Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AMUB filings document UBS AG’s role as the foreign private issuer behind the ETRACS Alerian MLP Index ETN Series B and the broader debt-securities platform under which UBS offers registered securities. UBS AG’s Form 6-K materials include quarterly and annual reporting references, IFRS financial information, capitalization tables, debt issued, registration-statement updates, legal opinions and offering-related disclosures.
The filing record also covers UBS Group and UBS AG risk and capital management, Pillar 3 regulatory capital metrics, leverage, liquidity and funding, governance signatures, and material reports involving debt securities. These disclosures frame AMUB as a senior unsecured UBS AG obligation whose value and payments depend on the note terms and UBS AG credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of lululemon athletica inc., each with a principal amount of $10 and a minimum investment of 100 Notes. The Notes pay a contingent coupon only when the stock closes at or above a specified coupon barrier on an observation date; otherwise no coupon is paid for that period. The Notes will be automatically called early if the stock closes at or above the initial level on any observation date before the final valuation date, in which case holders receive the principal plus any due coupon and no further payments.
If the Notes are not called and the final stock level is at or above the downside threshold, investors receive the full principal at maturity, potentially with a final coupon. If the final level is below the downside threshold, repayment is reduced in line with the stock’s negative return, and the entire investment can be lost. The estimated initial value per Note is $9.79, and all payments depend on the creditworthiness of UBS.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Netflix, Inc., maturing on or about January 10, 2028. These unsecured debt securities pay a contingent coupon only when Netflix’s closing price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes can be automatically called before maturity if Netflix’s closing level on an observation date (other than the final one) is at or above the initial level. In that case, investors receive the principal plus any due contingent coupon, and the product terminates. If the notes are not called and Netflix’s final level is at or above the downside threshold, investors receive full principal at maturity; if it is below the downside threshold, repayment is reduced in line with the share’s decline, and the entire investment can be lost.
The notes are issued in $10 denominations, with a minimum purchase of 100 notes. All payments depend on the creditworthiness of UBS AG, and the notes will not be listed on any exchange, which may limit liquidity.
UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of Wayfair Inc., maturing on or about January 10, 2028. The notes pay a contingent coupon only if Wayfair’s closing share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period. The notes are automatically called early if the share price on any observation date before maturity is at or above the initial level, in which case investors receive the principal plus the applicable coupon and no further payments.
If the notes are not called and the final share price is at or above a downside threshold, investors receive the full principal at maturity; if it is below that threshold, repayment is reduced in line with the stock’s decline and can fall to zero. The notes are issued in $10 denominations with a minimum investment of 100 notes, are not listed on an exchange, are not insured, and all payments depend on the creditworthiness of UBS. The estimated initial value per note is expected to be between $9.31 and $9.56.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc., maturing on January 10, 2028. Each Note has a $10 principal amount and pays a contingent coupon only if Broadcom’s closing share price on an observation date is at or above a preset coupon barrier.
The Notes can be automatically called before maturity if Broadcom’s stock closes at or above the initial level on any observation date, in which case investors receive $10 per Note plus the applicable contingent coupon and no further payments. If the Notes are not called and the final share price is at or above the downside threshold, investors receive their $10 principal back (plus any final contingent coupon).
If the Notes are not called and the final share price is below the downside threshold, repayment is reduced in line with Broadcom’s percentage loss, and investors can lose all of their investment. A hypothetical structure shows a 20.52% per annum contingent coupon and a downside threshold and coupon barrier both at 70% of the initial level. The estimated initial value is $9.77 per $10 Note, and all payments depend on the creditworthiness of UBS.
UBS AG is issuing Trigger Autocallable Contingent Yield Notes linked to the common stock of Moderna, Inc., maturing January 10, 2028. These unsecured debt securities pay a contingent coupon only if, on each observation date, the Moderna share price is at or above a specified coupon barrier; otherwise no coupon is paid for that period.
The notes can be called early: if on any observation date before maturity the stock closes at or above the initial level, UBS will automatically redeem at the $10 principal amount per Note plus any due contingent coupon, and no further payments occur.
