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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering $10,211,000 of Buffered Digital Notes linked to the S&P 500® Index, maturing on February 24, 2027. Each $1,000 Note pays no interest and offers a fixed 8.26% digital return if the index final level stays at or above the downside threshold of 6,239.07, which is 90% of the 6,932.30 initial level.

If the index closes below that threshold at maturity, repayment falls below principal, with losses of about 1.1111% of principal for every 1% S&P 500 decline beyond the 10% buffer, up to total loss. The Notes are unsecured UBS AG London Branch obligations, not listed on an exchange, and have an estimated initial value of $988 per $1,000 issue price.

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UBS AG is issuing $8,336,000 of Buffered Digital Notes linked to the S&P 500® Index, maturing on February 23, 2027. Each $1,000 note offers a fixed 8.65% digital return at maturity if the index’s final level is at or above the downside threshold of 6,118.56 (90% of the 6,798.40 initial level).

If the index finishes below the downside threshold, investors lose principal with downside leverage: approximately 1.1111% loss for each 1% index decline beyond the 10% buffer, up to a total loss. The notes pay no interest, do not include dividends, have limited or no secondary liquidity, and all payments depend on the creditworthiness of UBS AG.

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UBS AG London Branch is offering Digital S&P 500® Index‑Linked Medium‑Term Notes due May 10, 2028. Each note has a $1,000 face amount, bears no interest, and pays at maturity based on S&P 500 performance from February 5, 2026 to May 8, 2028.

If the index finishes at or above the 15% downside buffer (85% of the 6,798.40 initial level), investors receive a per $1,000, capping upside at 18.8%. Below the buffer, principal loss increases about 1.1765% for every 1% further index decline, up to total loss.

The notes’ estimated initial value is $997.50 per $1,000, reflecting UBS internal pricing. They are unsecured obligations of UBS, not FDIC‑insured, not redeemable before maturity, and are not listed, so secondary market liquidity may be limited.

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UBS AG is offering $1,875,000 of Buffered Digital Notes linked to the S&P 500® Index, maturing April 9, 2027. Each $1,000 Note pays no interest but can deliver a fixed 9.56% digital return at maturity if the index finish level is at or above a downside threshold set at 90% of the initial level (6,239.07). If the index closes below that threshold, principal is at risk with leveraged losses of about 1.1111% for every 1% decline beyond the 10% buffer, up to a total loss of the investment. The Notes are unsecured UBS debt, subject to UBS credit risk, will not be listed on an exchange, and had an estimated initial value of $987 per $1,000 issue price. Minimum investment is 10 Notes, or $10,000.

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UBS AG is offering $1,750,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index, maturing on February 11, 2031.

The Notes pay a 9.55% per annum contingent coupon (about $7.96 per $1,000 monthly) only if, on each observation date, both indexes close at or above their coupon barriers, set at 70% of initial levels. Principal is protected at maturity only if both final index levels stay at or above their downside thresholds, set at 60% of initial levels; otherwise, repayment is reduced one-for-one with the loss of the worst index, and all principal can be lost.

UBS may call the Notes in whole on any monthly observation date after three months, returning principal plus any due coupon, ending future payments. The estimated initial value is $971.80 per $1,000 Note, below issue price, and all payments depend on UBS’s creditworthiness.

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UBS AG is offering $3,202,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the S&P 500® Index. Each note has a $1,000 principal amount and a term of about three years, maturing on February 9, 2029, and is callable by UBS on monthly observation dates beginning after six months.

The notes pay a contingent coupon at a rate of 9.70% per annum ($8.0833 per month per $1,000) only if on an observation date all three indices close at or above their coupon barriers, set at 70% of initial levels. If UBS calls, investors receive principal plus any due coupon. At maturity, if not called and all indices are at or above 60% downside thresholds, investors receive full principal; otherwise repayment is reduced in line with the worst index’s negative return, and losses can reach 100% of principal.

The notes are unsecured, unsubordinated UBS obligations, not insured deposits, and will not be listed on an exchange. The estimated initial value is $960.00 per $1,000 note, reflecting underwriting discounts, hedging and funding costs. The product concentrates risk in technology and small-cap equities and carries complex return, liquidity, credit and tax considerations.

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UBS AG is offering $1,300,000 of Trigger Callable Contingent Yield Notes, each with a $1,000 principal amount, linked to the least performing of the Russell 2000 Index, the S&P 500 Index and the State Street Utilities Select Sector SPDR ETF, maturing February 11, 2030.

The notes pay a contingent coupon of 10.35% per annum (monthly $8.625 per note) only if on each observation date all three underlyings are at or above their coupon barriers set at 70% of initial levels. UBS can call the notes in whole, beginning after six months, paying principal plus any due coupon and ending further payments.

If the notes are not called and any underlying finishes below its downside threshold set at 60% of its initial level, investors receive $1,000 multiplied by 1 plus the return of the worst-performing underlying, which can mean a substantial or total loss of principal. The notes are unsecured obligations of UBS and all payments depend on UBS’s creditworthiness.

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UBS AG is offering $1,495,000 of Trigger Callable Contingent Yield Notes, each $1,000, linked to the least performing of the Russell 2000 Index, the S&P 500 Index and the Utilities Select Sector SPDR ETF, maturing on February 11, 2031.

The notes pay a 10.20% per annum contingent coupon ($8.50 per month) only if on a monthly observation date all three underlyings are at or above their coupon barriers set at 70% of initial levels. UBS may call the notes at its discretion after six months, returning principal plus any due coupon.

If the notes are not called and any underlying finishes below its downside threshold at 60% of initial level, investors lose principal one-for-one with the worst performer and can lose their entire investment. All payments depend on UBS’s credit, and the estimated initial value is $990 per $1,000 note.

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UBS AG is offering $1,439,000 of Trigger Callable Contingent Yield Notes linked to the worst performer among four equity benchmarks. The notes pay a 14.15% per annum contingent coupon, monthly, only if each underlying stays at or above 70% of its initial level.

UBS can call the notes on any monthly observation date after three months, returning principal plus any due coupon, ending further payments. If the notes are not called and any underlying finishes below its 70% downside threshold on the August 6, 2029 final valuation date, investors take a loss matching that asset’s decline and can lose their entire $1,000 principal per note.

The notes are unsecured UBS debt, exposed to UBS credit risk, are not exchange‑listed, and have an estimated initial value of $980.60 per $1,000, reflecting fees, hedging costs and UBS’s internal funding rate.

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UBS AG is offering $1,417,000 of Trigger Callable Contingent Yield Notes linked to the least performing of four underlying assets: the Nasdaq-100 Technology Sector Index, the Russell 2000 Index, the Technology Select Sector SPDR ETF and the Utilities Select Sector SPDR ETF.

The Notes pay a contingent coupon at a rate of 14.05% per annum (about $11.7083 per $1,000 per month) only if, on each monthly observation date, every underlying is at or above its coupon barrier, set at 70% of its initial level. UBS can redeem the Notes in whole on any observation date starting after three months, returning principal plus any due coupon, and ending all future payments.

If the Notes are not called and, at maturity on August 10, 2028, any underlying finishes below its downside threshold (also 70% of initial), investors receive less than the $1,000 principal, with losses matching the negative return of the worst performer, up to a total loss of principal. All payments depend on UBS’s credit, and the estimated initial value is $980.10 per $1,000 Note.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8004 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on February 9, 2026.