Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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UBS AG is offering $255,000 Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc., maturing on February 12, 2029. Each Note has a $10 principal amount, with a minimum investment of 100 Notes ($1,000).
The Notes pay a 12.89% per annum contingent coupon (about $0.3223 per quarter per $10 Note) only when CrowdStrike’s closing level is at or above the coupon barrier of 50% of the initial level. They are automatically called if, on any observation date before maturity, the stock closes at or above the initial level, returning principal plus that period’s coupon.
If not called, and the final stock level is at or above the 50% downside threshold, investors receive back their full $10 principal per Note (plus any final coupon if the barrier is met). If the final level is below the downside threshold, repayment is reduced dollar-for-dollar with the stock’s percentage loss, and investors can lose their entire investment. Payments depend on the creditworthiness of UBS; the Notes are unsecured, unsubordinated obligations, unlisted, and their estimated initial value is $9.72 per $10 Note.
UBS AG is offering $300,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc., maturing on February 11, 2027. Each Note has a $10 principal amount and is an unsubordinated, unsecured debt obligation of UBS.
Investors receive a contingent coupon only if Amazon’s closing share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period. The Notes are automatically called early if the share price on any observation date before maturity is at or above the initial level, in which case investors receive principal plus the applicable coupon and no further payments.
If the Notes are not called and Amazon’s final share price on the February 9, 2027 valuation date is at or above a downside threshold, investors receive only their $10 principal per Note (plus any final coupon if the coupon barrier is also met). If the final share price is below the downside threshold, repayment is reduced in line with the share price decline, and investors can lose all of their initial investment. All payments depend on UBS’s credit; the estimated initial value is $9.79 per $10 Note.
UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to CrowdStrike Holdings common stock, maturing around February 12, 2029. These notes pay a contingent coupon only on observation dates when the CrowdStrike share price closes at or above a specified coupon barrier.
The notes are automatically called early if CrowdStrike’s share price on any observation date before maturity is at or above the initial level, in which case investors receive principal plus any due coupon and the notes terminate. If not called and the final share level is at or above a downside threshold, principal is repaid at maturity; if below that threshold, repayment is reduced in line with the share’s percentage decline, and the entire investment can be lost. Payments depend on UBS’s credit, the notes are not listed, require a minimum $1,000 investment, and the estimated initial value per $10 note is expected between $9.37 and $9.62.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc., maturing on or about February 11, 2027. Each Note has a $10 principal amount and pays a contingent coupon only when Amazon’s closing level is at or above a set coupon barrier on an observation date.
The Notes can be automatically called early if Amazon’s stock closes at or above the initial level on any observation date, in which case investors receive principal plus the applicable contingent coupon and no further payments. If not called and the final level is below the downside threshold, repayment is reduced one-for-one with Amazon’s decline, and investors can lose all of their initial investment.
The minimum investment is 100 Notes ($1,000). The estimated initial value per Note on the trade date is expected to be between $9.43 and $9.68, based on UBS’ internal models. Payments depend entirely on Amazon’s stock performance and the creditworthiness of UBS, and the Notes will not be listed on any exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Amazon.com common stock, maturing on February 11, 2027. The Notes pay a contingent coupon only when Amazon’s closing share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The Notes can be called early if Amazon’s share price on any observation date before maturity is at or above the initial level. In that case, investors receive the $10 principal per Note plus the applicable coupon on the call settlement date, and the Notes terminate.
If not called, and the final share price on the February 9, 2027 valuation date is at or above the downside threshold, investors receive full principal back (and a final coupon if the coupon barrier is met). If the final price is below the downside threshold, repayment is reduced in line with the stock’s percentage loss, and investors can lose all principal. The Notes are unsecured UBS debt, not listed on an exchange, have an estimated initial value of $9.73 per $10, and carry both equity market and UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc. The Notes are unsecured, unsubordinated debt of UBS and pay contingent coupons only when Amazon’s closing share price on an observation date is at or above a preset coupon barrier.
