Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AMUB filings document UBS AG’s role as the foreign private issuer behind the ETRACS Alerian MLP Index ETN Series B and the broader debt-securities platform under which UBS offers registered securities. UBS AG’s Form 6-K materials include quarterly and annual reporting references, IFRS financial information, capitalization tables, debt issued, registration-statement updates, legal opinions and offering-related disclosures.
The filing record also covers UBS Group and UBS AG risk and capital management, Pillar 3 regulatory capital metrics, leverage, liquidity and funding, governance signatures, and material reports involving debt securities. These disclosures frame AMUB as a senior unsecured UBS AG obligation whose value and payments depend on the note terms and UBS AG credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation. These are unsecured, unsubordinated debt obligations that pay a contingent coupon only if NVIDIA’s share price on each observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes can be automatically called before maturity if NVIDIA’s closing level on an observation date meets or exceeds the initial level. In that case, investors receive the principal plus any due coupon, and the notes terminate early. If the notes are not called and NVIDIA’s final level is at or above a downside threshold, investors receive principal back at maturity; if it is below that threshold, repayment is reduced in line with the stock’s decline and can fall to zero.
Any payment depends entirely on the creditworthiness of UBS, and the notes are not insured or listed on an exchange. The estimated initial value per note is expected to be between $9.44 and $9.69 versus a $10 issue price, reflecting structuring and distribution costs.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Vistra Corp., maturing on or about January 5, 2028. Each Note has a $10 principal amount, with a minimum investment of 100 Notes ($1,000). Investors receive a contingent coupon on a coupon payment date only if the Vistra share price on the related observation date is at or above a preset coupon barrier; otherwise no coupon is paid.
The Notes are automatically called early if, on any observation date before the final valuation date of January 3, 2028, the Vistra share price is at or above the initial level. In that case, UBS repays principal plus the due contingent coupon and no further payments are made. If the Notes are not called and the final Vistra price is below a downside threshold, repayment at maturity is reduced in proportion to the share’s decline, and investors can lose all of their initial investment. Payments depend on the creditworthiness of UBS, the Notes will not be listed on an exchange, and the estimated initial value per Note is expected to be between $9.47 and $9.72.
UBS AG is offering $3,513,000 of autocallable notes linked to the Russell 2000® Index, scheduled to mature on January 5, 2029.
The notes pay no interest but may be automatically called on annual observation dates if the index closes at or above the call threshold level of 2,500.586, which is 100.00% of the initial level. If called, investors receive $1,000 principal plus a call return based on an 11.25% per annum rate, with call prices ranging from $1,112.50 in 2027 to $1,337.50 at maturity.
If the notes are never called and the final index level is below the initial level, the maturity payment equals $1,000 multiplied by 1 plus the underlying return, resulting in full downside market exposure and potential total loss of principal. The notes are unsecured, unsubordinated obligations of UBS AG, are not listed on any exchange, have an estimated initial value of $972.30 per $1,000, and provide UBS net proceeds of $977.50 per note after a $22.50 underwriting discount.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, maturing on or about January 10, 2030. Each Note has a $1,000 principal amount and pays a contingent coupon at a rate of 6.60% per annum (about $5.50 per month) only if, on the relevant observation date, the closing level of each index is at or above its coupon barrier, set at 65% of its initial level. If any index is below its barrier, no coupon is paid for that period.
UBS may, at its discretion, call the Notes in whole on any monthly observation date beginning after six months, paying back principal plus any due coupon, after which no further payments are made. If the Notes are not called and, at maturity, each index is at or above its downside threshold (also 65% of its initial level), investors receive full principal. If any index finishes below its downside threshold, repayment is reduced dollar-for-dollar with the negative return of the worst-performing index, and investors can lose all principal. The estimated initial value is expected to range from $929 to $959 per $1,000 Note, reflecting dealer compensation and structuring costs. All payments are subject to the credit risk of UBS, the Notes are not insured, and there may be little or no secondary market.
UBS AG is offering Digital S&P 500® Index-Linked Medium-Term Notes that pay no interest and return a cash amount at maturity based on S&P 500 performance over an expected 18–21 month term. For each $1,000 face amount, if the final index level is at or above a buffer level of 87.50% of the initial level, investors receive a capped payoff, the maximum settlement amount, expected to be between $1,111.00 and $1,130.50. This represents a limited upside relative to direct index ownership.
