Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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UBS AG is offering trigger autocallable contingent yield notes linked to the common stock of Netflix, Inc., maturing on February 14, 2028. These unsecured debt notes pay a contingent coupon only when Netflix’s closing level on an observation date is at or above a specified coupon barrier.
The notes can be called early if Netflix’s price on any observation date before final valuation is at or above the initial level, in which case investors receive principal plus the contingent coupon and no further payments. If not called, and Netflix’s final level is at or above a downside threshold at maturity, investors receive full principal back, potentially plus a final contingent coupon.
If the notes are not called and Netflix’s final level is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors can lose some or all of their investment. Payments depend on UBS’s credit; the notes are not listed, have an initial estimated value of $9.74 per $10 note, and the minimum investment is 100 notes.
UBS AG is offering $2,232,500 Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on February 14, 2028. These unsecured debt securities pay a contingent coupon only when NVIDIA’s closing share price on an observation date is at or above a preset coupon barrier.
The notes can be automatically called before maturity if NVIDIA’s share price on any observation date (other than the final one) is at or above the initial level. In that case, investors receive the $10 principal per note plus any due contingent coupon, and the investment ends early.
If the notes are not called and NVIDIA’s final share price is at or above a specified downside threshold, investors get back the full $10 principal per note at maturity, with any final contingent coupon if the coupon barrier is also met. If the final price is below the downside threshold, repayment is reduced in line with NVIDIA’s percentage decline from the initial level, and investors can lose their entire investment. All payments depend on UBS’s credit, and the notes are not FDIC insured and will not be listed on an exchange. The minimum investment is 100 notes at $10 each, and the estimated initial value per note on the trade date is $9.82.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on or about February 14, 2028. Each Note has a $10 principal amount, with a minimum investment of 100 Notes ($1,000).
The Notes pay contingent coupons only when NVIDIA’s stock closes at or above a coupon barrier on scheduled observation dates and may be automatically called early if the stock is at or above the initial level. If not called, principal is repaid at maturity only if the final stock level is at or above a downside threshold; otherwise, repayment is reduced in line with the stock’s decline and can fall to zero. All payments depend on the creditworthiness of UBS, and the Notes will not be listed on an exchange. The estimated initial value is expected between $9.54 and $9.79 per $10 Note.
UBS AG is offering $138,000 of Trigger Autocallable Contingent Yield Notes linked to Snowflake Inc. common stock, maturing February 14, 2028. These unsecured notes pay contingent coupons only when Snowflake’s closing level on an observation date is at or above a preset coupon barrier.
If on any observation date before maturity Snowflake’s level is at or above the initial level, the notes are automatically called and investors receive $10 per note plus any due coupon, with no further payments. If not called, full principal is repaid at maturity only if the final level is at or above a downside threshold.
If the final level is below that threshold, repayment is reduced in line with Snowflake’s decline and investors can lose all of their investment. Payments depend on UBS’s creditworthiness, the notes are not listed on any exchange, the minimum investment is 100 notes at $10 each, and the estimated initial value is $9.75 per note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of DexCom, Inc. These unsecured debt notes pay contingent coupons only when DexCom’s share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes can be called early if DexCom’s stock closes at or above the initial level on any observation date before maturity, in which case investors receive principal plus the applicable contingent coupon and no further payments. If not called and the final share price is at or above the downside threshold, principal is repaid; if it is below, repayment is reduced in line with DexCom’s percentage decline and investors can lose their entire investment.
The notes are subject to UBS credit risk, will not be listed on any exchange, require a minimum investment of 100 notes at $10 each, and have an estimated initial value between $9.44 and $9.69 per $10 note.
UBS AG is offering $1,200,000 Trigger Autocallable Contingent Yield Notes linked to the common stock of Spotify Technology S.A., maturing on February 13, 2029. The Notes pay contingent coupons only when Spotify’s share price is at or above a set coupon barrier on observation dates.
The Notes are automatically called early if Spotify’s share price is at or above the initial level on any observation date before maturity, returning principal plus any due coupon, with no further payments. If not called and the final share price is at or above the downside threshold, investors receive principal back at maturity.
If the Notes are not called and the final share price is below the downside threshold, repayment is reduced one-for-one with Spotify’s decline from the initial level, and the entire principal can be lost. The securities are unsecured, unsubordinated obligations of UBS, not listed on any exchange, offered in minimums of 100 Notes at $10 each, with an estimated initial value of $9.75 per Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Snowflake Inc., maturing on or about February 14, 2028. These unsecured debt securities pay a contingent coupon only when Snowflake’s closing level on an observation date is at or above a preset coupon barrier.
The Notes can be automatically called before maturity if Snowflake’s closing level on any observation date (other than the final valuation date) is at or above the initial level, in which case investors receive principal plus the applicable contingent coupon and no further payments. If the Notes are not called and Snowflake’s final level is at or above a downside threshold, investors receive their principal at maturity; if it is below that threshold, repayment is reduced in line with the stock’s decline, and the entire investment can be lost.
The Notes are subject to the credit risk of UBS, will not be listed on any exchange, and are offered in minimum denominations of 100 Notes at $10 per Note. The estimated initial value per Note on the trade date is expected to be between $9.42 and $9.67, based on UBS’ internal pricing models.
UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of Spotify Technology S.A., maturing on or about February 13, 2029, under a preliminary pricing supplement to an effective shelf registration.
The Notes pay contingent coupons only if Spotify’s closing share price on each observation date is at or above a specified coupon barrier; otherwise no coupon is paid for that period. The Notes are subject to automatic call before maturity if Spotify’s share price on an observation date is at or above the initial level, in which case investors receive principal plus any due coupon and the Notes terminate early.
If the Notes are not called and Spotify’s final share price is at or above a downside threshold, investors receive only principal back at maturity. If the final share price is below the downside threshold, repayment is reduced in line with the stock’s decline and investors can lose some or all of their initial investment. All payments depend on the creditworthiness of UBS, the Notes will not be listed on an exchange, and the minimum investment is 100 Notes at $10 per Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of ServiceNow, Inc., maturing on or about February 14, 2028. These unsecured notes pay a contingent coupon only when the stock closes at or above a coupon barrier on quarterly observation dates.
The notes are automatically called early if the stock is at or above its initial level on any observation date after six months, in which case investors receive the $10 principal per note plus the applicable coupon and no further payments. If not called and the stock is at or above a downside threshold at maturity, principal is repaid; if it is below that threshold, repayment is reduced in line with the stock’s decline and can fall to zero.
The notes are subject to UBS’s credit risk, are not insured, and may result in losing a significant portion or all of the initial investment. The minimum investment is 100 notes at $10 each, and the estimated initial value per note is expected between $9.37 and $9.62.
UBS AG is offering $138,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of DexCom, Inc., maturing on February 14, 2028. These are unsecured, unsubordinated debt obligations of UBS, not bank deposits and not FDIC insured.
The notes pay a contingent coupon only if DexCom’s share price on an observation date is at or above a specified coupon barrier; otherwise no coupon is paid for that period. The notes are automatically called early if DexCom’s stock is at or above the initial level on any observation date before maturity, returning principal plus the due coupon and ending the investment. If not called, principal is repaid at maturity only if DexCom’s final level is at or above a downside threshold; below that level, repayment is reduced in line with DexCom’s decline and can fall to zero. All payments depend on UBS’s creditworthiness, and the notes will not be listed on an exchange.