The Notes can be called early if Amazon’s share price on any observation date before final valuation is at or above the initial level, in which case investors receive principal plus the applicable contingent coupon and the Notes terminate. If not called, and Amazon’s final level is at or above the downside threshold, investors receive full principal at maturity, possibly with a final contingent coupon. If the final level is below the downside threshold, repayment is reduced in line with Amazon’s percentage decline, and investors can lose all of their initial investment. Payments depend on UBS’s credit, the Notes are not listed, the minimum investment is 100 Notes at $10 each, and the estimated initial value on the trade date is expected to be between $9.43 and $9.68 per Note.
UBS AG is offering Trigger Autocallable GEARS, unsecured notes linked to Amazon.com, Inc. common stock, maturing around February 15, 2029, at $10 per Security. The notes can be automatically called on February 22, 2027 if Amazon’s closing price is at or above the autocall barrier set at 100% of the initial level, paying a fixed call price of $11.88, which reflects an 18.80% call return.
If not called, at maturity investors receive enhanced participation in gains: positive stock performance is multiplied by upside gearing of 1.30–1.50. If the final level is at or above a downside threshold of 75% of the initial level, principal is repaid. If the final level is below that threshold, repayment is reduced one-for-one with the stock loss, up to a total loss of principal.
The notes pay no interest, do not pass through Amazon dividends, are not listed on an exchange, and may have limited or no secondary market. All payments depend on the creditworthiness of UBS; a UBS default or Swiss regulatory action could result in loss of some or all invested principal. The estimated initial value on the trade date is expected between $9.42 and $9.72, below the $10 issue price due to fees, funding and hedging costs.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, Russell 2000 Index and Nasdaq-100 Technology Sector, maturing around February 16, 2029. Each $1,000 note pays a contingent coupon of 10.85% per annum only when all three indices close at or above their coupon barriers on scheduled observation dates.
UBS can call the notes monthly after six months, repaying principal plus any coupon then due, ending further payments. If the notes are not called and any index finishes below its downside threshold at maturity, investors receive less than principal in proportion to the worst index’s decline and can lose their entire investment. An estimated initial value between $959.20 and $989.20 per note reflects underwriting discounts, hedging and UBS’s internal funding rate. All payments depend on UBS’s creditworthiness, and the notes will not be listed on an exchange.
UBS AG is issuing $2.042 million of Phoenix Autocallable Buffer Notes with Memory Interest linked to Apple Inc. common stock, maturing February 24, 2027. Each Note has a $1,000 principal amount and is an unsubordinated, unsecured debt obligation of UBS AG London Branch.
Investors can receive a fixed contingent interest payment of $34.625 per Note on quarterly observation dates if Apple’s closing price is at or above the interest barrier of $250.31, which is 90% of the $278.12 initial price. Missed coupons may be paid later under a memory feature if the barrier is met on a subsequent observation date.
The Notes are automatically called if Apple’s price on any autocall observation date is at or above the initial price, returning principal plus due and previously unpaid contingent interest. If not called and Apple’s final price is at or above the 90% downside threshold, principal is repaid at maturity with any due and previously unpaid contingent interest.
If the Notes are not called and Apple’s final price is below the downside threshold, repayment is based on a cash amount tied to a share delivery formula, causing losses that can reach 100% of principal. The estimated initial value is $988.10 per $1,000 Note, they will not be listed, and all payments depend on UBS’s creditworthiness.
UBS AG is offering $7,374,000 of Capped Buffer GEARS, unsecured notes linked to the S&P 500® Index, maturing on August 11, 2027. Each $1,000 Security provides 1.50x leveraged exposure to positive index performance, but gains are capped at a 14.75% maximum, or $1,147.50 per Security.
If the index is flat or down but no more than 15% below the initial level of 6,932.30, investors receive back the $1,000 principal at maturity. Below the downside threshold of 5,892.46 (85% of the initial level), losses mirror index declines beyond the 15% buffer, and investors could lose almost all of their investment.
The Securities pay no interest, are not listed on an exchange, and secondary market liquidity may be limited. Any payment depends on UBS’s credit; a default could result in total loss. The estimated initial value is $990.20 per Security, below the $1,000 issue price, reflecting dealer compensation, hedging, and issuance costs.