Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Marvell Technology, Inc. with an expected maturity date of March 5, 2029. The trade date is February 27, 2026 and expected settlement is March 3, 2026.
The Notes pay periodic contingent coupons only if the underlying's closing level on an observation date meets or exceeds a coupon barrier. The Notes are automatically called if the underlying closes at or above the initial level on any monthly observation date beginning after three months. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise investors suffer a loss equal to the underlying return, potentially losing all principal. Minimum investment is 100 Notes at $10 per Note; estimated initial value range on the trade date is $9.36 to $9.61.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc. The preliminary pricing supplement sets a Trade Date of February 27, 2026, expected Settlement Date of March 3, 2026, a Final Valuation Date of March 1, 2027 and a Maturity Date of March 3, 2027.
Each Note has a principal amount of $10. The minimum investment is 100 Notes ($1,000), and the estimated initial value per Note is between $9.48 and $9.73. Payments are contingent: periodic coupons and principal repayment at maturity depend on observation-date levels versus specified coupon barriers, initial level and a downside threshold. The Notes are unsecured obligations of UBS and subject to UBS credit risk; investors may lose some or all of their principal.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Western Digital Corporation with a trade date of February 27, 2026, expected settlement on March 3, 2026, final valuation on March 1, 2029 and maturity on March 5, 2029. The Notes pay a contingent coupon only if the underlying closing level meets the coupon barrier on observation dates and are automatically called early if the underlying equals or exceeds the initial level on an observation date.
The Notes have a minimum investment of 100 Notes at $10 per Note (a $1,000 investment). The estimated initial value range on the trade date is $9.32 to $9.57. If not called and the final level is below the downside threshold, principal repayment may be reduced and investors may lose a significant portion or all of their investment. All payments are subject to the creditworthiness of UBS.
UBS AG offers $100,000 Trigger Autocallable Contingent Yield Notes linked to the common stock of Intel Corporation, maturing on March 5, 2029. The Notes pay periodic contingent coupons only if the underlying closing level on an observation date meets or exceeds the coupon barrier.
The Notes are automatically called if the underlying closing level on any monthly observation date (beginning after three months) is equal to or above the initial level; on an automatic call UBS will pay principal plus any contingent coupon on the related coupon payment date. If not called, repayment at maturity depends on the final level: full principal is returned only if the final level is at or above the disclosed downside threshold (stated example: $50.00, or 50.00% of the initial level); if the final level is below that threshold, repayment equals $10 x (1 + underlying return), potentially resulting in a loss up to the full principal. The Trade Date is February 27, 2026 and Settlement Date is March 3, 2026. The estimated initial value per Note is $9.67 and minimum purchase is 100 Notes (principal $1,000). All payments are subject to the creditworthiness of UBS.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Intel Corporation, with a trade date of February 27, 2026, expected settlement on March 3, 2026, a final valuation date of March 1, 2029, and maturity on March 5, 2029.
The Notes pay periodic contingent coupons only if the underlying closing level is at or above a coupon barrier on each observation date. The Notes will be automatically called early if the underlying closes at or above the initial level on any monthly observation date beginning after three months. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise repayment declines in proportion to the underlying return (example downside threshold shown: $50.00, 50% of initial level).
Minimum investment is 100 Notes at $10 per Note. The estimated initial value range on the trade date is between $9.37 and $9.62. All payments, including any contingent coupon or principal, are subject to the creditworthiness of UBS. The offering involves significant risk of partial or total loss of principal.
UBS AG is offering $165,000 in Trigger Autocallable Contingent Yield Notes linked to the common stock of Palo Alto Networks, Inc., due March 5, 2029.
The Notes pay periodic contingent coupons only if the underlying closing level meets or exceeds a coupon barrier on each observation date, may be automatically called early if the underlying meets the initial level, and repay principal at maturity only if the final level is at or above a downside threshold. If the final level is below that threshold, principal is reduced in proportion to the underlying return and you could lose all of your investment. All payments are subject to UBS's creditworthiness. Trade date is February 27, 2026, settlement expected March 3, 2026, final valuation date March 1, 2029, and maturity March 5, 2029. The estimated initial value per $10 Note is $9.69.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Micron Technology common stock maturing March 3, 2027. The Notes pay a contingent coupon only if the underlying stock closing level on an observation date meets or exceeds a coupon barrier; otherwise no coupon is paid. UBS will automatically call the Notes early if the underlying closing level on any quarterly observation date (beginning after 9 months) is equal to or greater than the initial level; a call pays $10 principal plus any contingent coupon due on the call settlement date. If not called and the final level is at or above the downside threshold, principal $10 is repaid at maturity; if the final level is below the downside threshold, the cash payment at maturity may be less than principal and can reflect the full negative return of the underlying stock. Trade date is February 27, 2026 and settlement is expected March 3, 2026. The estimated initial value per Note as of the trade date was $9.68. Minimum investment is 100 Notes (representing $1,000). All payments are subject to UBS creditworthiness.
UBS AG is offering preliminary Trigger Autocallable Contingent Yield Notes linked to the common stock of Palo Alto Networks, Inc., as described in a Preliminary Pricing Supplement dated February 27, 2026. The Notes pay contingent coupons only if the underlying meets a coupon barrier on observation dates and will be automatically called early if the underlying equals or exceeds the initial level on any observation date prior to the final valuation date.
Key dates: trade date February 27, 2026, settlement date March 3, 2026, final valuation date March 1, 2029, maturity date March 5, 2029. Example terms include a $10 principal per Note, a hypothetical contingent coupon rate of 9.47% per annum, and a downside threshold and coupon barrier illustrated at $60.00 (60% of initial level). Investors face full downside market exposure at maturity if the final level is below the downside threshold, and all payments are subject to UBS credit risk.
UBS AG priced a preliminary pricing supplement for Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc. due on or about March 3, 2027, subject to completion. The Trade Date is February 27, 2026 with expected Settlement on March 3, 2026 and a Final Valuation Date of March 1, 2027.
The Notes pay contingent coupons only if the underlying's closing level on each observation date meets or exceeds a coupon barrier, include a quarterly observation automatic call feature beginning after nine months, and repay principal at maturity only if the final level is at or above a disclosed downside threshold. Minimum investment is 100 Notes at $10 per Note. UBS discloses an estimated initial value range of $9.42 to $9.67 per Note and provides illustrative coupon and payoff examples, including a hypothetical contingent coupon rate of 27.28% per annum and a downside threshold of $61.00 (61.00% of the initial level).
UBS AG offers $500,000 Trigger Autocallable Contingent Yield Notes linked to JPMorgan Chase & Co. stock due March 3, 2027. The Notes pay contingent coupons only if observed closing levels meet a coupon barrier and will be automatically called early if the underlying equals or exceeds the initial level on an observation date, in which case holders receive principal plus any contingent coupon then due. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; if the final level is below that threshold, holders suffer a loss equal to the percentage decline in the underlying and could lose their entire investment. The Notes have a minimum purchase of 100 Notes ($1,000), an estimated initial value of $9.80 per Note, trade date February 27, 2026, settlement March 3, 2026, final valuation date March 1, 2027, and maturity March 3, 2027. Example terms show a hypothetical contingent coupon rate of 10.53% per annum and example downside threshold and coupon barrier at $75.00 (75% of the initial level).