Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AMUB filings document UBS AG’s role as the foreign private issuer behind the ETRACS Alerian MLP Index ETN Series B and the broader debt-securities platform under which UBS offers registered securities. UBS AG’s Form 6-K materials include quarterly and annual reporting references, IFRS financial information, capitalization tables, debt issued, registration-statement updates, legal opinions and offering-related disclosures.
The filing record also covers UBS Group and UBS AG risk and capital management, Pillar 3 regulatory capital metrics, leverage, liquidity and funding, governance signatures, and material reports involving debt securities. These disclosures frame AMUB as a senior unsecured UBS AG obligation whose value and payments depend on the note terms and UBS AG credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Intel Corporation, maturing on or about January 20, 2028. These unsecured debt notes pay a high contingent coupon only when Intel’s closing stock price on an observation date is at or above a coupon barrier set at $70.00, which is 70.00% of the initial level.
The notes are automatically called early if Intel’s stock closes at or above the initial level on any observation date before the final valuation date, in which case investors receive the $10 principal per note plus the applicable contingent coupon and no further payments. If the notes are not called and Intel’s final level is at or above the $70.00 downside threshold, investors receive the $10 principal plus any final contingent coupon; if the final level is below the threshold, repayment of principal is reduced in line with Intel’s negative return and can fall to zero.
The indicative contingent coupon rate is 24.74% per annum, or $0.6185 per period on a $10 note, and the estimated initial value is expected to be between $9.44 and $9.69 per note. The minimum investment is 100 notes at $10 each. All payments depend on UBS’s creditworthiness, and the notes will not be listed on any exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc., maturing on or about January 20, 2027. These unsecured debt notes pay a contingent coupon only if on each observation date the stock closes at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes are automatically called early if the stock closes at or above its initial level on any observation date before the final valuation date. If called, investors receive the $10 principal per Note plus the applicable contingent coupon and no further payments. If not called, and the final stock level is at or above the downside threshold, investors receive the full principal at maturity; if it is below the downside threshold, repayment is reduced in line with the stock’s negative return, up to a total loss of principal.
The minimum investment is 100 Notes at $10 each, and the estimated initial value is expected between $9.44 and $9.69 per Note. All payments depend on the creditworthiness of UBS AG, and the Notes will not be listed on any securities exchange.
UBS AG is offering $500,000 of Airbag Autocallable Yield Notes linked to Alphabet Inc. common stock, maturing January 20, 2028. These unsecured debt securities pay a coupon on each quarterly coupon payment date regardless of Alphabet’s share performance, unless the notes are automatically called.
Starting about six months after issuance, if Alphabet’s closing level on any quarterly observation date is at or above the initial level, the notes are automatically called and investors receive the $1,000 principal per note plus the applicable coupon, with no further payments. If the notes are not called and Alphabet’s final level on the January 18, 2028 final valuation date is at or above a preset conversion level, UBS repays principal in cash at maturity plus the last coupon.
If the notes are not called and the final level is below the conversion level, investors receive Alphabet shares based on a share delivery amount instead of principal, plus the final coupon, and can lose some or all of their initial investment. The estimated initial value is $986 per $1,000 note, and all payments are subject to UBS’s creditworthiness.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on or about January 20, 2027. These unsecured debt obligations can pay contingent coupons only when the NVIDIA stock closing level on an observation date is at or above a preset coupon barrier; otherwise, no coupon is paid for that period.
The Notes are automatically called early if NVIDIA’s closing level on any observation date before maturity is at or above the initial level, in which case holders receive principal plus any due contingent coupon and no further payments. If the Notes are not called and the final NVIDIA level is at or above the downside threshold, investors receive only the principal at maturity. If the final level is below the downside threshold, repayment is reduced in line with the negative stock return, and investors can lose all of their initial investment.
Payments depend on the creditworthiness of UBS, and the Notes will not be listed on any exchange. The minimum investment is 100 Notes at $10 per Note, and the estimated initial value per Note on the trade date is expected to be between $9.44 and $9.69, based on UBS’ internal pricing models.
UBS AG is offering $125,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Carnival Corporation, maturing January 20, 2027. These unsecured notes pay a contingent coupon only if Carnival’s closing share price on an observation date is at or above a preset coupon barrier; otherwise, no coupon is paid for that period.
The notes are automatically called early if Carnival’s share price on any observation date before the final valuation date is at or above the initial level, in which case investors receive the $10 principal per note plus any due coupon and no further payments. If the notes are not called and the final share price is at or above the downside threshold, principal is repaid at maturity.
