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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Filing
Rhea-AI Summary

UBS AG is offering $300,000 of Trigger Callable Contingent Yield Notes due February 11, 2031, linked to the worst performer among the Dow Jones Industrial Average, Nasdaq-100 Technology Sector Index and Russell 2000 Index.

The notes pay a 10.75% per annum contingent coupon, with monthly payments of $8.9583 per $1,000 note only if all three indexes close at or above 75% of their initial levels on each observation date. UBS can call the notes in whole on any monthly observation date starting after six months, returning principal plus any due coupon.

If not called and any index finishes below 60% of its initial level at maturity, investors lose principal in line with the worst index’s decline, up to a total loss. The notes are unsecured UBS debt, not FDIC insured, will not be listed, and have an estimated initial value of $953.30 per $1,000 note, below the issue price.

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UBS AG is offering unsecured Trigger Callable Contingent Yield Notes linked to the worst performer of the Russell 2000 Index and the S&P 500 Index, maturing in February 2031.

The Notes pay a contingent coupon of 9.55% per annum (about $7.9583 per $1,000 monthly) only when both indices close at or above 70% of their initial levels on monthly observation dates. UBS can call the Notes in whole on any observation date starting after three months, returning principal plus any due coupon but ending further payments.

If not called and either index finishes below 60% of its initial level, investors lose principal in line with the negative return of the worst index, up to a 100% loss. All payments depend on UBS’s credit, and the estimated initial value is between $962.50 and $992.50 per $1,000 Note.

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UBS AG is offering $146,000 of Buffer Autocallable Contingent Yield Notes linked to the least performing of the VanEck Gold Miners ETF (GDX) and the Energy Select Sector SPDR Fund (XLE), maturing on February 1, 2028.

The notes pay a 12.30% per annum contingent coupon ($10.25 per month per $1,000 note) only if on each monthly observation date both ETFs close at or above their coupon barriers, set at 80% of initial levels ($87.43 for GDX and $39.74 for XLE). Quarterly, beginning after six months, the notes are automatically called if both ETFs are at or above their call thresholds, equal to 100% of initial levels ($109.29 for GDX and $49.67 for XLE), returning principal plus any due coupon.

If the notes are not called and, at maturity, either ETF finishes below its downside threshold (80% of its initial level), repayment is reduced according to the loss of the worst performer beyond the 20% buffer, and investors can lose almost all of their principal. The estimated initial value is $946.20 per $1,000 note, and all payments depend on UBS’s credit; the notes are unsecured, unsubordinated, unlisted, and carry significant market, sector, and liquidity risks.

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Rhea-AI Summary

UBS AG is offering $355,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Applied Materials, Inc., maturing on February 12, 2029. These unsecured notes pay contingent coupons only when the stock closes at or above a preset coupon barrier on each observation date.

The notes can be automatically called before maturity if the stock closes at or above its initial level on any observation date, in which case investors receive principal plus the applicable contingent coupon and the notes terminate. If not called, principal is repaid at maturity only if the final stock level is at or above a downside threshold; below that level, repayment is reduced in line with the stock’s decline, and investors could lose their entire investment.

All payments, including any contingent coupons and principal, depend on UBS’s creditworthiness, and the notes will not be listed on any exchange. The estimated initial value per $10 note is $9.73, reflecting UBS’s internal pricing models and funding rate.

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Filing
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UBS AG is offering $610,000 of Trigger Autocallable Contingent Yield Notes linked to CrowdStrike Holdings, Inc. common stock, maturing February 10, 2028. These unsecured debt notes pay a contingent coupon only when CrowdStrike’s closing price on an observation date is at or above a preset coupon barrier.

The notes can be automatically called early if CrowdStrike’s stock closes at or above the initial level on any observation date before maturity. In that case, investors receive the $10 principal per note plus the contingent coupon due on that date, and no further payments.

