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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering buffer callable contingent yield notes linked to the worst performer of the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index, maturing in February 2029. Investors receive a quarterly contingent coupon only if all three indexes stay at or above 70% of their initial levels. UBS can call the notes on any quarterly observation date, returning principal plus any due coupon. If the notes are not called and any index finishes below its 70% downside threshold, repayment is reduced based on that index’s loss beyond a 30% buffer, and investors can lose almost all principal. All payments depend on UBS’s credit.

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UBS AG is offering $240,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to Expedia Group, Inc. stock, maturing February 9, 2029. Each $1,000 Note pays a 13.00% per annum contingent coupon ($32.50 quarterly) only when Expedia’s closing price is at or above a 60% coupon barrier.

The Notes can be called quarterly after six months if Expedia closes at or above the initial level of $236.85, returning principal plus due and previously unpaid coupons. If not called and Expedia is below the $142.11 downside threshold at maturity, investors lose principal in line with the share decline and could lose their entire investment. All payments depend on UBS’s creditworthiness, and the estimated initial value of each Note is $960.60, below the $1,000 issue price.

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UBS AG is offering $200,000 of Trigger Autocallable Contingent Yield Notes linked to the Solactive U.S. Large Cap Volatility Navigator 40 Index, maturing February 11, 2031. These unsecured notes pay a 14.50% per annum contingent coupon only when the index is at or above the coupon barrier on monthly observation dates.

The notes can be automatically called after six months if the index is at or above the call threshold level of 281.44, in which case investors receive principal plus the applicable coupon and the product terminates early. If not called and the final index level is at or above the downside threshold of 140.72, investors receive full principal; if it is below that level, repayment is reduced in line with the index loss and can fall to zero.

The index embeds a 6.0% per annum decrement and can use leverage up to 500%, which may drag on performance and increase volatility. The estimated initial value is $955.20 per $1,000 note, reflecting fees and UBS’ internal funding rate. The notes are not listed, may have limited liquidity, and all payments depend on the creditworthiness of UBS.

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UBS AG is offering $1,251,000 of Trigger Autocallable Yield Notes, each with a $1,000 principal amount, linked to the worst performer between Northrop Grumman (NOC) stock and the Industrial Select Sector SPDR ETF (XLI). The Notes pay a fixed coupon at 8.25% per annum, or $6.875 per month per Note, regardless of underlying performance unless the Notes are called early.

Starting about 12 months after issuance, the Notes are automatically called if on any monthly observation date both NOC and XLI close at or above their call threshold, set at 100% of initial levels ($689.75 for NOC and $169.39 for XLI). If called, investors receive principal plus the scheduled coupon and no further payments.

If not called and, at maturity in February 2028, both underlyings are at or above their downside thresholds (60% of initial levels), investors receive full principal back plus the final coupon. If any underlying finishes below its downside threshold, repayment is reduced 1‑for‑1 with the loss on the least performing underlying, and investors can lose all principal. All payments depend on UBS’s credit and the Notes will not be listed on an exchange.

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UBS AG is offering $400,000 of Trigger Autocallable Contingent Yield Notes linked to the iShares® Expanded Tech-Software Sector ETF, maturing February 11, 2027. Each Note has a $10 principal amount and can pay a high contingent coupon of 16.42% per annum, but only on dates when the ETF closes at or above a preset coupon barrier.

The Notes can be called early if the ETF closes at or above its initial level on an observation date; in that case, investors receive $10 per Note plus the applicable contingent coupon, and the Notes terminate. If not called, and the final ETF level is at or above the downside threshold (85% of the initial level, or $85.00 in the example), investors receive full principal back at maturity, plus any final contingent coupon if the coupon barrier is met.

If the Notes are not called and the final ETF level is below the downside threshold, repayment is reduced in line with the ETF’s percentage loss, and investors can lose most or all of their investment. Payments depend on UBS’s creditworthiness, the Notes are not insured, not listed on an exchange, and the estimated initial value is $9.76 per $10 Note.

