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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering $400,000 of Trigger Autocallable Contingent Yield Notes linked to Amazon.com, Inc. common stock, maturing on February 10, 2027.

The notes pay a contingent coupon only when Amazon’s share price on an observation date is at or above a preset coupon barrier. UBS will automatically call the notes early if Amazon’s share price on an observation date (before final valuation) is at or above the initial level, returning principal plus any due coupon.

If the notes are not called and Amazon’s final share price is at or above the downside threshold, investors receive full principal at maturity, plus any final coupon. If the final price is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose their entire investment. All payments depend on UBS’s creditworthiness, the notes are not insured, and they will not be listed on an exchange. The minimum investment is 100 notes at $10 each, and the estimated initial value per note is $9.73.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc., maturing on or about February 12, 2029. These are unsecured, unsubordinated debt obligations of UBS, not bank deposits and not FDIC insured.

The Notes can pay a contingent coupon on each quarterly observation date only if Broadcom’s share price is at or above a specified coupon barrier. They may be automatically called after six months if the stock closes at or above the initial level, in which case investors receive principal plus the applicable coupon and no further payments.

If the Notes are not called and the final stock level is at or above the downside threshold (60% of the initial level in the hypothetical), investors receive principal back, plus a final coupon if the coupon barrier is met. If the final level is below the downside threshold, repayment is reduced one-for-one with Broadcom’s percentage loss, and investors can lose their entire investment. All payments depend on UBS’s creditworthiness. The example terms show a contingent coupon rate of 14.83% per annum on $10 denominations, with a minimum purchase of 100 Notes.

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UBS AG is offering trigger autocallable contingent yield notes linked to the common stock of Amazon.com, Inc., maturing around February 10, 2027. These unsecured debt notes pay contingent coupons only when the stock closes at or above a preset coupon barrier on observation dates.

If on any observation date before maturity the stock closes at or above the initial level, the notes are automatically called, returning the $10 principal per note plus any due coupon, with no further payments. If not called, principal is repaid at maturity only if the final stock level is at or above a downside threshold; otherwise, repayment is reduced in line with the stock’s decline and can fall to zero.

The notes are subject to the credit risk of UBS, are not listed on any exchange, and are sold in $10 denominations with a minimum investment of 100 notes ($1,000). The estimated initial value per note on the trade date is expected to be between $9.37 and $9.62.

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UBS AG is offering $750,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Palantir Technologies Inc., maturing on February 10, 2028. These unsecured debt notes pay a high contingent coupon only if Palantir’s share price is at or above a preset coupon barrier on each observation date.

The notes may be automatically called early if Palantir’s stock closes at or above the initial level on any observation date, in which case investors receive the $10 principal per Note plus the applicable coupon and no further payments. If the notes are not called and Palantir’s final share level is below the downside threshold, repayment at maturity is reduced in line with the stock’s decline, and investors can lose their entire investment.

The example terms show a 22.80% per annum contingent coupon ($0.57 per quarter on a $10 Note) with both the downside threshold and coupon barrier set at $60.00, or 60.00% of the initial level. The minimum investment is 100 Notes ($1,000), the estimated initial value is $9.80 per Note, the notes will not be listed on any exchange, and all payments depend on UBS’s creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Palantir Technologies Inc., maturing on or about February 10, 2028. These are unsecured, unsubordinated debt obligations of UBS with no principal protection.

Holders receive a contingent coupon only if Palantir’s closing share price on an observation date is at or above a preset coupon barrier; otherwise, no coupon is paid for that period. The notes are automatically called early if Palantir’s share price on any observation date before maturity is at or above the initial level, in which case UBS pays principal plus the applicable contingent coupon and the product terminates.

If the notes are not called and Palantir’s final share price is at or above a downside threshold, UBS repays principal at maturity (and the final contingent coupon if the coupon barrier is also met). If the final share price is below the downside threshold, repayment is reduced in line with Palantir’s percentage loss, and investors can lose their entire investment. All payments depend on UBS’s creditworthiness. The minimum investment is 100 notes at $10 each, and the estimated initial value per note is between $9.42 and $9.67.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc., maturing on February 10, 2028. These unsecured UBS debt obligations pay a contingent coupon only when Amazon’s closing share price on an observation date is at or above a preset coupon barrier.

