UBS AG SEC Filings

UBS AG is offering $6,066,000 of Contingent Income Auto-Callable Securities due February 10, 2028, linked to the worst performer of Apple, Amazon and Alphabet Class A shares. Each $1,000 security can pay a $25 contingent coupon (10.00% per annum) on scheduled dates if all three stocks close at or above 50% of their initial prices.

If on any non-final determination date all three stocks are at or above 100% of their initial prices, the notes are automatically redeemed for $1,000 plus the contingent coupon. At maturity, if not called and all three stocks are at or above their 50% downside thresholds, investors receive $1,000 plus any final coupon. If any stock finishes below its 50% downside threshold, repayment is reduced in line with the worst-performing stock’s return, and the entire principal can be lost. The notes do not participate in any stock upside, pay no dividends, are unsecured obligations of UBS AG and will not be listed on an exchange. The estimated initial value is $949.30 per $1,000 note.

UBS AG is offering $15,083,000 of Contingent Income Auto-Callable Securities with Memory Coupon linked to UnitedHealth Group common stock, maturing February 11, 2027. Each security has a $1,000 stated principal amount and issue price.

Investors may receive a $38.50 contingent payment per $1,000 (15.40% per annum) on each determination date if UnitedHealth’s closing price is at or above the downside threshold of $207.49, equal to 75% of the $276.65 initial price. Missed coupons can be paid later through a memory feature if the threshold is later met.

If on any non-final determination date the stock closes at or above the call threshold of $276.65 (100% of initial price), the notes are automatically redeemed for $1,000 plus the applicable contingent payment and any unpaid past coupons.

If the notes are not called and the final price is below the downside threshold, UBS will deliver a cash value equal to the exchange ratio times the final price, so investors lose principal on a 1:1 basis and can lose their entire investment. Payments depend on the credit of UBS, and the estimated initial value is $973.60 per $1,000, below issue price.

UBS AG, through its London Branch, is offering Trigger Autocallable Yield Notes tied to the worst performer of Moody’s common stock and the State Street Financial Select Sector SPDR ETF. Each Note has a $1,000 principal amount, a term of about two years and pays a fixed 9.00% per annum coupon monthly, regardless of underlying performance, unless called early.

The Notes can be automatically called on monthly observation dates starting after 12 months if both underlyings are at or above their call threshold, set at 100% of initial level. Downside thresholds are 70% of initial levels ($314.63 for Moody’s, $37.76 for XLF). If not called and either final level is below its downside threshold, repayment is reduced in line with the loss on the worst-performing asset, up to a complete loss of principal. The Notes are unsecured, unsubordinated debt of UBS, with estimated initial value between $960.40 and $990.40 per $1,000 and an underwriting discount of $4.00 per Note.

UBS AG London Branch is offering capped leveraged buffered basket-linked medium-term notes due March 10, 2027. The notes are linked to an unequally weighted basket of five equity indices in the Eurozone, Japan, the UK, Switzerland and Australia, with an initial basket level of 100.

The notes pay no interest and are fully principal-at-risk. At maturity, investors receive $1,000 plus 125% of any positive basket return, capped at a maximum settlement amount of $1,162.50 per $1,000 face amount. A 10% buffer protects against moderate declines, but beyond this losses accelerate at about 1.1111% for each additional 1% basket drop, up to total loss.

The offering size is $2,485,000 in aggregate face amount, priced at 100% with a 1.08% underwriting discount and 98.92% net proceeds to UBS. The estimated initial value is $986 per $1,000 note, reflecting internal funding and hedging costs. The notes are unsecured UBS obligations, not FDIC insured, are not redeemable prior to maturity, and are not expected to have a liquid secondary market.

UBS AG is offering capped leveraged medium-term notes linked to the iShares® Expanded Tech-Software Sector ETF. The notes do not pay interest and expose holders to the ETF’s price move over roughly 13–15 months, with 150% participation in gains but a capped maximum payout per $1,000 note.

If the ETF finishes below its initial level, principal is lost one-for-one with the decline, down to a total loss. UBS expects the initial fair value to be between $952 and $982 per $1,000 face amount, reflecting fees, hedging costs and its internal funding rate.

UBS AG is issuing $3,888,000 of Trigger Autocallable Contingent Yield Notes due February 13, 2031, in $1,000 denominations. The notes are linked to the least performing of the SPDR S&P Regional Banking ETF (KRE), the Russell 2000 Index and the S&P 500 Index.

Investors can receive a 12.45% per annum contingent coupon, paid monthly, but only when the closing level of each underlying is at or above 70% of its initial level (the coupon barrier). Starting after six months, the notes are automatically called if all underlyings are at or above 100% of their initial levels, returning principal plus any due coupon.

If the notes are not called and, at maturity, every underlying is at or above its downside threshold (70% of initial), investors receive full principal. If any underlying finishes below its downside threshold, repayment is reduced one-for-one with the worst performer, up to a total loss of principal. Payments depend on UBS’s credit; the notes are unsecured, not insured, and will not be listed. The estimated initial value is $986.90 per $1,000 note, below the issue price, reflecting fees and internal funding costs.

UBS AG, through its London branch, is offering $25,975,000 of Autocallable Buffered Medium-Term Notes linked to the State Street SPDR S&P Metals & Mining ETF (XME), each with a $1,000 face amount and original issue price of 100%.

The notes pay no interest and may be automatically called on July 6, 2027 if the ETF closes at or above the buffer level of 80% of the $122.50 initial level, triggering a July 8, 2027 payment of $1,140.50 per $1,000 note (a 14.05% call premium). If not called, they mature July 10, 2028 with a maximum settlement of $1,281.00 per $1,000 note if the final ETF level is at or above the buffer.

If the final ETF level is below the buffer, investors lose 1.25% of principal for each 1% decline beyond the 20% buffer and could lose their entire investment. The notes are unsecured obligations of UBS, are not listed on any exchange, have an estimated initial value of $973.00 per $1,000, and expose holders to UBS credit risk and ETF- and metals/mining-sector-specific risks.

UBS AG is issuing $2,315,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500, maturing August 10, 2027.

The notes pay a 13.10% per annum contingent coupon when all three indices stay at or above 70% of their initial levels on monthly observation dates. UBS can call the notes after three months and repay principal plus any due coupon. If the notes are not called and any index finishes below its 70% downside threshold, repayment at maturity is reduced one-for-one with that index’s loss, up to a total loss of principal. The notes are unsecured, unsubordinated UBS debt, not principal protected, not listed, and all payments depend on UBS’s credit.

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the worst performer of the Dow Jones Industrial Average®, Nasdaq‑100 Index® and S&P 500® Index, with a $1,000 denomination and a 7.00% per annum contingent coupon.

Coupons are paid quarterly only if each index is at or above its coupon barrier, set at 70% of its initial level; otherwise no coupon is paid. UBS can call the notes quarterly after 12 months and, if called, repays principal plus any due coupon, with no further payments.

If not called and any index finishes below its downside threshold (also 70% of initial), investors receive less than principal in line with the decline of the worst index and can lose their entire investment. The notes are unsecured UBS debt, not insured deposits, with an estimated initial value between $932.40 and $962.40 per $1,000 and an underwriting discount of $32.50 per note.