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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Filing
Rhea-AI Summary

UBS AG is offering Trigger Callable Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Equal Weight Index, with a stated term to June 10, 2027 and monthly issuer call dates beginning after three months.

The notes are offered at $10.00 per note (minimum purchase $1,000), pay a monthly fixed coupon set on the trade date in the range of 7.75% to 8.25% per annum, and feature contingent repayment of principal at maturity tied to a 70.00% downside threshold of each underlying asset. The estimated initial value range is $9.52 to $9.82 per note. All payments remain subject to UBS credit risk and UBS may call the notes at its discretion on any call date.

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Rhea-AI Summary

UBS AG is offering $1,020,000 of Trigger Autocallable Notes (principal $1,000 per Note) due March 3, 2031. The Notes are unsecured obligations of UBS linked to the least performing of the Russell 2000® Index, the S&P 500® Index and shares of the State Street® Utilities Select Sector SPDR® ETF (XLU). Monthly observation dates begin after 12 months; Notes may be automatically called if each underlying asset meets its call threshold on an observation date. If not called, repayment at maturity depends on the final level of the least performing underlying asset and may result in a partial or total loss of principal. The estimated initial value on the trade date is $986.80; the issue price per Note is $1,000. Key dates: trade date February 26, 2026, settlement March 3, 2026, final valuation February 26, 2031, maturity March 3, 2031. All payments are subject to UBS credit risk.

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Rhea-AI Summary

UBS AG is offering Buffer Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index due October 28, 2027. The offering totals $5,263,000 at an issue price of $1,000 per Note with an estimated initial value of $977.20 per Note.

The Notes pay a 7.90% per annum contingent coupon only if each underlying asset meets its coupon barrier on monthly observation dates, provide a 20.00% buffer against declines at maturity, and are issuer-callable quarterly. Payments and principal are subject to UBS credit risk.

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UBS AG offers $960,000 in Trigger Autocallable Contingent Yield Notes linked to ConocoPhillips stock. The Notes pay a contingent coupon only if the underlying closing level on an observation date meets the coupon barrier and may be automatically called quarterly after six months if the underlying equals or exceeds the initial level.

If not called, principal repayment at maturity depends on the final level relative to a 70.00% downside threshold of the initial level; if the final level is below that threshold, repayment can be reduced pro rata and you could lose all of your investment. Trade date is March 2, 2026, settlement March 4, 2026, final valuation March 1, 2029, and maturity March 5, 2029. Minimum investment is 100 Notes at $10 per Note; the estimated initial value was $9.74.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to ConocoPhillips stock due on or about March 5, 2029. The notes pay contingent quarterly coupons only if the underlying meets a coupon barrier and may be automatically called quarterly beginning about six months after the trade date. If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above a downside threshold; if below, repayment declines in proportion to the underlying return, potentially resulting in total loss. Trade date is March 2, 2026, settlement March 4, 2026. Minimum investment is 100 Notes at $10 per Note; an estimated initial value is between $9.36 and $9.61 per Note as of the trade date.

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UBS AG offers $1,213,000 Trigger Autocallable Contingent Yield Notes linked to NVIDIA common stock due March 6, 2028. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and are automatically called early if the underlying equals or exceeds the initial level on any observation date.

If not called, maturity repayment depends on the final level: full principal is returned only if the final level is at or above a downside threshold (illustrated at $50.00, or 50.00% of initial level); otherwise principal is reduced pro rata to the underlying return, potentially resulting in total loss. All payments are subject to UBS credit risk. Trade date is March 2, 2026; settlement March 4, 2026; final valuation date March 2, 2028.

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UBS AG is offering a preliminary issuance of Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, with a trade date of March 2, 2026, expected settlement date of March 4, 2026, a final valuation date of March 2, 2028 and an expected maturity date of March 6, 2028.

The Notes pay periodic contingent coupons only if the underlying closing level meets or exceeds the coupon barrier on observation dates and are automatically called if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if below, holders suffer a loss equal to the underlying return and could lose their entire investment. The offering is preliminary and subject to delivery of final Offering Documents.

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UBS AG offers $500,000 Trigger Autocallable Contingent Yield Notes linked to Advanced Micro Devices, Inc. common stock due September 7, 2027. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates; otherwise no coupon is paid. The Notes may be automatically called monthly (beginning after six months) if the underlying closes at or above the initial level; an automatic call triggers payment of principal plus any contingent coupon on the related call settlement date. If not called, repayment at maturity is contingent: if the final level is below the downside threshold you can suffer a loss equal to the percentage decline in the underlying return and could lose all of your investment. Trade date is March 2, 2026, settlement March 4, 2026, final valuation date September 2, 2027. Notes are offered in minimum increments of $10 (principal amount per Note) and the estimated initial value was $9.79 per Note. All payments are subject to UBS's creditworthiness; investors may lose some or all principal.

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UBS AG proposes Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. with a trade date of March 2, 2026, settlement March 4, 2026, final valuation date September 2, 2027 and maturity on September 7, 2027.

The Notes pay periodic contingent coupons only when the underlying closing level meets or exceeds a coupon barrier and are subject to an automatic call if the underlying equals or exceeds the initial level on a monthly observation date beginning after six months. If not called, principal repayment at maturity is contingent: if the final level is at or above the disclosed downside threshold the principal is returned; if below, principal is reduced pro rata to the underlying return (examples show a $10 principal and a 50.00% downside threshold).

Other notable terms: minimum investment 100 Notes ($1,000), estimated initial value range $9.41–$9.66 per $10 Note, hypothetical contingent coupon shown as 13.49% per annum (contingent coupon $0.1124 per $10 in examples). All payments are subject to UBS creditworthiness and the Notes will not be exchange-listed.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Micron Technology common stock due March 6, 2028. The Notes pay contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and may be automatically called if the underlying equals or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; otherwise repayment falls in direct proportion to the underlying return and you could lose all of your investment. Payments depend on UBS creditworthiness. Trade date is March 2, 2026; settlement March 4, 2026; final valuation March 2, 2028.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8004 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on March 2, 2026.