If the S&P 500 falls more than the 12.50% buffer, the notes incur amplified losses: investors lose approximately 1.1429% of face value for every 1% decline below the buffer and could lose their entire investment. The notes are unsecured obligations of UBS AG London Branch, are not FDIC insured, will not be listed on an exchange and may have little or no secondary market. The estimated initial value is expected to be between $967.50 and $997.50 per $1,000, reflecting internal pricing, costs and hedging. The filing highlights significant market, liquidity, credit and U.S. tax uncertainties, including potential Section 871(m) and FATCA implications.
UBS AG is offering Step Down Trigger Autocallable Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index, maturing around January 22, 2030. Each Note has a principal amount of $1,000 and pays no coupons; instead, investors may receive a call payment if, on any annual observation date, the closing level of each index is at or above its call threshold level.
The call return rate is 10.00% per annum, so the call price would be $1,100, $1,200, $1,300 or $1,400 per Note if the Notes are automatically called on successive observation dates or at maturity. If the Notes are never called and the final level of at least one index is below its downside threshold, set at 75.00% of its initial level for each index, investors lose principal equal to the negative return of the worst-performing index and could lose their entire investment.
The Notes are unsecured, unsubordinated obligations of UBS AG, not bank deposits and not insured by any government agency. The estimated initial value per Note is expected to be between $959.10 and $989.10, reflecting underwriting, hedging and issuance costs, and there may be little or no secondary market. All payments depend on UBS’s creditworthiness.
UBS AG is issuing $1,732,000 of unsubordinated, unsecured autocallable notes linked to the S&P 500 Index, due January 5, 2029. Each Note has a $1,000 principal amount and may be automatically called on annual observation dates if the index closing level is at or above the call threshold, set at 6,896.24, which is 100% of the initial level. If called, investors receive the call price, equal to principal plus a call return based on an 8.55% per annum call return rate, which increases the longer the Notes remain outstanding.
If the Notes are never called and the final index level is below the initial level, the maturity payment per Note equals $1,000 × (1 + underlying return), exposing investors to the full downside of the S&P 500 with potential total loss of principal. The estimated initial value is $971.50 per Note, below the $1,000 issue price, and all payments depend on the creditworthiness of UBS, with no listing, no interest, and no dividend participation.
UBS AG is offering $4,151,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq‑100, Russell 2000 and S&P 500 indexes, maturing January 5, 2029. Each $1,000 Note pays a 10.00% per annum contingent coupon (about $8.3333 monthly) only if, on a given observation date, all three indexes close at or above their coupon barriers, set at 75% of initial level for each index.
UBS can call the Notes in whole, starting after three months, on any observation date, paying back principal plus the applicable coupon; no further payments would be made. If the Notes are not called and each index finishes at or above its downside threshold (60% of initial level), investors receive full principal at maturity. If any index ends below its downside threshold, repayment is reduced one‑for‑one with the decline of the worst index, and investors can lose up to their entire investment.
The Notes are unsecured obligations of UBS, not bank deposits, and are not listed on any exchange. The estimated initial value is $966.40 per $1,000 Note, reflecting dealer compensation, hedging and issuance costs, and UBS’ internal funding rate. The product is positioned only for investors who understand equity‑index and issuer credit risk, can tolerate loss of principal and coupons, and accept limited upside capped at the contingent coupons.
UBS AG is offering Capped Leveraged S&P 500® Index-Linked Medium-Term Notes linked to the S&P 500® Index. The notes have a face amount of $1,000 each, a term expected to be between 13 and 15 months, and pay no interest.
At maturity, holders receive: full principal plus 150% of any positive index return, capped at a maximum settlement amount expected to be between $1,134.55 and $1,158.25 per $1,000; face amount if the index is unchanged; or a loss matching any negative index return, potentially losing the entire investment. The notes are unsecured obligations of UBS, not FDIC insured, with limited or no secondary market and complex U.S. tax treatment. The estimated initial value is expected between $954.90 and $984.90 per $1,000 face amount.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, maturing around January 11, 2029. The Notes pay a contingent coupon of 10.70% per annum (about $8.9167 per month per $1,000 Note) only if, on each monthly observation date, the closing level of every index is at or above its coupon barrier, set at 70% of its initial level.
UBS may call the Notes in whole on any observation date starting after three months. If called, investors receive the principal plus any due contingent coupon and no further payments. If the Notes are not called and, on the final valuation date, each index is at or above its downside threshold (also 70% of its initial level), investors receive back principal, plus any final contingent coupon.
If the Notes are not called and any index finishes below its downside threshold, the maturity payment is reduced in line with the negative return of the worst-performing index, down to zero, so investors can lose all principal. The Notes are unsecured obligations of UBS, not insured, not listed on an exchange, and their estimated initial value is $961.40–$991.40 per $1,000 Note.