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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to JPMorgan Chase & Co. common stock due on or about March 3, 2027. The notes pay periodic contingent coupons only if the underlying closing level meets or exceeds a coupon barrier on observation dates and will be automatically called early if the underlying closes at or above the initial level on any prior observation date. At maturity, if not called, principal is repaid only if the final level is at or above the downside threshold; otherwise repayment is reduced pro rata to the underlying return, and investors could lose a significant portion or all of their investment. The preliminaries show a principal amount of $10 per Note, a minimum purchase of 100 Notes ($1,000), and an estimated initial value range of $9.46 to $9.71 as of the trade date. Trade date is February 27, 2026 with settlement expected March 3, 2026, final valuation on March 1, 2027, and maturity on March 3, 2027.

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UBS AG is offering $28,547,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, the Russell 2000® Index and the EURO STOXX 50® Index.

The Notes pay a periodic contingent coupon only if each underlying asset’s closing level is at or above its coupon barrier on every trading day of an observation period; otherwise no coupon accrues for that period. UBS may call the Notes in whole on quarterly observation end dates. At maturity, if no call occurs and any underlying asset’s final level is below its 60.00% downside threshold, principal repayment is reduced in proportion to the negative return of the least performing underlying asset, potentially resulting in total loss. Trade date is February 26, 2026, settlement February 27, 2026, final valuation November 26, 2029, and maturity November 28, 2029. The issue price is $10.00 per Note, estimated initial value $9.88, minimum purchase 100 Notes.

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UBS AG is offering $4,078,000 of Contingent Income Auto‑Callable Securities linked to the common stock of Freeport‑McMoRan Inc. (initial price $68.82). Each security has a stated principal of $1,000, an issue price of $1,000, a pricing date of February 25, 2026 and an original issue date of March 2, 2026, with scheduled maturity on March 1, 2029, subject to postponement.

Holders may receive a contingent payment of $39.625 per security (equivalent to 15.85% per annum) on a determination date if the closing price of the underlying equity is equal to or greater than the downside threshold level of $41.29 (60.00% of the initial price). If the closing price meets or exceeds the call threshold of $68.82 on a non‑final determination date, the securities will be redeemed early for the stated principal plus the applicable contingent payment. If not redeemed and the final price is below the downside threshold, UBS will deliver a cash value (exchange ratio × final price), exposing investors to loss of principal (potentially total loss). The estimated initial value at pricing was $958.60, and all payments are subject to the credit risk of UBS AG.

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UBS AG is offering capped, leveraged, buffered S&P 500® index-linked medium-term notes with a $3,398,000 aggregate face amount. The notes (trade date February 25, 2026, original issue date March 2, 2026, stated maturity June 14, 2028) pay no interest and settle in cash based on the S&P 500® closing level on the determination date (June 12, 2028).

Key economics: initial underlier level 6,946.13, upside participation 160.00%, cap level 116.01% (maximum settlement $1,256.16 per $1,000 face), buffer 15.00% (buffer level 5,904.2105) and buffer rate ~117.65%. Estimated initial value was $997.50 per $1,000 face; issue price equals face (100.00%).

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UBS AG is offering $2,255,000 of Trigger Autocallable GEARS linked to the Bloomberg Commodity Index 3 Month, sold at $10.00 per Security with an estimated initial value of $9.474.

The Securities mature on February 27, 2031 (final valuation date February 25, 2031) unless automatically called on the observation date March 3, 2027. If auto‑called, holders receive the call price equal to principal plus a 14.20% annual call return (call price shown as $11.42 per $10 Security). If not called, positive underlying returns are multiplied by an upside gearing of 1.355 to determine the payoff; if the final level is below the downside threshold (75.00% of the initial level), holders can suffer losses up to the full principal. All payments are subject to UBS creditworthiness and the Securities are unsecured and not FDIC insured.

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UBS AG is offering Trigger Contingent Yield Notes with Memory Interest linked to the least performing common stock of General Electric Company, International Business Machines Corporation and Lam Research Corporation, with total proceeds of $530,000. The Notes have a $1,000 principal amount per Note, a stated contingent coupon rate of 15.40% per annum and a final maturity on March 1, 2029. Periodic contingent coupons are payable only if each underlying asset equals or exceeds its coupon barrier on an observation date and unpaid coupons may be paid later under the memory interest feature. At maturity, full principal is payable only if each underlying asset is at or above its downside threshold; if any underlying asset is below its downside threshold the payment equals $1,000 times (1 + underlying return of the least performing underlying asset), which could result in substantial loss or total loss of principal. All payments depend on UBS’s creditworthiness.

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UBS AG is offering $2,000,000 of Airbag Callable Contingent Yield Notes linked to the least performing of IWM, XLI and XLU. The Notes pay a contingent coupon of 13.15% per annum on each coupon date only if every underlying closes at or above its coupon barrier on the related observation date. The Notes are callable by UBS on monthly observation dates. If not called, at maturity on December 1, 2026 you receive $1,000 per Note if each final level is at or above its downside threshold (85% of initial); otherwise repayment is reduced and you bear leveraged downside (approximately 1.1765x on losses beyond the 15% threshold). The trade, strike and settlement dates are shown on the cover and the estimated initial value on the trade date was $989.90 per Note; all payments remain subject to UBS credit risk.

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UBS AG London Branch is offering $10,202,000 of Digital S&P 500® Index‑Linked Medium‑Term Notes due November 10, 2027. The notes pay no interest and return is linked to the S&P 500® Index performance from the trade date February 25, 2026 to the determination date November 8, 2027. If the final underlier level is at or above the buffer level (87.50% of the initial level of 6,946.13, i.e., 6,077.86375), each $1,000 face amount will pay the maximum settlement amount of $1,148.00. Below the buffer, losses apply at approximately 1.1429% of face amount per 1% decline below the buffer; investors could lose their entire investment. The estimated initial value on the trade date was $997.50 per $1,000 face amount; issue price is 100.00% of face amount. The notes are unsecured obligations of UBS and are subject to UBS credit risk and limited or no secondary market liquidity.

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UBS AG is offering Trigger Callable Contingent Yield Notes maturing on March 1, 2029 linked to the least performing of the State Street ETFs XLE, XLU and XLV. The notes pay a 9.05% per annum contingent coupon when each underlying equals or exceeds its coupon barrier on observation dates and are issuer-callable monthly beginning after six months.

Each Note has an $1,000 issue price; UBS states an estimated initial value range of $935.70 to $965.70. If not called, principal repayment at maturity is contingent on the final levels relative to 70.00% downside thresholds; holders may lose a significant portion or all principal and are exposed to UBS credit risk.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of four underlying assets: the Nasdaq-100® Technology Sector, the Russell 2000® Index, the State Street® Technology Select Sector SPDR® ETF and the State Street® Utilities Select Sector SPDR® ETF. The notes have a contingent coupon rate of 13.35% per annum and an issue price of $1,000 per note; UBS may elect to call the notes in whole on any observation date beginning after three months. Trade date is March 4, 2026, expected settlement March 9, 2026, final valuation date March 4, 2031, and maturity March 7, 2031. Estimated initial value is between $950.80 and $980.80. Principal repayment at maturity is contingent: if any underlying asset is below its 60.00% downside threshold, holders will suffer a loss equal to the negative return of the least performing underlying asset, and could lose all of their initial investment. All payments are subject to UBS credit risk.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8004 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on February 27, 2026.