Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Salesforce, Inc. as a primary, unsecured debt offering. The Notes pay contingent quarterly coupons only when Salesforce’s stock closes at or above a coupon barrier on each observation date.
UBS will automatically call the Notes early if Salesforce’s stock is at or above the initial level on an observation date after six months, returning principal plus any due coupon and ending the investment. If the Notes are not called and the final stock level is below a downside threshold, investors bear the full downside, with losses matching the stock’s decline and the potential to lose all principal.
The Notes are senior unsecured obligations of UBS, so all payments depend on UBS’s credit. They are expected to trade on a T+2 initial settlement, will not be listed on any exchange, require a minimum $1,000 investment, and have an estimated initial value between $9.42 and $9.67 per $10 Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on or about February 12, 2029. These unsecured debt notes pay a contingent coupon only when NVIDIA’s closing price on an observation date is at or above a set coupon barrier.
The notes can be automatically called before maturity if NVIDIA’s stock closes at or above the initial level on any observation date, returning principal plus the applicable coupon, with no further payments. If not called and NVIDIA’s final level is at or above the downside threshold, investors receive principal back; if it is below, repayment falls in line with the stock’s decline and can result in a total loss. The notes are issued in minimums of 100 at $10 per note, with an estimated initial value between $9.39 and $9.64 and a hypothetical contingent coupon rate of 11.01% per year using a downside threshold and coupon barrier at 55% of the initial level. All payments depend on UBS’s creditworthiness, and the notes will not be listed on any exchange.
UBS AG is offering $3,004,200 Trigger Autocallable Contingent Yield Notes linked to the common stock of United Airlines Holdings, Inc., maturing on February 14, 2028. These unsubordinated, unsecured notes pay a contingent coupon only when the stock closes at or above a coupon barrier on quarterly observation dates.
The notes can be automatically called after six months if the stock closes at or above its initial level, returning principal plus the applicable coupon and ending the investment. If not called, and the final stock level is at or above the downside threshold (60% of the initial level in the hypothetical example), investors receive principal back, plus any final coupon if the barrier is met.
If the notes are not called and the final level is below the downside threshold, repayment is reduced in line with the stock’s percentage loss, and investors can lose their entire investment. The hypothetical terms show a 15.10% per annum coupon, $10 principal per note, a $60 downside threshold and coupon barrier, and an estimated initial value of $9.81. All payments depend on UBS’s credit and the notes will not be listed on any exchange.
UBS AG is offering $608,000 of Trigger Autocallable Contingent Yield Notes linked to MercadoLibre, Inc. common stock, maturing on February 14, 2028.
The notes pay contingent coupons only if the stock closes at or above a preset coupon barrier on observation dates. They can be called early if the stock is at or above the initial level, returning principal plus that period’s coupon, with no further payments.
If not called and the final stock level is at or above the downside threshold, investors receive principal at maturity, potentially with a final coupon. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline and all principal can be lost. All payments depend on UBS’s credit; the estimated initial value is $9.77 per $10 note, with a minimum investment of 100 notes.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of United Airlines Holdings, Inc., maturing around February 14, 2028. These unsecured debt notes pay contingent coupons only when the stock closes at or above a preset coupon barrier on observation dates.
The notes can be automatically called quarterly after six months if the stock closes at or above its initial level, in which case investors receive principal plus any due coupon and no further payments. If not called, and at maturity the stock is at or above a downside threshold, principal is repaid; if it is below that threshold, repayment is reduced in line with the stock’s decline, and investors can lose all of their investment.
Any payment depends on the creditworthiness of UBS, the notes will not be listed on an exchange, the minimum investment is 100 notes at $10 each, and the estimated initial value per $10 note is expected to be between $9.42 and $9.67.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of MercadoLibre, Inc., with a term of approximately two years, maturing on about February 14, 2028. These unsecured debt securities pay a contingent coupon only when the stock closes at or above a coupon barrier on scheduled observation dates.
The notes can be automatically called early if the stock closes at or above its initial level on any observation date before maturity, returning the $10 principal per note plus the due coupon. If not called and the final stock level is at or above a downside threshold set at 75% of the initial level, investors receive their principal back at maturity, potentially with a final coupon. If the final level is below this threshold, repayment is reduced in line with the stock’s loss, and the entire investment can be lost. A hypothetical structure shows a contingent coupon rate of 17.71% per annum and a minimum investment of 100 notes at $10 each, while the estimated initial value is expected between $9.40 and $9.65 per note. The notes are not listed, are not bank deposits or FDIC insured, and all payments depend on the creditworthiness of UBS.
UBS AG is offering $380,000 of Trigger Autocallable Contingent Yield Notes linked to Constellation Energy Corporation common stock, maturing on February 14, 2028.
The notes pay contingent quarterly coupons only when the stock closes at or above a preset coupon barrier on each observation date and can be automatically called after six months if the stock is at or above its initial level, returning principal plus that period’s coupon. If not called, principal is repaid at maturity only if the final stock level is at or above a downside threshold; otherwise investors suffer a loss matching the stock’s percentage decline and could lose their entire investment. The notes are unsecured UBS debt, sold in $10 denominations with a minimum $1,000 investment, and initially valued at $9.80 per note.
UBS AG is issuing $128,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Marvell Technology, Inc., maturing on February 12, 2027. The notes pay a contingent coupon only if Marvell’s share price is at or above a preset coupon barrier on each observation date.
The notes may be automatically called before maturity if the stock closes at or above the initial level on an observation date, in which case investors receive $10 per note plus any due coupon and no further payments. If not called, and the final stock level is at or above the downside threshold, investors receive the $10 principal at maturity, potentially with a final coupon.
If the final level is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors can lose most or all of their principal. Payments depend on UBS’s credit, the notes are not FDIC insured, will not be listed on an exchange, and the estimated initial value per $10 note is $9.82.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Netflix common stock, maturing February 14, 2028. Each Note has a $10 principal amount and pays a contingent coupon only when Netflix’s closing price on an observation date is at or above a preset coupon barrier.
If on any observation date before maturity Netflix closes at or above the initial level, the Notes are automatically called and investors receive $10 per Note plus the applicable contingent coupon, with no further payments. If the Notes are not called and Netflix’s final level is at or above the downside threshold, UBS repays the $10 principal at maturity, plus a contingent coupon if the final level also meets the coupon barrier.
If the Notes are not called and the final level is below the downside threshold, repayment is reduced in line with Netflix’s percentage decline, and investors can lose some or all of their principal. The Notes are unsecured debt of UBS, not insured, not listed on any exchange, and their value depends on UBS’s credit. The estimated initial value is $9.74 per $10 Note, and the Notes are offered in minimums of 100 Notes.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation, maturing on or about February 14, 2028. These unsecured debt obligations pay contingent quarterly coupons only when the stock closes at or above a preset coupon barrier on each observation date.
The notes are automatically called if, on any quarterly observation date beginning after six months, the stock closes at or above its initial level, returning principal plus any due coupon and ending the investment. If the notes are not called and the final stock level is at or above a downside threshold, investors receive principal back at maturity.
If the final level is below the downside threshold, repayment of principal is reduced in line with the stock’s decline, and investors can lose some or all of their initial investment. Payments depend on the creditworthiness of UBS, the notes will not be listed on an exchange, and the minimum investment is 100 notes at $10 each. The estimated initial value per note on the trade date is expected to be between $9.42 and $9.67.