Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Dollar General Corporation, maturing on February 14, 2028. These unsecured debt securities pay contingent coupons only when the stock closes at or above a specified coupon barrier on each observation date.
The notes can be called early if the stock is at or above its initial level on any observation date before maturity, in which case investors receive principal plus the applicable coupon and the product terminates. If the notes are not called and the stock ends below a downside threshold at final valuation, repayment is reduced in line with the stock’s loss, up to a total loss of principal.
All payments depend on UBS’s credit; a default could result in losing the entire investment. The notes will not be listed on an exchange, have an estimated initial value of $9.71 per $10 note, and require a minimum purchase of 100 notes.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Netflix, Inc., maturing on February 14, 2028. Each Note has a $10 principal amount, with a minimum investment of 100 Notes, or $1,000.
The Notes pay a contingent coupon only when Netflix’s closing price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid. UBS will automatically call the Notes early if Netflix’s price on any observation date before maturity is at or above the initial level, returning principal plus the applicable coupon and ending the investment.
If not called, and Netflix’s final price is at or above a downside threshold, investors receive principal back at maturity, plus any final coupon if the barrier is met. If the final price is below the downside threshold, repayment is reduced in line with the stock’s decline, up to a total loss of principal. Payments depend on UBS’s credit, the Notes will not be listed on an exchange, and the estimated initial value is $9.74 per $10 Note.
UBS AG is offering $250,000 of Trigger Autocallable Contingent Yield Notes linked to ServiceNow, Inc. common stock, maturing February 14, 2028. These unsecured notes pay coupons only if ServiceNow’s share price is at or above a preset barrier on quarterly observation dates.
UBS can automatically redeem the notes early if ServiceNow’s price is at or above the initial level on any observation date, returning principal plus any due coupon, after which no further payments occur. If the notes are not called and ServiceNow finishes below a downside threshold at maturity, investors’ repayment is reduced in line with the share decline and can fall to zero. Denominations are $10 per note, with a $1,000 minimum, and the estimated initial value is $9.73 per note. All payments depend on UBS’s creditworthiness.
UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of Humana Inc. that mature on February 14, 2028. These notes pay contingent coupons only if Humana’s share price on each observation date is at or above a preset coupon barrier; otherwise, no coupon is paid for that period.
The notes are automatically called early if Humana’s share price on any observation date before maturity is at or above the initial level, in which case investors receive principal plus the applicable contingent coupon and the notes terminate. If the notes are not called and Humana’s final share price is at or above a downside threshold, investors receive only their principal back at maturity, plus any final contingent coupon if the coupon barrier is met. If the final share price is below the downside threshold, repayment is reduced in line with Humana’s decline and investors can lose their entire investment.
The notes are senior unsecured obligations of UBS, subject to UBS’s credit risk, will not be listed on any exchange, are offered in minimums of 100 notes at $10 each, and have an estimated initial value of $9.59 per $10 note based on UBS’s internal models.
UBS AG is offering $138,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Fluor Corporation, maturing on February 14, 2028. Each Note has a $10 principal amount and pays a contingent coupon only when Fluor’s share price is at or above a preset coupon barrier on scheduled observation dates.
The Notes can be called early if Fluor’s share price is at or above the initial level on any observation date, in which case investors receive principal plus the applicable contingent coupon and the product terminates. If not called and the final share price is at or above the downside threshold, investors receive full principal at maturity, plus any final contingent coupon if the coupon barrier is also met.
If the Notes are not called and Fluor’s final share price is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose some or all of their principal. Payments depend on UBS’s credit, the Notes are not FDIC-insured, are not listed on an exchange, and the estimated initial value per $10 Note is $9.75.
UBS AG is offering $400,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of DICK'S Sporting Goods, Inc. Each Note has a $10 principal amount and pays contingent coupons only when the stock closes at or above a set coupon barrier on observation dates.
