Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of DexCom, Inc., maturing on February 14, 2028. These unsecured debt notes pay a contingent coupon only when DexCom’s closing price on an observation date is at or above a preset coupon barrier.
The notes may be automatically called before maturity if DexCom’s price on any observation date (before the final one) is at or above the initial level, in which case investors receive principal plus the applicable contingent coupon and no further payments. If not called and DexCom’s final level is at or above the downside threshold, investors receive full principal at maturity.
If the notes are not called and DexCom’s final level is below the downside threshold, repayment is reduced in line with DexCom’s percentage decline, and investors can lose all of their initial investment. The minimum investment is 100 notes at $10 each, and the estimated initial value is $9.75 per note. The notes are not listed on any exchange and all payments depend on the creditworthiness of UBS.
UBS AG is offering unsubordinated, unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of Fluor Corporation, maturing on February 14, 2028. These notes pay a contingent coupon only when Fluor’s closing stock price on an observation date is at or above a preset coupon barrier.
The notes are automatically called early if Fluor’s stock closes at or above the initial level on any observation date before the final valuation date, returning principal plus any due coupon, with no further payments. If not called and the final stock level is at or above the downside threshold, investors receive only the $10 principal per note at maturity.
If the notes are not called and the final level is below the downside threshold, repayment is reduced in line with Fluor’s percentage decline from the initial level, and investors can lose all of their investment. Payments depend on UBS’s creditworthiness. The notes are not exchange-listed, require a minimum investment of 100 notes at $10 each, and have an estimated initial value of $9.71 per note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of DexCom, Inc., maturing on or about February 14, 2028. These unsecured debt obligations pay a coupon only if DexCom’s closing level on an observation date is at or above a specified coupon barrier.
The Notes are automatically called early if DexCom’s stock closes at or above the initial level on any observation date before the final valuation date, returning principal plus any due coupon, with no further payments. If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; otherwise, repayment is reduced in line with DexCom’s decline and can fall to zero.
The Notes are subject to the credit risk of UBS, are not bank deposits, will not be listed on an exchange and may offer limited liquidity. The minimum investment is 100 Notes at $10 each, and the estimated initial value is expected to range between $9.45 and $9.70 per Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Fluor Corporation, maturing on or about February 14, 2028. These unsecured debt notes pay contingent coupons only when Fluor’s closing share price on an observation date is at or above a preset coupon barrier.
The notes may be automatically called before maturity if Fluor’s share price on any observation date (other than the final one) is at or above the initial level, in which case investors receive principal plus the applicable contingent coupon and no further payments. If the notes are not called and Fluor’s final share price is at or above the downside threshold, investors receive full principal back at maturity.
If the notes are not called and Fluor’s final share price is below the downside threshold, repayment is reduced in line with the share price decline, and the entire principal can be lost in severe scenarios. Payments depend on UBS’s credit; the notes are not insured, will not be listed on an exchange, require a minimum investment of 100 notes at $10 each, and have an estimated initial value between $9.41 and $9.66 per $10 note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation. These unsecured debt securities pay a contingent coupon only when the stock closes at or above a preset coupon barrier on each observation date.
The notes can be called early if the stock closes at or above its initial level on any observation date before maturity; in that case investors receive the $10 principal per note plus the due coupon, and the product terminates. If the notes are not called and the final stock level is at or above the downside threshold, principal is repaid; if it is below, repayment is reduced in line with the stock’s loss, and all principal can be lost.
The example terms show a 22.45% per annum contingent coupon, with a $0.5613 coupon per period and both the downside threshold and coupon barrier at $75.00, or 75.00% of the initial level. All payments depend on UBS’s credit, the notes are not listed, and the estimated initial value is $9.72 per $10 note.
UBS AG is offering $400,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of DICK'S Sporting Goods, Inc., maturing on February 13, 2029. Each Note has a $10 principal amount and pays a contingent coupon only when the stock closes at or above a set coupon barrier on an observation date.