If the notes are not called and the final stock level is at or above the downside threshold, investors receive full principal at maturity (and a final coupon if the coupon barrier is met). If the final level is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors can lose all of their investment. Payments depend on UBS’s credit, the estimated initial value per $10 note is $9.82, and the notes are not listed, with a minimum purchase of 100 notes.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Applied Materials, Inc. The notes can pay periodic contingent coupons only when the stock closes at or above a preset coupon barrier on each observation date.

The notes are automatically called early if the stock closes at or above the initial level on any observation date before maturity, returning principal plus any due coupon, with no further payments. If not called and the final stock level is at or above a downside threshold, investors receive principal back at maturity; if it is below that threshold, repayment is reduced in line with the stock’s decline and can fall to zero.

The notes are unsecured, unsubordinated debt of UBS, so all payments depend on UBS’s credit. They are expected to have a term of about three years, with trade on February 6, 2026, settlement on February 10, 2026, and maturity on or about February 12, 2029. A hypothetical example illustrates a 12.17% annual contingent coupon and barriers set at 50% of the initial stock level.

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Filing
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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc., with payments fully dependent on UBS’s creditworthiness. These unsecured debt securities target income through contingent coupons rather than fixed interest.

Holders receive a coupon only if CrowdStrike’s share price is at or above a preset coupon barrier on each observation date. The notes can be automatically called early if the stock closes at or above its initial level, in which case investors receive principal plus the due coupon and the product ends.

If not called, and at maturity the share price is at or above a downside threshold (illustratively 60% of the initial level), principal is repaid. If the final price falls below that threshold, repayment is reduced in line with the stock’s decline, and investors can lose all of their initial $10-per-note investment. An example shows a 15.66% per annum contingent coupon and a term to about February 10, 2028.

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UBS AG is offering $310,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Blackstone Inc., maturing on February 12, 2029. The Notes pay a contingent coupon only when Blackstone’s share price on an observation date is at or above a coupon barrier set at 60.00% of the initial level (10.55% per annum, or $0.2638 per $10 in the hypothetical examples).

The Notes are automatically called early if, on any quarterly observation date after six months, Blackstone’s share price is at or above the initial level, returning principal plus the applicable coupon. If not called and the final level is at or above the 60.00% downside threshold, investors receive full principal at maturity, plus a final coupon if the barrier is met.

If the Notes are not called and the final level is below the downside threshold, repayment is reduced in line with Blackstone’s negative return, and investors can lose all of their principal, as illustrated by the example that returns $3.60 per $10 Note. Payments depend entirely on the creditworthiness of UBS, the Notes will not be listed on any exchange, the minimum investment is 100 Notes ($1,000), and the estimated initial value is $9.65 per $10 Note.

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Filing
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UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of Blackstone Inc., maturing around February 12, 2029. These structured notes pay contingent quarterly coupons only when Blackstone’s share price is at or above a preset coupon barrier on observation dates.

The notes may be automatically called after six months if Blackstone’s closing level on an observation date is at or above the initial level, returning principal plus the applicable coupon and ending the investment. If not called, principal is repaid at maturity only if the final share level is at or above a downside threshold; below that level, repayment is reduced in line with the stock’s decline and can fall to zero.

All payments depend on UBS’s creditworthiness, the notes will not be listed on any exchange, minimum investment is 100 notes at $10 each, and UBS currently estimates the initial value per note between $9.29 and $9.54, reflecting internal pricing and funding assumptions.

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UBS AG is offering $600,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc., maturing on February 12, 2029. These are unsecured debt obligations of UBS, not bank deposits and not FDIC insured.

Investors receive a contingent coupon only if Broadcom’s closing level on each quarterly observation date is at or above the coupon barrier. The notes are automatically called if Broadcom is at or above the initial level on any observation date after six months, returning principal plus that period’s coupon.

If the notes are not called and Broadcom’s final level is at or above the downside threshold, investors get their $10 principal per note at maturity, plus any final coupon if the coupon barrier is also met. If the final level is below the downside threshold, repayment is reduced in line with Broadcom’s percentage loss, and investors can lose their entire investment. All payments depend on UBS’s credit, and the estimated initial value is $9.72 per $10 note, with a minimum investment of 100 notes.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8004 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on February 9, 2026.