If the notes are not called and the final stock level on January 6, 2028 is at or above the downside threshold, investors receive only the $10 principal per Note. If the final level is below the downside threshold, the maturity payment is reduced in line with the stock’s percentage decline and can fall to zero, causing a full loss of principal. Minimum investment is 100 Notes ($1,000). The estimated initial value is $9.67 per Note, and all payments are subject to UBS’s credit, with no listing on an exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc., maturing on or about January 10, 2028. These unsecured debt obligations pay a contingent coupon only if the Broadcom share price on an observation date, including the final valuation date of January 6, 2028, is at or above a specified coupon barrier; otherwise no coupon is paid for that period.
The notes can be automatically called early if Broadcom’s closing level on any observation date before maturity is at or above the initial level. In that case, holders receive the principal amount plus any due contingent coupon, and the notes terminate. If the notes are not called and Broadcom’s final level is at or above the downside threshold, investors receive only their principal at maturity.
If the notes are not called and the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and holders can lose some or all of their investment. Payments depend on UBS’s credit. The notes are not bank deposits, are not FDIC insured, will not be listed on an exchange, and are offered in minimums of 100 notes at $10 each. The estimated initial value per note is expected to be between $9.47 and $9.72.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Albemarle Corporation, maturing on January 10, 2028. The Notes have a principal amount of $10 per Note, with a minimum investment of 100 Notes (a $1,000 investment). A contingent coupon is paid only if, on each observation date, Albemarle’s share price is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The Notes can be automatically called early if Albemarle’s stock closes at or above the initial level on any observation date before maturity, in which case investors receive the principal plus the applicable contingent coupon and no further payments. If the Notes are not called and Albemarle’s final level is at or above the downside threshold, UBS repays the principal at maturity. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and the entire investment can be lost.
The document illustrates a hypothetical contingent coupon rate of 27.25% per annum and shows that the downside threshold and coupon barrier can each be set at 70.00% of the initial level. The estimated initial value is $9.72 per Note, below the $10 issue price. All payments depend on the creditworthiness of UBS, and the Notes will not be listed on any securities exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes, unsecured debt linked to the common stock of Moderna, Inc., maturing on or about January 10, 2028. The Notes may pay contingent coupons only if Moderna’s share price on each observation date is at or above a specified coupon barrier; otherwise no coupon is paid for that period.
The Notes are automatically called early if Moderna’s share price on any observation date before maturity is at or above the initial level, in which case investors receive principal plus the applicable contingent coupon and no further payments. If the Notes are not called and the final share level is at or above a downside threshold, investors receive principal at maturity; if it is below this threshold, repayment is reduced in line with the stock’s decline and all principal can be lost.
The Notes are subject to UBS’s credit risk, will not be listed on any exchange, require a minimum investment of 100 Notes at $10 each, and have an estimated initial value per Note between $9.37 and $9.62.
UBS AG is offering $2,000,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Valero Energy Corporation, maturing on January 10, 2028. These are unsubordinated, unsecured debt obligations of UBS.
Investors receive a contingent coupon on each coupon payment date only if Valero’s closing share price on the related observation date is at or above a preset coupon barrier. The notes can be automatically called quarterly, beginning after six months, if Valero’s share price is at or above the initial level; in that case, investors receive principal plus the applicable contingent coupon, and the notes terminate early.
If the notes are not called and Valero’s final share price on the January 6, 2028 valuation date is at or above a downside threshold, investors receive full principal at maturity, plus any final contingent coupon if the coupon barrier is met. If the final price is below the downside threshold, repayment is reduced in line with Valero’s decline, and investors can lose some or all of their initial investment. Payments depend on UBS’s credit, and the notes will not be listed on any exchange. The estimated initial value is $9.82 per $10 note.
UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of Target Corporation, maturing on or about January 10, 2028. These notes can pay contingent coupons only if Target’s share price on each observation date is at or above a preset coupon barrier; if it is below, no coupon is paid for that period.
The notes are automatically called early if Target’s share price on any observation date before maturity is at or above the initial level, in which case investors receive their principal plus the due contingent coupon and no further payments. If the notes are not called and Target’s final share price is at or above a downside threshold, investors receive full principal at maturity; if it is below that threshold, repayment is reduced in line with Target’s loss and can fall to zero.
All payments depend on the creditworthiness of UBS AG, and the notes are not insured or listed on an exchange. The estimated initial value per $10 note is expected to be between $9.41 and $9.66, reflecting UBS’s internal pricing and funding considerations.