Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AMUB filings document UBS AG’s role as the foreign private issuer behind the ETRACS Alerian MLP Index ETN Series B and the broader debt-securities platform under which UBS offers registered securities. UBS AG’s Form 6-K materials include quarterly and annual reporting references, IFRS financial information, capitalization tables, debt issued, registration-statement updates, legal opinions and offering-related disclosures.
The filing record also covers UBS Group and UBS AG risk and capital management, Pillar 3 regulatory capital metrics, leverage, liquidity and funding, governance signatures, and material reports involving debt securities. These disclosures frame AMUB as a senior unsecured UBS AG obligation whose value and payments depend on the note terms and UBS AG credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Western Digital Corporation, maturing on or about January 22, 2029. These unsecured debt obligations can pay contingent coupons on scheduled dates, but only if Western Digital’s share price on the relevant observation date is at or above a preset coupon barrier.
The notes are automatically called early if, on any observation date before maturity, the share price is at or above the initial level. In that case, investors receive the principal plus any due contingent coupon, and the notes terminate. If the notes are not called and the final share price is at or above a downside threshold, investors receive only their principal at maturity. If the final share price is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose some or all of their initial investment.
Any payment depends on the creditworthiness of UBS AG. The notes are not bank deposits, are not insured by the FDIC, will not be listed on an exchange, and are offered in minimums of 100 notes at $10 per note. The estimated initial value on the trade date is expected to be between $9.15 and $9.40 per note.
UBS AG is offering preliminary terms for Trigger Autocallable Contingent Yield Notes linked to the common stock of Deckers Outdoor Corporation, maturing on or about January 22, 2029. These unsecured, unsubordinated debt securities pay a contingent coupon only when the underlying stock closes at or above a preset coupon barrier on each observation date.
The Notes may be automatically called before maturity if the stock closes at or above the initial level on any observation date (other than the final one). In that case, investors receive principal plus the relevant contingent coupon and no further payments. If the Notes are not called and the final stock level is at or above a downside threshold, principal is repaid at maturity, with any final contingent coupon if the coupon barrier is also met.
If the final stock level is below the downside threshold and the Notes have not been called, investors are exposed to the full downside of the stock and receive a reduced payment based on the stock’s negative return, which can result in losing most or all of the initial investment. All payments depend on the creditworthiness of UBS, and the Notes will not be listed on any exchange.
UBS AG is offering $1,700,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Alphabet Inc., maturing on April 22, 2027. These unsecured debt notes pay a contingent coupon only if Alphabet’s closing level on each observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes are automatically called early if Alphabet’s level on any observation date before maturity is at or above the initial level, in which case holders receive the $10 principal per Note plus any due coupon and no further payments. If not called and Alphabet’s final level is at or above the downside threshold, UBS repays principal (and a final coupon if the coupon barrier is also met). If the final level is below the downside threshold, repayment is reduced in line with Alphabet’s decline and can fall to zero, so investors may lose all principal. Payments depend on UBS’s credit. Notes are offered in minimums of 100 Notes at $10 each, with an estimated initial value of $9.82 per Note.
UBS AG is offering $9,294,800 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc., maturing on January 22, 2029.
Holders receive a contingent coupon only if Broadcom’s share price on a quarterly observation date is at or above a coupon barrier set at 50% of the initial level; otherwise no coupon is paid. The notes are automatically called if Broadcom’s price on any observation date (starting after 6 months) is at or above the initial level, in which case investors receive principal plus the due coupon and the notes terminate early.
If the notes are not called and Broadcom’s final level is at or above the downside threshold (also 50% of the initial level), investors receive full principal back; if it is below, repayment is reduced one-for-one with Broadcom’s decline, and all principal can be lost. The example terms show a 13.40% per annum coupon rate and an estimated initial value of $9.76 per $10 note. All payments depend on the creditworthiness of UBS.
UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of Alphabet Inc., maturing on or about April 22, 2027. These notes pay a contingent coupon only on observation dates when Alphabet’s closing level is at or above a specified coupon barrier; otherwise no coupon is paid for that period.
The notes will be automatically called early if Alphabet’s closing level on any observation date before the final valuation date is at or above the initial level. In that case, investors receive the principal plus any due contingent coupon on the call settlement date, and the investment ends.
