Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Marvell Technology, Inc., maturing on or about February 12, 2027. These unsecured debt obligations pay contingent coupons only when the stock closes at or above a preset coupon barrier.
The notes can be automatically called before maturity if the stock closes at or above its initial level on an observation date, returning principal plus the applicable contingent coupon and ending further payments. If not called, principal is repaid at maturity only if the final stock level is at or above a downside threshold.
If the notes are not called and the final stock level is below the downside threshold, repayment is reduced in line with the stock’s decline, and holders can lose all of their initial investment. All payments depend on the creditworthiness of UBS, and the notes will not be listed on any exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Netflix, Inc., maturing on or about February 14, 2028. These unsecured debt securities pay a contingent coupon only when Netflix’s closing level on an observation date is at or above a preset coupon barrier.
The notes are automatically called early if Netflix’s closing level on any observation date before the final valuation date is at or above the initial level, returning principal plus the applicable contingent coupon, with no further payments. If not called, and Netflix’s final level is at or above a downside threshold, investors receive principal at maturity; if it is below, repayment is reduced in line with the stock’s decline and can fall to zero.
All payments depend on UBS’s creditworthiness and the notes may not return principal, pay any coupons, or have any secondary market. They are unlisted, sold in minimums of 100 notes at $10 each, and have an estimated initial value between $9.44 and $9.69 per note based on UBS internal models.
UBS AG is offering $400,000 of Trigger Autocallable Contingent Yield Notes linked to Snowflake Inc. common stock, maturing February 12, 2027. These unsecured notes pay a contingent coupon only when Snowflake’s closing price on an observation date is at or above a preset coupon barrier.
The notes can be called early if Snowflake’s price on any observation date before maturity is at or above the initial level, in which case investors receive $10 per note plus the applicable coupon and no further payments. If not called, full principal is repaid at maturity only if the final price is at or above the downside threshold.
If the final price is below the downside threshold, repayment is reduced dollar-for-dollar with Snowflake’s percentage decline, and investors can lose all principal. The coupon rate in the example is 24.57% per year with a barrier and downside threshold at 65% of the initial level. All payments depend on UBS’s credit, and the notes are not listed, with a minimum investment of 100 notes at $10 each.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Snowflake Inc., maturing on or about February 12, 2027. These are unsecured, unsubordinated debt obligations of UBS and are not bank deposits or FDIC insured.
Investors receive contingent coupons only if Snowflake’s closing share price on each observation date is at or above a preset coupon barrier. The notes may be automatically called early if the share price is at or above the initial level on any observation date, in which case investors receive principal plus the applicable coupon and the notes terminate.
If the notes are not called and Snowflake’s final share price is at or above a downside threshold, investors receive full principal at maturity, plus any final coupon if the barrier is met. If the final price is below the downside threshold, repayment is reduced in line with Snowflake’s percentage decline, and investors could lose their entire investment.
The notes will not be listed on any exchange, have a minimum investment of 100 notes at $10 each, and an estimated initial value between $9.43 and $9.68 per note based on UBS internal models. All payments depend on UBS’s creditworthiness; a UBS default could result in loss of principal and coupons.
UBS AG is offering $250,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Palantir Technologies Inc., maturing on February 12, 2027. These are unsubordinated, unsecured debt obligations of UBS.
Investors receive contingent coupons only when Palantir’s closing share price on an observation date meets or exceeds a preset coupon barrier; otherwise no coupon is paid for that period. The notes can be automatically called before maturity if the share price is at or above the initial level, in which case investors receive principal plus any due coupon and the product terminates. If not called, principal is repaid at maturity only if the final share price is at or above a downside threshold; below that level, repayment is reduced in line with Palantir’s decline and investors can lose all principal. The notes are not listed, are sold in minimums of 100 notes at $10 each, and had an estimated initial value of $9.77 per note, with all payments subject to UBS’s creditworthiness.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Palantir Technologies Inc., maturing around February 12, 2027. These unsecured debt notes pay a contingent coupon only when Palantir’s closing share price on an observation date is at or above a coupon barrier.
The notes can be automatically called early if Palantir’s share price is at or above the initial level on any observation date before final valuation, returning principal plus the applicable coupon and ending the investment. If not called, and the final share price is at or above a downside threshold, investors receive principal back at maturity, plus any final coupon if the coupon barrier is met.
If the notes are not called and the final share price is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose all principal. Payments depend on UBS’s credit. The notes are not listed, are sold in $10 denominations with a $1,000 minimum, and have an estimated initial value between $9.42 and $9.67 per note.
UBS AG is offering $295,000 of Trigger Autocallable Contingent Yield Notes linked to Amazon.com, Inc. common stock, maturing on February 14, 2028. These are unsecured debt obligations of UBS with a principal amount of $10 per Note.
Holders receive a contingent coupon only if Amazon’s closing share price on a quarterly observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period. The Notes are automatically called if, after six months, Amazon’s price on any observation date is at or above the initial level, in which case investors receive principal plus that period’s contingent coupon and the Notes terminate.
If the Notes are not called and Amazon’s final level on the valuation date is at or above the downside threshold, investors receive full principal at maturity. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose all of their initial investment. The estimated initial value is $9.77 per $10 Note, the minimum investment is 100 Notes ($1,000), the Notes will not be listed on any exchange, and all payments depend on UBS’s creditworthiness.
UBS AG is offering $205,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Eli Lilly and Company, maturing on February 12, 2029. These unsecured debt notes pay a contingent coupon only when Eli Lilly’s closing stock price on an observation date is at or above a preset coupon barrier; otherwise, no coupon is paid for that period.
The notes may be automatically called before maturity if Eli Lilly’s stock closes at or above the initial level on any observation date, in which case investors receive the $10 principal per Note plus any due contingent coupon, and the product terminates. If the notes are not called and the final stock level is at or above the downside threshold, investors receive full principal back at maturity, plus any final contingent coupon if the coupon barrier is also met. If the final level is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors can lose all of their investment.
The example terms use an 8.21% per annum contingent coupon rate with both the coupon barrier and downside threshold at 60% of the initial level. The notes are sold in minimum denominations of 100 Notes at $10 per Note, with an estimated initial value of $9.71 per Note. All payments depend on UBS’s creditworthiness, and the notes will not be listed on any exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc., maturing around February 14, 2028. These unsecured debt obligations pay a contingent coupon only when the stock closes at or above a coupon barrier on scheduled observation dates.
The notes are automatically called early if Amazon’s stock closes at or above the initial level on any quarterly observation date after six months, in which case investors receive principal plus the applicable contingent coupon and no further payments. If the notes are not called and the final stock level is at or above a downside threshold, investors receive principal back at maturity; if it is below the downside threshold, repayment is reduced in line with the stock’s decline and losses can reach 100% of principal.
The notes are not listed on any exchange, carry UBS credit risk, and are sold in minimums of 100 notes at $10 each. The estimated initial value per note on the trade date is expected to be between $9.42 and $9.67, reflecting UBS’ internal pricing models and funding rate.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Eli Lilly and Company, maturing on or about February 12, 2029.
The Notes pay contingent coupons only if the stock closes at or above a coupon barrier on each observation date; otherwise, no coupon is paid. They may be automatically called early if the stock closes at or above the initial level, returning principal plus the applicable coupon and ending further payments.
If not called and the final stock level is at or above the downside threshold, investors receive only the $10 principal per Note at maturity, plus any final coupon. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline and can fall to zero, causing a total loss. All payments depend on the creditworthiness of UBS. The minimum investment is 100 Notes at $10 each, and the estimated initial value is expected between $9.37 and $9.62 per Note.