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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering $100,000 of Trigger Autocallable Contingent Yield Notes linked to NVIDIA common stock, unsecured debt maturing on February 13, 2029. The Notes can pay a contingent coupon at a 13.86% per annum rate (or $0.3465 per $10 Note per period) only when NVIDIA’s closing level is at or above a coupon barrier set at 65.00% of the initial level.

The Notes may be automatically called before maturity if NVIDIA’s level on an observation date is at or above the initial level, in which case investors receive $10 per Note plus any due coupon and no further payments. If not called and NVIDIA’s final level on February 9, 2029 is at or above the downside threshold (also 65.00% of the initial level), investors receive the $10 principal at maturity, plus any final coupon.

If the Notes are not called and NVIDIA’s final level is below the downside threshold, the maturity payment per Note is $10 × (1 + underlying return), fully exposing principal to the stock’s decline and potentially resulting in a total loss. Payments depend on UBS’s creditworthiness; the estimated initial value is $9.66 per $10 Note. The minimum investment is 100 Notes at $10 each.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on or about February 13, 2029. These are unsubordinated, unsecured debt obligations of UBS, so all payments depend on UBS’s credit.

The Notes pay a contingent coupon only if NVIDIA’s closing level on an observation date is at or above a coupon barrier, illustrated at 65% of the initial level with an example contingent coupon rate of 13.34% per annum. UBS will automatically call the Notes early if NVIDIA’s level on any observation date before maturity is at or above the initial level, returning principal plus the applicable coupon and ending the investment.

If the Notes are not called and NVIDIA’s final level is at or above the downside threshold (also illustrated at 65% of the initial level), investors receive only the $10 principal per Note plus any final coupon. If the final level is below the downside threshold, repayment is reduced in line with NVIDIA’s decline, and investors can lose all of their initial investment. The estimated initial value is shown between $9.35 and $9.60 per $10, reflecting UBS’s internal pricing and funding costs.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Generac Holdings Inc. and maturing on February 14, 2028. These unsecured debt notes pay contingent coupons only when Generac’s share price on an observation date is at or above a specified coupon barrier.

The notes may be called early if Generac’s share price on any observation date before maturity is at or above the initial level, in which case investors receive principal plus any due coupon and the notes terminate. If not called and Generac’s final share level is at or above a downside threshold, investors receive principal back at maturity.

If the notes are not called and Generac’s final share level falls below the downside threshold, repayment is reduced in line with the stock’s decline and investors can lose some or all of their principal. All payments, including any contingent coupons and principal, depend on UBS’s creditworthiness, and the notes are not insured or exchange-listed. The estimated initial value per $10 note is $9.56.

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UBS AG is offering $400,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Ovintiv Inc. The Notes pay a contingent coupon only when Ovintiv’s share price on an observation date is at or above a coupon barrier set at 60% of the initial level, with a hypothetical rate of 10.58% per annum.

The Notes may be automatically called before maturity if Ovintiv’s stock closes at or above the initial level on an observation date, returning the $10 principal per Note plus any due coupon, with no further payments. If not called, and the final stock level is at or above a downside threshold equal to 60% of the initial level, investors receive principal back at maturity.

If the Notes are not called and Ovintiv’s final stock level is below the downside threshold, investors are fully exposed to the stock’s decline and will receive less than principal, potentially losing their entire investment. Payments depend on UBS’s credit; the Notes are unsecured, not FDIC insured, not exchange-listed, have an estimated initial value of $9.72 per $10 Note, and require a minimum $1,000 purchase.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Generac Holdings Inc., maturing on or about February 14, 2028. Each Note has a $10 principal amount, with a minimum investment of 100 Notes (a $1,000 investment).

The Notes pay a contingent coupon only if Generac’s closing share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period. The Notes are automatically called if, on any observation date before maturity, the share price is at or above the initial level, in which case investors receive principal plus any due coupon and the Notes terminate early.

If the Notes are not called and Generac’s final share price is at or above a downside threshold, investors receive back principal at maturity; if it is below that threshold, repayment is reduced in line with the stock’s decline and can fall to zero. The Notes are unsecured, unsubordinated debt of UBS, not listed on any exchange, and all payments depend on UBS’s credit. The estimated initial value per Note is expected to be between $9.26 and $9.51, reflecting internal pricing and funding considerations.

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UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of Ovintiv Inc., maturing on or about February 13, 2029. These notes pay contingent coupons only when the Ovintiv share price on scheduled observation dates is at or above a preset coupon barrier.

The notes can be automatically called before maturity if Ovintiv’s share price on any observation date (other than the final one) is at or above the initial level, in which case investors receive principal plus the applicable contingent coupon and the product terminates. If not called and the final share price is at or above the downside threshold, principal is repaid at maturity.

If the notes are not called and the final share price is below the downside threshold, repayment is reduced in line with the stock’s negative return, and investors can lose some or all of their initial investment. All payments depend on the creditworthiness of UBS, and the notes will not be listed on any securities exchange.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Uber Technologies, Inc., maturing on February 14, 2028. These unsecured debt notes pay coupons only if Uber’s share price is at or above a set coupon barrier on observation dates.

The notes can be automatically called before maturity if Uber’s share price is at or above the initial level on an observation date, in which case investors receive the $10 principal per Note plus any due coupon and no further payments. If not called and the final share price is at or above the downside threshold, principal is repaid; if it is below, investors incur losses matching Uber’s percentage decline and can lose their entire investment. The estimated initial value per Note is $9.74, and all payments depend on UBS’s creditworthiness.

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UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of Uber Technologies, Inc., maturing on or about February 14, 2028. These structured notes pay coupons only if Uber’s share price on scheduled observation dates stays at or above a preset coupon barrier.

The notes are automatically called early if Uber’s stock closes at or above its initial level on any observation date before maturity, in which case investors receive principal plus the applicable contingent coupon and no further payments. If the notes are not called and Uber’s final share level is below a downside threshold, repayment at maturity is reduced in line with the stock’s decline, and investors can lose their entire investment.

Each note has a $10 principal amount, with a minimum investment of 100 notes ($1,000). The estimated initial value per note on the trade date is expected between $9.44 and $9.69, based on UBS internal pricing models. All payments depend on UBS’s credit; the notes are not bank deposits, not insured, and will not be listed on any exchange.

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UBS AG is offering $138,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Applied Materials, Inc. Each $10 note can pay a contingent coupon of 22.95% per annum if the stock closes at or above a 70% barrier on observation dates.

The notes may be called early if the stock is at or above its initial level on any observation date, returning principal plus the applicable coupon and ending further payments. If not called, investors receive full principal at maturity only if the final stock level is at or above the 70% downside threshold; below that, principal is reduced in line with the stock’s decline, and all capital can be lost.

All payments depend on UBS’s creditworthiness, the notes are unsecured and unsubordinated, not FDIC insured, and will not be listed on an exchange. The estimated initial value is $9.76 per $10 note, with trade, settlement and maturity dates in February 2026–2028.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Applied Materials, Inc., maturing on or about February 14, 2028. These unsecured, unsubordinated notes pay contingent coupons only when the stock closes at or above a preset coupon barrier on observation dates.

The notes are automatically called early if the stock closes at or above its initial level on any observation date before maturity, returning principal plus any due coupon, with no further payments. If not called and the final stock level is at or above a downside threshold, investors receive principal back at maturity; if it is below that threshold, repayment is reduced in line with the stock’s decline and can fall to zero. Payments depend entirely on UBS’s credit. The notes are offered in minimum investments of 100 notes at $10 per note, with an estimated initial value between $9.44 and $9.69 per note.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8004 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on February 11, 2026.