Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AMUB filings document UBS AG’s role as the foreign private issuer behind the ETRACS Alerian MLP Index ETN Series B and the broader debt-securities platform under which UBS offers registered securities. UBS AG’s Form 6-K materials include quarterly and annual reporting references, IFRS financial information, capitalization tables, debt issued, registration-statement updates, legal opinions and offering-related disclosures.
The filing record also covers UBS Group and UBS AG risk and capital management, Pillar 3 regulatory capital metrics, leverage, liquidity and funding, governance signatures, and material reports involving debt securities. These disclosures frame AMUB as a senior unsecured UBS AG obligation whose value and payments depend on the note terms and UBS AG credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Corning Incorporated, maturing on January 5, 2028. These unsecured debt notes pay a contingent coupon only if Corning’s share price on each observation date is at or above a preset coupon barrier; otherwise, no coupon is paid for that period. The notes are automatically called early if the share price on any observation date (before the final one) is at or above the initial level, in which case investors receive the $10 principal per Note plus the contingent coupon and no further payments.
If the notes are not called and Corning’s final share price is at or above the downside threshold, investors receive their principal back at maturity, plus any final contingent coupon if the coupon barrier is met. If the final share price is below the downside threshold, the maturity payment is reduced in line with the stock’s decline, and investors can lose all of their investment. An example uses a 16.61% per annum contingent coupon rate and a downside threshold at 70% of the initial level. The notes are offered at $10 per Note with a minimum investment of 100 Notes, and the estimated initial value is $9.76 per Note, reflecting UBS’s internal pricing.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Corning Incorporated, maturing on or about January 5, 2028. Each Note has a $10 principal amount, with a minimum investment of 100 Notes (a $1,000 investment). Investors may receive periodic contingent coupons only if Corning’s stock closes at or above a specified coupon barrier on the relevant observation dates.
The Notes are automatically called if, on any observation date before maturity, the stock’s closing level is at or above the initial level, in which case investors receive principal plus the applicable contingent coupon and no further payments. If the Notes are not called and the final stock level is at or above the downside threshold, investors receive only the principal at maturity, plus any final coupon if the coupon barrier is also met.
If the Notes are not called and the final stock level is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors can lose some or all of their initial investment. All payments depend on the creditworthiness of UBS. The Notes are unsecured, unsubordinated debt, will not be listed on any exchange, and are described as significantly riskier than conventional debt instruments.
UBS AG is offering $100,000 of Trigger Autocallable Contingent Yield Notes linked to Constellation Energy common stock, maturing on January 5, 2028. Each $10 Note can pay a contingent coupon only if the stock closes at or above a coupon barrier on each observation date; otherwise no coupon is paid. The Notes may be automatically called early if the stock is at or above its initial level on an observation date, returning principal plus the applicable coupon, with no further payments.
If the Notes are not called and the final stock level is at or above the downside threshold, investors receive the $10 principal per Note (plus any final coupon). If the final level is below the downside threshold, repayment is reduced one-for-one with the stock’s decline, and investors can lose their entire investment. The hypothetical examples use a 19.59% per annum contingent coupon and a $70 downside threshold and coupon barrier, each set at 70% of the initial level. The estimated initial value is $9.78 per $10 Note, and all payments depend on UBS’s creditworthiness. The Notes are not listed on any exchange and have a $1,000 minimum investment.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation, maturing on or about January 5, 2028. The Notes can pay contingent coupons only when the stock closes at or above a specified coupon barrier on scheduled observation dates; otherwise no coupon is paid.
The Notes are subject to automatic call if, on any observation date before maturity, the stock closes at or above its initial level, in which case investors receive their principal plus the applicable contingent coupon and the Notes terminate early. If the Notes are not called, principal is repaid at maturity only if the final stock level is at or above a downside threshold; below that level, repayment is reduced in line with the stock’s decline and investors can lose their entire investment.
Payments on the Notes depend on the creditworthiness of UBS, are not bank deposits and are not insured. The Notes are not expected to be listed, have a minimum investment of 100 Notes at $10 per Note, and their estimated initial value as of the trade date is expected to be between $9.49 and $9.74 per Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of DexCom, Inc. with an aggregate principal amount of $100,000. The Notes are unsecured debt of UBS, pay a contingent coupon only if DexCom’s share price on an observation date is at or above a preset coupon barrier, and can be automatically called early if the share price is at or above the initial level on any observation date before maturity.