The Notes can be automatically called early if the stock closes at or above its initial level on any observation date before maturity, in which case investors receive $10 per Note plus the applicable contingent coupon and no further payments. If not called and the final stock level is at or above the downside threshold, UBS repays the $10 principal at maturity; if below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors can lose all principal.
The illustrative contingent coupon rate is 14.42% per annum (paying $0.3605 per period in the example), with both the downside threshold and coupon barrier at $60.00, or 60% of the initial level. The estimated initial value is $9.71 per Note, the minimum investment is 100 Notes ($1,000), the Notes are unsecured, unsubordinated obligations of UBS, will not be listed on an exchange, and all payments depend on UBS’s creditworthiness.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation, maturing on or about February 16, 2027. Each Note has a $10 principal amount and pays a high contingent coupon only when the stock closes at or above a coupon barrier on scheduled observation dates.
The Notes can be automatically called early if the stock closes at or above the initial level on any observation date before the final valuation date. In that case, holders receive $10 plus the applicable contingent coupon, and the Notes terminate.
If not called, and on the final valuation date the stock is at or above the downside threshold, investors receive back the $10 principal (and a final contingent coupon if the coupon barrier is also met). If the stock finishes below the downside threshold, repayment is reduced dollar-for-dollar with the stock’s percentage loss, and the entire investment can be lost.
The example terms show a contingent coupon rate of 21.42% per annum (about $0.5355 per period on a $10 Note) and a downside threshold and coupon barrier set at $75, or 75.00% of the initial level. The estimated initial value is expected between $9.42 and $9.67 per $10 Note, reflecting UBS’ internal pricing and funding. The Notes are unsecured obligations of UBS, are not insured, will not be listed on an exchange, and require a minimum purchase of 100 Notes.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of DICK'S Sporting Goods, Inc., maturing on or about February 13, 2029. These are unsecured, unsubordinated debt obligations of UBS, not bank deposits and not FDIC insured.
Investors receive a contingent coupon only when the stock closes at or above a specified coupon barrier on each observation date. The notes are automatically called early if the stock closes at or above the initial level on any observation date before maturity, returning principal plus the applicable coupon.
If the notes are not called and the final stock level is at or above the downside threshold, investors receive full principal at maturity (and a final coupon if the barrier is met). If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline and investors can lose all of their initial investment. Any payment depends on UBS’s creditworthiness.
The minimum investment is 100 Notes at $10 per Note. The estimated initial value per Note on the trade date is expected to be between $9.35 and $9.60, based on UBS internal pricing models and funding rates.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the S&P 500® Index, maturing on or about March 2, 2029. These unsecured notes pay a 6.30% per annum contingent coupon only when the index closes at or above a coupon barrier, observed semiannually.
UBS can call the notes in whole on any observation date (other than the final one), returning principal plus any due coupon, after which no further payments are made. If the notes are not called and the final index level is at or above a downside threshold set at 70% of the initial level, investors receive full principal back at maturity.
If the notes are not called and the S&P 500® closes below the downside threshold on the final valuation date, the maturity payment is reduced in line with the index loss, and investors can lose some or all of their principal. All payments depend on UBS’s creditworthiness, and the notes will not be listed on any exchange.
UBS AG is offering Capped Leveraged Buffered S&P 500® Index‑Linked Medium‑Term Notes that pay no interest and return a cash amount at maturity based on the S&P 500® Index. The notes are expected to mature in about 27 to 30 months.
For each $1,000 face amount, investors get 160.00% leveraged upside on any positive index return, but gains are capped by a maximum settlement amount expected between $1,223.20 and $1,262.56. A 15.00% downside buffer absorbs moderate losses; below 85.00% of the initial index level, principal declines at about 1.1765% for every 1% further index drop.
The estimated initial value is expected between $968.00 and $998.00 per $1,000, reflecting internal funding and hedging costs. The notes are unsecured obligations of UBS, not FDIC‑insured, will not be listed on any exchange, may have limited or no secondary market, and involve complex tax and credit risks highlighted in the risk factors section.