The notes can be automatically called before maturity if Amazon’s share price on an observation date is at or above the initial level, in which case investors receive principal plus any due coupon and the product terminates. If not called, and Amazon’s final level is at or above the downside threshold, investors receive full principal back, plus any final contingent coupon.

If the notes are not called and Amazon’s final level falls below the downside threshold, repayment at maturity is reduced in line with the stock’s percentage decline, and investors can lose some or all of their principal. All payments depend on UBS’s credit, and the estimated initial value per $10 note is $9.73.

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UBS AG is offering $1,000,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc., maturing on February 10, 2027. These are unsubordinated, unsecured debt obligations of UBS.

The Notes pay contingent coupons only if CrowdStrike’s closing share price on an observation date is at or above a preset coupon barrier. UBS will automatically call the Notes early if the share price on any observation date before maturity is at or above the initial level, returning principal plus the applicable contingent coupon, with no further payments.

If the Notes are not called and the final share price on the valuation date is at or above a downside threshold, investors receive only the $10 principal per Note at maturity. If it is below that threshold, repayment is reduced in line with the share’s percentage decline, and investors could lose their entire investment. Payments depend on UBS’s credit; the Notes are not FDIC‑insured, will not be listed on an exchange, have a minimum investment of 100 Notes at $10 each, and an estimated initial value of $9.82 per Note.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc., maturing on or about February 10, 2028. These are unsecured, unsubordinated debt obligations of UBS, with repayment fully dependent on UBS’s credit.

Investors receive a contingent coupon only if Amazon’s closing share price on an observation date is at or above a coupon barrier; otherwise no coupon is paid. The notes are automatically called early if Amazon’s price on any observation date (before the final valuation date on February 8, 2028) is at or above the initial level, in which case investors receive principal plus the due coupon and the product terminates.

If the notes are not called and Amazon’s final level is at or above a downside threshold, investors receive full principal at maturity (plus any final coupon if the coupon barrier is met). If the final level is below the downside threshold, repayment is reduced in line with the stock’s percentage decline and investors can lose all of their initial investment. The minimum investment is 100 notes at $10 each, and the estimated initial value is expected to be between $9.43 and $9.68 per $10 note.

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UBS AG is offering $200,000 Trigger Autocallable Contingent Yield Notes linked to the common stock of Netflix, Inc., maturing on August 10, 2027. These unsecured debt obligations pay a contingent coupon only when Netflix’s closing share price is at or above a preset coupon barrier on each observation date.

The notes may be automatically called early if Netflix’s share price is at or above the initial level on any observation date before maturity, in which case investors receive the principal plus any due coupon and the notes terminate. If the notes are not called and Netflix’s final share price is at or above the downside threshold, principal is repaid at maturity; if it is below, repayment is reduced in line with the share price decline, up to a total loss of principal.

The offering features an illustrative contingent coupon rate of 11.09% per annum, with a hypothetical coupon barrier and downside threshold set at 65% of the initial level. Notes are issued in $10 denominations, with a minimum investment of $1,000, and an estimated initial value of $9.76 per Note based on UBS’s internal pricing models. All payments depend on UBS’s creditworthiness, and the notes will not be listed on any exchange, which may affect liquidity and resale pricing.

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UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc. with an expected maturity around February 10, 2027.

Investors receive contingent coupons only when the stock closes at or above a specified coupon barrier on an observation date. The notes are automatically called early if the stock closes at or above its initial level on any observation date before the final one, in which case holders receive principal plus the applicable contingent coupon and no further payments.

If the notes are not called and the final stock level is at or above a downside threshold, investors receive their full principal at maturity; if it is below the threshold, repayment is reduced in line with the stock’s percentage decline and can fall to zero. The notes are issued in $10 denominations, with a minimum investment of 100 notes ($1,000), and the estimated initial value per note on the trade date is expected to range from $9.44 to $9.69. All payments depend on the creditworthiness of UBS, and the notes will not be listed on any exchange.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8004 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on February 6, 2026.