If the Notes are not called and DexCom’s final share price on January 3, 2028 is at or above the downside threshold, investors receive back the principal at maturity; if it is below the downside threshold, repayment is reduced in line with DexCom’s percentage decline, and all principal can be lost. The example terms include a $10 denomination, a 16.82% per annum contingent coupon (about $0.4205 per quarter), and a downside threshold and coupon barrier at 70% of the initial level. The estimated initial value is $9.76 per Note, and all payments depend on UBS’s creditworthiness.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of DexCom, Inc., with a scheduled maturity on or about January 5, 2028. These unsecured debt securities pay a contingent coupon only when DexCom’s closing stock price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The Notes are automatically called if DexCom’s stock closes at or above the initial level on any observation date before the final valuation date, in which case holders receive the principal amount plus any due contingent coupon and no further payments. If the Notes are not called and DexCom’s final stock level is at or above the downside threshold, investors receive their principal back at maturity; if it is below that threshold, repayment is reduced in line with DexCom’s decline and can fall to zero.
All payments depend on UBS’s credit; a default by UBS could result in loss of the entire investment. The Notes will not be listed on any exchange, have a $10 denomination with a minimum investment of 100 Notes, and their estimated initial value on the trade date is expected to be between $9.46 and $9.71 per Note.
UBS AG is offering $514,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc., maturing January 5, 2028. These unsecured notes may pay contingent coupons only when Broadcom’s closing share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes can be called early if Broadcom’s share price on any observation date before maturity is at or above the initial level, in which case investors receive the principal plus any due coupon and the notes terminate. If the notes are not called and Broadcom’s final share price is at or above a downside threshold, investors receive back the principal at maturity; if it is below that threshold, repayment is reduced in line with Broadcom’s decline, up to a total loss of principal.
The notes are issued in $10 denominations, with a minimum investment of 100 notes, and have an estimated initial value of $9.80 per note. They are higher risk than conventional debt, are not listed on an exchange, are not insured by the FDIC, and all payments depend on the creditworthiness of UBS.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc., maturing on or about January 5, 2028. These are unsecured, unsubordinated debt obligations that pay a contingent coupon only when the stock closes at or above a preset coupon barrier on scheduled observation dates.
The Notes can be automatically called early if Broadcom’s stock closes at or above the initial level on any observation date before maturity, in which case investors receive principal plus the applicable contingent coupon and no further payments. If the Notes are not called and the final stock level is at or above the downside threshold, investors receive back principal (and a final coupon if the barrier is met). If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose all of their initial investment.
All payments depend on UBS’s creditworthiness, the Notes are not insured or exchange-listed, and the estimated initial value per $10 Note is expected to be between $9.43 and $9.68.
UBS AG is offering $500,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on January 5, 2028. The Notes pay a contingent coupon only when NVIDIA’s closing level on an observation date is at or above a coupon barrier set at 55% of the initial level; otherwise no coupon is paid. UBS may automatically call the Notes before maturity if NVIDIA’s closing level on any observation date (other than the final one) is at or above the initial level, returning principal plus the applicable coupon and ending future payments. If the Notes are not called and NVIDIA’s final level is at or above the downside threshold (also 55% of the initial level), investors receive the full $10 principal per Note at maturity, plus any final coupon. If the final level is below the downside threshold, repayment is reduced one-for-one with NVIDIA’s decline, and the entire principal can be lost. The estimated initial value is $9.82 per $10 Note, and all payments depend on UBS’s credit.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Vistra Corp., maturing on January 5, 2028. These unsecured debt notes pay a contingent coupon only for periods when the Vistra share price on the relevant observation date is at or above a preset coupon barrier; otherwise no coupon is paid.
The notes can be automatically called early if Vistra’s stock closes at or above the initial level on any observation date before maturity, in which case holders receive their principal plus the applicable contingent coupon and the product terminates. If the notes are not called and Vistra’s stock on the final valuation date is at or above a downside threshold, investors receive only their principal back. If the final stock level is below the downside threshold, repayment is reduced in line with the share price decline and can fall to zero, so investors may lose all of their investment.
Payments depend on UBS’s creditworthiness, the notes are not insured, will not be listed on an exchange, and the estimated initial value per $10 note is $9.77, reflecting UBS’s internal pricing and funding costs.