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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the American depositary receipts of Baidu, Inc., maturing on February 14, 2028. These are unsecured senior debt of UBS, not bank deposits and not FDIC insured.

Investors receive contingent coupons only if Baidu’s ADR closing level on each observation date is at or above a preset coupon barrier. The notes may be automatically called before maturity if the ADR closes at or above its initial level, in which case investors receive principal plus the applicable coupon and no further payments.

If the notes are not called and the final Baidu ADR level is at or above the downside threshold, investors receive full principal at maturity. If the final level is below the downside threshold, repayment is reduced in line with the ADR’s decline and all principal can be lost. Any payment depends on UBS’s credit; a default could result in total loss. Each note has a $10 principal amount, minimum investment is 100 notes, and the estimated initial value is $9.68 per note.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the American depositary receipts of Baidu, Inc., maturing on or about February 14, 2028. Each Note has a principal amount of $10 and is an unsecured, unsubordinated debt obligation of UBS.

Investors receive contingent coupons only if Baidu’s ADR closes at or above a specified coupon barrier on each observation date. The Notes can be automatically called early if the ADR closes at or above the initial level, returning principal plus any due coupon.

If not called and the final level is below the downside threshold, repayment at maturity is reduced in line with Baidu’s decline, and investors can lose some or all of their investment. Payments depend entirely on UBS’s creditworthiness. The estimated initial value is between $9.38 and $9.63 per $10 Note, reflecting UBS’s internal pricing and funding.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc., with a scheduled maturity on February 14, 2028. These unsecured debt securities pay a contingent coupon only when AMD’s closing share price on an observation date is at or above a preset coupon barrier.

The notes can be automatically called early if AMD’s price on any observation date before maturity is at or above the initial level, in which case holders receive the $10 principal per Note plus the applicable contingent coupon and no further payments. If the notes are not called and AMD’s final level is at or above the downside threshold, principal is repaid at maturity, potentially with a final contingent coupon.

If the notes are not called and AMD’s final level is below the downside threshold, repayment is reduced in line with AMD’s percentage decline, and investors can lose all of their initial investment. Payments depend entirely on UBS’s credit; default by UBS could result in a total loss. The notes are not listed, require a minimum purchase of 100 Notes at $10 each, and have an estimated initial value of $9.77 per Note.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc., maturing on or about February 14, 2028. These unsecured debt obligations pay a contingent coupon only when the AMD share price on an observation date is at or above a coupon barrier.

The notes are automatically called early if AMD’s closing level on any observation date before maturity is at or above the initial level, in which case investors receive principal plus the applicable contingent coupon and no further payments. If the notes are not called and AMD’s final level is at or above a downside threshold, investors receive full principal at maturity.

If the notes are not called and AMD’s final level is below the downside threshold, repayment is reduced in line with AMD’s decline and investors can lose all principal. Payments depend on UBS’s credit. The notes are sold in minimums of 100 notes at $10 each, with an estimated initial value between $9.44 and $9.69 per note.

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UBS AG is offering $100,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Freeport-McMoRan Inc. The Notes pay a contingent coupon only when the stock closes at or above a preset coupon barrier on observation dates.

The Notes can be called early if the stock closes at or above the initial level on any observation date before maturity in February 2028. In that case, investors receive principal plus the applicable contingent coupon, and the Notes terminate.

If not called, and the final stock level is at or above the downside threshold, investors receive full principal at maturity (plus any final contingent coupon if the coupon barrier is met). If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose all principal.

The example terms show a $10 denomination, a 17.62% per annum contingent coupon (about $0.4405 per period), and both downside threshold and coupon barrier set at 70% of the initial level. The estimated initial value is $9.71 per $10 Note, and all payments depend on UBS’s creditworthiness.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Freeport-McMoRan Inc., maturing on or about February 14, 2028. These are unsubordinated, unsecured debt obligations of UBS.

Investors receive a contingent coupon only if the stock closes at or above a coupon barrier on each observation date. The notes are automatically called early if the stock closes at or above the initial level, paying principal plus any due coupon, with no further payments.

If not called and the final stock level is at or above a downside threshold, investors receive only principal back; if it is below that threshold, repayment is reduced in line with the stock’s decline and losses can reach 100% of principal. All payments depend on UBS’s credit. The notes will not be listed, require a minimum investment of 100 notes at $10 each, and have an estimated initial value between $9.41 and $9.66 per note.

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UBS AG is offering $138,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Fluor Corporation, maturing on February 14, 2028. These are unsecured, unsubordinated debt obligations of UBS.

The notes pay a contingent coupon only if Fluor’s share price on each observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period. The notes may be called early if Fluor’s share price on any observation date before maturity is at or above the initial level, in which case investors receive principal plus any due coupon and the product terminates.

If the notes are not called and Fluor’s final share price is at or above a downside threshold, investors receive principal back at maturity. If the final price is below the downside threshold, repayment is reduced in line with Fluor’s decline and investors can lose some or all of their investment. Payments depend on UBS’s credit, the notes will not be listed, the minimum investment is 100 notes at $10 each, and the estimated initial value is $9.75 per note.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Fluor Corporation, maturing on or about February 14, 2028. These unsecured, unsubordinated notes pay contingent coupons only when Fluor’s closing share price on an observation date is at or above a preset coupon barrier.

The notes can be automatically called early if Fluor’s stock closes at or above the initial level on any observation date before maturity, in which case holders receive principal plus any due coupon and the product terminates. If the notes are not called and the final share price is at or above a downside threshold, principal is repaid at maturity.

If the notes are not called and the final share price is below the downside threshold, repayment is reduced in line with Fluor’s percentage decline from the initial level, and a total loss of principal is possible. All payments depend on UBS’s credit; a default by UBS could result in losing the entire investment. The notes are designed for investors who understand equity-linked downside risk, credit risk, and the possibility of receiving no coupons.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Dollar General Corporation, maturing on February 14, 2028. The Notes pay a contingent coupon only when the stock closes at or above a specified coupon barrier on an observation date.

The Notes can be automatically called early if the stock closes at or above the initial level on any observation date before maturity, in which case investors receive the principal plus the applicable coupon and no further payments. If the Notes are not called and the final stock level is below the downside threshold, investors suffer the same percentage loss as the stock and can lose their entire investment.

The product example uses a 12.57% per annum contingent coupon rate and a downside threshold and coupon barrier set at 70% of the initial level. The estimated initial value is $9.71 per $10 Note, and the minimum investment is 100 Notes, or $1,000, with all payments subject to the creditworthiness of UBS.

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Rhea-AI Summary

UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of Dollar General Corporation, maturing on or about February 14, 2028. These notes pay a coupon only if the stock closes at or above a preset coupon barrier on each observation date.

The notes are automatically called early if the stock closes at or above its initial level on any observation date before maturity, returning principal plus the applicable coupon, with no further payments. If not called and the final stock level is at or above a downside threshold, investors receive principal back; otherwise they take a loss matching the stock’s decline and can lose their entire investment.

The notes are not listed on any exchange, are subject to UBS credit risk, and have a minimum investment of 100 notes at $10 each. The estimated initial value per $10 note on the trade date is expected to be between $9.41 and $9.66.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8004 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on February 11, 2026.