The Notes can be called early if the stock closes at or above the initial level on any observation date, in which case holders receive principal plus any due coupon and the Notes terminate. If not called, and the final stock level is at or above the downside threshold, investors receive full principal at maturity; if it falls below that threshold, repayment is reduced in line with the stock’s decline and can go to zero.
The Notes are unsecured, unsubordinated debt of UBS, are not listed on any exchange, and carry both equity market risk and UBS credit risk. The estimated initial value per $10 Note is $9.71, reflecting internal pricing and funding considerations.
UBS AG is offering unsubordinated, unsecured Airbag Autocallable Yield Notes linked to the common stock of MercadoLibre, Inc. Each Note has a $5,000 principal amount and pays a fixed coupon at 10.60% per annum, with coupons paid monthly as long as the Notes remain outstanding.
The Notes can be automatically called quarterly if MercadoLibre’s share price on an observation date is at or above the call threshold level, set at 100% of the initial level ($2,007.00). If called, investors receive principal plus the due coupon and no further payments.
If not called and the final share price on February 12, 2027 is at or above the conversion level of 80% of the initial level ($1,605.60), UBS repays the $5,000 principal at maturity on February 18, 2027. If the final level is below the conversion level, investors receive 3.1141 shares of MercadoLibre per Note (plus cash for any fraction), which is expected to be worth less than principal and can result in substantial loss.
The Notes are subject to UBS credit risk, will not be listed on an exchange, and carry significant liquidity and market risks. The issue price is $5,000 per Note, including a $75 underwriting discount, with proceeds to UBS of $4,925 per Note. UBS estimates the initial value between $4,711.50 and $4,861.50, reflecting internal pricing and funding assumptions.
UBS AG is offering $750,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, maturing on February 14, 2028. These are unsubordinated, unsecured debt obligations of UBS.
Investors receive contingent coupons only if Oracle’s share price on quarterly observation dates, starting about six months after issuance, is at or above a preset coupon barrier. The notes are automatically called early if Oracle’s price on any such date is at or above the initial level, in which case investors receive principal plus the applicable coupon and no further payments.
If the notes are not called and Oracle’s final share price on the February 10, 2028 valuation date is at or above the downside threshold, investors receive full principal at maturity; if it is below that threshold, repayment is reduced in line with the share price decline and can fall to zero. The notes are not listed, have a minimum investment of 100 notes at $10 each, and had an estimated initial value of $9.82 per note. All payments depend on UBS’s credit strength.
UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on February 13, 2029. These notes can pay periodic contingent coupons only when NVIDIA’s closing level on an observation date is at or above a preset coupon barrier.
The notes are automatically called early if NVIDIA’s level on any observation date before maturity is at or above the initial level, in which case investors receive principal plus the applicable coupon and no further payments. If the notes are not called and NVIDIA’s final level is at or above the downside threshold, investors receive only the principal (plus any final coupon).
If the notes are not called and NVIDIA’s final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose all of their initial investment. The notes are not listed, have an estimated initial value of $9.66 per $10 note, require a minimum $1,000 purchase, and all payments depend on UBS’s creditworthiness.
UBS AG is offering $2,232,500 of Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on February 14, 2028. Each Note has a $10 principal amount and pays a contingent coupon only when NVIDIA’s share price is at or above a preset coupon barrier on scheduled observation dates.
The Notes are automatically called if NVIDIA’s share price is at or above the initial level on any observation date before maturity, returning principal plus the due coupon and ending the investment. If not called, investors receive full principal at maturity only if the final share price stays at or above a downside threshold; otherwise, repayment is reduced in line with NVIDIA’s decline, and all principal can be lost.
The indicative contingent coupon rate in the examples is 19.85% per year, with a coupon barrier set at 75% of the initial level and a downside threshold at 72%. The estimated initial value is $9.82 per $10 Note, and all payments depend on UBS’s ability to meet its obligations as an unsecured issuer.