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UBS AG is offering $320,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation, maturing on February 11, 2027.

The Notes are unsecured debt of UBS. Investors receive contingent coupons only when the underlying stock closes at or above a preset coupon barrier on an observation date. The Notes are automatically called if the stock closes at or above its initial level on any observation date before maturity, paying back principal plus any due coupon.

If not called, principal is repaid at maturity only if the final stock level is at or above a downside threshold; otherwise repayment is reduced in line with the stock’s decline and can fall to zero. Payments depend on UBS’s credit. The Notes are not exchange-listed, are sold in $10 denominations with a $1,000 minimum, and have an estimated initial value of $9.79 per Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the iShares® Expanded Tech-Software Sector ETF, maturing on or about February 11, 2027. These unsecured debt notes pay contingent coupons only when the ETF closes at or above a preset coupon barrier on observation dates.

The notes can be automatically called early if the ETF closes at or above the initial level on any observation date before maturity, in which case investors receive the $10 principal per Note plus any due coupon and no further payments. If not called and the final ETF level is at or above the downside threshold, investors receive principal back; if it is below, repayment is reduced in line with the ETF’s decline and can fall to zero.

The minimum investment is 100 Notes at $10 each. The estimated initial value per Note on the trade date is expected to be between $9.39 and $9.64, reflecting UBS internal pricing and funding. All payments depend on UBS’s creditworthiness, and the notes will not be listed on any exchange.

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UBS AG is offering trigger autocallable contingent yield notes linked to the common stock of Constellation Energy Corporation, maturing on or about February 11, 2027. These unsecured debt notes pay contingent coupons only when the stock closes at or above a preset coupon barrier on observation dates.

If on any observation date before maturity the stock closes at or above its initial level, the notes are automatically called and pay back principal plus the applicable contingent coupon, with no further payments. If not called and the final stock level is at or above a downside threshold, investors receive only their principal at maturity.

If the notes are not called and the final stock level falls below the downside threshold, repayment is reduced in line with the stock’s percentage loss, and investors can lose their entire investment. All payments depend on UBS’s credit. The notes will not be listed, require a minimum of 100 notes at $10 each, and have an estimated initial value between $9.43 and $9.68 per note.

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UBS AG is offering $255,000 Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc., maturing on February 12, 2029. Each Note has a $10 principal amount, with a minimum investment of 100 Notes ($1,000).

The Notes pay a 12.89% per annum contingent coupon (about $0.3223 per quarter per $10 Note) only when CrowdStrike’s closing level is at or above the coupon barrier of 50% of the initial level. They are automatically called if, on any observation date before maturity, the stock closes at or above the initial level, returning principal plus that period’s coupon.

If not called, and the final stock level is at or above the 50% downside threshold, investors receive back their full $10 principal per Note (plus any final coupon if the barrier is met). If the final level is below the downside threshold, repayment is reduced dollar-for-dollar with the stock’s percentage loss, and investors can lose their entire investment. Payments depend on the creditworthiness of UBS; the Notes are unsecured, unsubordinated obligations, unlisted, and their estimated initial value is $9.72 per $10 Note.

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UBS AG is offering $300,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc., maturing on February 11, 2027. Each Note has a $10 principal amount and is an unsubordinated, unsecured debt obligation of UBS.

Investors receive a contingent coupon only if Amazon’s closing share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period. The Notes are automatically called early if the share price on any observation date before maturity is at or above the initial level, in which case investors receive principal plus the applicable coupon and no further payments.

If the Notes are not called and Amazon’s final share price on the February 9, 2027 valuation date is at or above a downside threshold, investors receive only their $10 principal per Note (plus any final coupon if the coupon barrier is also met). If the final share price is below the downside threshold, repayment is reduced in line with the share price decline, and investors can lose all of their initial investment. All payments depend on UBS’s credit; the estimated initial value is $9.79 per $10 Note.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8004 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on February 10, 2026.