If the notes are not called and the final share price is below the downside threshold, repayment is reduced in line with Carnival’s negative return, and investors can lose all of their investment. The notes are subject to UBS’s credit risk, are not FDIC insured, will not be listed on an exchange, have a minimum purchase of 100 notes ($1,000), and have an estimated initial value of $9.72 per $10 note.
UBS AG is offering $500,000 of Trigger Autocallable Contingent Yield Notes linked to Apple Inc. common stock, which combine periodic contingent coupons with potential early redemption. Investors receive a coupon on each observation date only if Apple’s closing price is at or above a preset coupon barrier; otherwise, no coupon is paid for that period.
The notes can be called automatically before maturity if Apple’s share price is at or above the initial level on an observation date, in which case investors receive their $10 per Note principal plus any due coupon and the product terminates. If the notes are not called and Apple’s final level on July 16, 2027 is at or above the downside threshold, investors receive full principal at maturity; if it is below that threshold, they lose the same percentage as Apple’s decline and could lose their entire investment. Payments depend on UBS’s credit, and the estimated initial value is $9.87 per $10 Note, with a minimum investment of 100 Notes ($1,000).
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of First Solar, Inc., maturing on or about January 20, 2027. These unsecured notes pay a contingent coupon only if First Solar’s closing share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes can be automatically called on certain quarterly observation dates if the share price is at or above the initial level, in which case investors receive their principal plus any due coupon and the notes terminate early. If not called, investors receive full principal at maturity only if the final share price is at or above a downside threshold; if it is below, repayment is reduced in line with the share’s decline and total loss is possible.
The minimum investment is 100 notes at $10 each, and the estimated initial value is expected to be between $9.43 and $9.68 per note. All payments depend on the creditworthiness of UBS, and the notes will not be listed on any exchange.
UBS AG is offering $387,000 of Trigger Autocallable Contingent Yield Notes linked to Micron Technology, Inc. common stock, maturing January 20, 2028. These unsecured notes pay a contingent coupon only if Micron’s share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes are automatically called early if Micron’s price on any observation date before maturity is at or above the initial level, in which case investors receive the $10 principal per note plus any due coupon and no further payments. If the notes are not called and Micron’s final price on the valuation date is at or above the downside threshold, investors receive full principal back, with any final coupon.
If the notes are not called and Micron’s final price is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose some or all of their initial investment. Payments depend on UBS’s credit, the estimated initial value is $9.78 per $10 note, and the notes will not be listed on an exchange.
UBS AG is offering $2,000,000 of Trigger Autocallable Contingent Yield Notes linked to NVIDIA Corporation common stock, maturing on January 22, 2029. These unsecured debt notes can pay periodic contingent coupons only when NVIDIA’s closing share price on an observation date is at or above a preset coupon barrier; otherwise, no coupon is paid for that period. The notes may be automatically called early if NVIDIA’s share price on any observation date before maturity is at or above the initial level, in which case investors receive principal plus the applicable coupon and no further payments.
If the notes are not called and NVIDIA’s final share price on the January 18, 2029 valuation date is at or above a downside threshold, investors receive back the $10 principal per note, plus any final contingent coupon. If the final share price is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and the entire principal can be lost. Any payment depends on UBS’s credit, and the estimated initial value is $9.75 per $10 note, reflecting UBS’s internal pricing and funding.
UBS AG is offering preliminary "Airbag Autocallable Yield Notes" linked to the common stock of Alphabet Inc., maturing on or about January 20, 2028. These are unsecured, unsubordinated debt obligations of UBS.
Investors receive fixed coupons on each quarterly coupon payment date regardless of Alphabet’s performance, unless the notes are automatically called. The notes are automatically called, beginning after six months, if Alphabet’s closing level on any quarterly observation date is at or above the initial level, in which case investors receive the principal amount plus the due coupon and the notes terminate early.
If the notes are not called and Alphabet’s final level on the January 18, 2028 final valuation date is at or above a specified conversion level, UBS repays principal at maturity plus the coupon. If the final level is below the conversion level, investors receive a fixed number of Alphabet shares (and cash for any fraction), expected to be worth less than principal, so some or all of the initial investment may be lost.
The estimated initial value per note on the trade date is expected to be between $956.00 and $981.00, based on UBS internal pricing models. Any payment or share delivery depends on UBS’s credit; the notes are not listed and involve significant risks compared with conventional debt.