If the notes are not called and Alphabet’s final level is at or above a downside threshold on the final valuation date, investors receive the full principal at maturity. If the final level is below the downside threshold, repayment is reduced in line with Alphabet’s decline, and investors can lose all of their initial investment. The notes are unsecured obligations of UBS, are not FDIC insured, will not be listed on an exchange, have a minimum investment of 100 notes at $10 each, and an estimated initial value per note expected between $9.44 and $9.69.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc., maturing on or about January 22, 2029. These unsecured, unsubordinated notes may pay quarterly contingent coupons only when Broadcom’s closing share price on an observation date is at or above a specified coupon barrier; otherwise no coupon is paid for that period.
The notes can be automatically called each quarter starting about six months after issuance if the share price is at or above the initial level, in which case investors receive principal plus the applicable contingent coupon and no further payments. If the notes are not called and Broadcom’s final share price is at or above a downside threshold at maturity, investors receive principal back; if it is below that threshold, repayment is reduced in line with the stock’s decline and can fall to zero.
The minimum investment is 100 notes at $10 per note, and the estimated initial value on the trade date is expected to be between $9.37 and $9.62 per $10 note. The issuer emphasizes that these notes are significantly riskier than conventional debt, may result in losing a significant portion or all of the initial investment, will not be listed on an exchange, and all payments depend on the creditworthiness of UBS.
UBS AG is offering $466,000 of Trigger Autocallable Contingent Yield Notes linked to Micron Technology, Inc. common stock, maturing January 24, 2028. These unsecured debt notes pay a contingent coupon only if Micron’s share price on each observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes can be automatically called early if Micron’s share price on any observation date before maturity is at or above the initial level. In that case, investors receive the $10 principal per Note plus any due contingent coupon, and the product terminates.
If the notes are not called, principal is repaid in full at maturity only if the final share price is at or above a downside threshold. If the final price is below this threshold, repayment is reduced in line with Micron’s percentage decline, and investors can lose all of their initial investment. All payments depend on UBS’s credit, there is no listing on an exchange, and the estimated initial value per Note is $9.78 versus the $10 issue price.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., maturing on or about January 24, 2028. These are unsecured, unsubordinated debt obligations of UBS, so all payments depend on UBS’s credit strength.
Investors receive a contingent coupon only if Micron’s share price on each observation date is at or above a preset coupon barrier. The notes are automatically called early if Micron’s share price on any observation date before maturity is at or above the initial level, in which case investors receive principal plus the applicable coupon and the product terminates.
If the notes are not called and Micron’s final share price is at or above a downside threshold, investors receive full principal at maturity (plus any final contingent coupon). If the final share price is below the downside threshold, repayment is reduced one-for-one with Micron’s decline, and investors can lose all of their investment. UBS estimates the initial value of each $10 note will be between $9.41 and $9.66, reflecting internal funding and pricing assumptions.
UBS AG is offering $165,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Newmont Corporation, maturing July 22, 2027. These unsecured debt securities can pay periodic contingent coupons, but only if Newmont’s share price on each observation date is at or above a preset coupon barrier; if it is below, no coupon is paid for that period.
The notes are automatically called early if Newmont’s stock closes at or above the initial level on any observation date before maturity, in which case investors receive the $10 principal per note plus any due coupon and the product terminates. If the notes are not called and Newmont’s final share price is at or above the downside threshold on the final valuation date, investors receive their principal back (and a final coupon if the barrier is met). If the final level is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors can lose all of their investment.
The minimum investment is 100 notes at $10 each, and the estimated initial value is $9.77 per note. All payments depend on UBS’s ability to meet its obligations, and the notes will not be listed on any exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Newmont Corporation, maturing on or about July 22, 2027. The Notes pay a contingent coupon only when the underlying stock closes at or above a preset coupon barrier on each observation date. They are automatically called early, returning principal plus any due coupon, if the stock is at or above its initial level on any observation date before maturity.
If the Notes are not called and the final stock level is at or above a downside threshold, investors receive only the principal at maturity, with any final contingent coupon if the barrier is met. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline and can fall to zero. The Notes are unsecured, unsubordinated obligations of UBS, are not listed on any exchange, and all payments depend on UBS’s creditworthiness.