or above its coupon barrier. UBS may call the Notes in whole on monthly observation dates beginning about three months after issuance; if called, holders receive principal plus any contingent coupon then due. If not called, repayment at maturity is contingent: holders receive the $1,000 principal only if the final level of every underlying asset is at or above its downside threshold (70% of initial levels). If any underlying asset is below its downside threshold, the maturity payment is reduced by the percentage decline of the least performing underlying asset, and investors can lose a substantial portion or all of principal. The Notes are unsubordinated unsecured debt of UBS and payments depend on UBS creditworthiness. The estimated initial value on the trade date was $988.40, below the issue price.

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UBS AG offers Trigger Autocallable Notes linked to the EURO STOXX 50® Index due on or about March 11, 2031. Each Note has a principal amount of $10 (minimum investment $1,000), an expected term of approximately five years and an estimated initial value between $9.41 and $9.71 on the trade date.

The Notes pay a fixed call return (range: 9.00% to 9.80% per annum) if the EURO STOXX 50® closing level on any quarterly observation date is at or above the call threshold (100% of the initial level in the example). If not called and the final level is below the downside threshold (75% of the initial level), holders suffer a loss equal to the percentage decline in the index; in extreme cases you could lose all principal. All payments are subject to UBS credit risk.

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UBS AG offers Trigger Autocallable GEARS linked to the common stock of Diamondback Energy, Inc. (FANG) with a term of approximately three years. The trade date is March 6, 2026, settlement March 11, 2026, observation date March 15, 2027, final valuation date March 6, 2029 and maturity March 8, 2029.

The Securities have a principal amount of $10 per Security (minimum investment 100 Securities). Key economics shown on the cover: Call Return Rate 22.00%, Upside Gearing 1.30 to 1.50, Autocall Barrier 100.00% of the initial level, and Downside Threshold 65.00% of the initial level. The estimated initial value range is $9.354 to $9.654 and the issue price is $10.00 per Security.

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UBS AG offers $3,127,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the least performing of the Russell 2000® Index and the S&P 500® Index due March 2, 2029. The Notes pay semiannual contingent coupons at a 7.35% per annum rate if both indices meet coupon barriers on observation dates and are automatically called early if both indices meet call thresholds on an observation date. If not called, principal is repaid at maturity only if both indices are at or above 70.00% of their initial levels; otherwise repayment at maturity is reduced pro rata to the decline of the least performing index, potentially resulting in a total loss. Trade date is February 27, 2026, settlement March 4, 2026, final valuation date February 27, 2029, and maturity March 2, 2029. Issue price is $1,000 per Note, estimated initial value $974.30, and aggregate offering amount $3,127,000.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the Solactive U.S. Large Cap Volatility Navigator Index with a nominal Principal Amount of $1,000 per Note and an expected term of approximately six years. The Notes pay a contingent coupon at a rate of 18.50% per annum when the underlying closing level meets or exceeds a coupon barrier and are automatically callable beginning after six months if the underlying meets the call threshold.

Key economic terms on the cover include a call threshold of 100.00% of the initial level, a coupon barrier of 70.00% of the initial level and a downside threshold of 50.00% of the initial level. Trade and settlement dates are March 9, 2026 and March 12, 2026, with Final Valuation Date March 9, 2032 and Maturity Date March 12, 2032. The estimated initial value range per Note is $940.70 to $970.70; the issue price is $1,000.00 with an underwriting discount of $7.00, leaving proceeds to UBS of $993.00 per Note.

The Notes do not guarantee periodic coupons or repayment of principal at maturity and are subject to the creditworthiness of UBS. The underlying index is subject to a 6.0% per annum daily decrement, leverage features and limited live history; investors may lose a significant portion or all of their investment.

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UBS AG is offering $2,000,000 of Trigger Callable Contingent Yield Notes due March 4, 2031. The Notes pay a monthly contingent coupon at a $10.20% per annum rate if, on each observation date, the closing level of the Russell 2000®, the S&P 500® and shares of the State Street Utilities Select Sector SPDR® ETF are each at or above their coupon barriers. UBS may call the Notes in whole beginning after six months. If not called, principal is contingent: at maturity the holder receives $1,000 only if each final level is at or above its 65% downside threshold; otherwise repayment is reduced by the negative return of the least performing underlying asset, potentially resulting in a loss of the entire principal. The estimated initial value per Note is $983.70 and the issue price is $1,000.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8004 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on March 3, 2026.