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UBS AG (AMUB) SEC Filings, Feb 6, 2026

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering $200,000 Trigger Autocallable Contingent Yield Notes linked to the common stock of Netflix, Inc., maturing on August 10, 2027. These unsecured debt obligations pay a contingent coupon only when Netflix’s closing share price is at or above a preset coupon barrier on each observation date.

The notes may be automatically called early if Netflix’s share price is at or above the initial level on any observation date before maturity, in which case investors receive the principal plus any due coupon and the notes terminate. If the notes are not called and Netflix’s final share price is at or above the downside threshold, principal is repaid at maturity; if it is below, repayment is reduced in line with the share price decline, up to a total loss of principal.

The offering features an illustrative contingent coupon rate of 11.09% per annum, with a hypothetical coupon barrier and downside threshold set at 65% of the initial level. Notes are issued in $10 denominations, with a minimum investment of $1,000, and an estimated initial value of $9.76 per Note based on UBS’s internal pricing models. All payments depend on UBS’s creditworthiness, and the notes will not be listed on any exchange, which may affect liquidity and resale pricing.

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UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc. with an expected maturity around February 10, 2027.

Investors receive contingent coupons only when the stock closes at or above a specified coupon barrier on an observation date. The notes are automatically called early if the stock closes at or above its initial level on any observation date before the final one, in which case holders receive principal plus the applicable contingent coupon and no further payments.

If the notes are not called and the final stock level is at or above a downside threshold, investors receive their full principal at maturity; if it is below the threshold, repayment is reduced in line with the stock’s percentage decline and can fall to zero. The notes are issued in $10 denominations, with a minimum investment of 100 notes ($1,000), and the estimated initial value per note on the trade date is expected to range from $9.44 to $9.69. All payments depend on the creditworthiness of UBS, and the notes will not be listed on any exchange.

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UBS AG is offering trigger autocallable contingent yield notes linked to the common stock of Microsoft Corporation, maturing on February 10, 2028. These unsubordinated, unsecured notes pay a contingent coupon only when Microsoft’s closing level on an observation date is at or above a preset coupon barrier.

The notes are automatically called early if Microsoft’s closing level on any observation date before maturity is at or above the initial level, in which case investors receive the principal plus any due contingent coupon and no further payments. If the notes are not called and Microsoft’s final level is at or above a downside threshold, investors receive only the principal at maturity.

If the notes are not called and Microsoft’s final level is below the downside threshold, the maturity payment is reduced in line with the stock’s percentage decline, and investors can lose some or all of their investment. The notes are issued in $10 denominations, with a minimum investment of 100 notes, have an estimated initial value of $9.79 per note, will not be listed on any exchange, and all payments depend on the creditworthiness of UBS.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Netflix, Inc., maturing on or about August 10, 2027. These are unsubordinated, unsecured debt obligations of UBS.

Investors receive a contingent coupon only if Netflix’s closing level on each observation date is at or above a coupon barrier. The notes are automatically called if Netflix closes at or above the initial level on any observation date before maturity, returning principal plus that period’s coupon.

If not called, and the final level is at or above a downside threshold, principal is repaid at maturity. If the final level is below the downside threshold, repayment is reduced in line with Netflix’s decline, up to a total loss of principal.

The notes are subject to UBS credit risk, will not be listed, have a minimum investment of 100 notes at $10 each, and an estimated initial value between $9.42 and $9.67 per note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation, maturing on or about February 10, 2028. These unsecured debt securities pay a contingent coupon only when Microsoft’s closing level on an observation date is at or above a preset coupon barrier.

The notes can be called early if Microsoft’s stock closes at or above its initial level on any observation date before the final valuation date of February 8, 2028. In that case, investors receive the principal plus any due contingent coupon and the notes terminate. If not called and the final level is at or above the downside threshold, investors receive full principal at maturity.

If the notes are not called and Microsoft’s final level is below the downside threshold, the repayment is reduced in proportion to the stock’s decline, and investors can lose their entire investment. Payments depend on UBS’s credit; the notes are not FDIC insured, will not be listed on an exchange, require a minimum $1,000 investment, and have an estimated initial value between $9.49 and $9.74 per $10 note in this preliminary supplement.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., with $10 principal per Note and a minimum investment of 100 Notes. These are unsecured, unsubordinated debt obligations of UBS.

The Notes pay a contingent coupon only if Micron’s share price on an observation date is at or above a coupon barrier; otherwise no coupon is paid. They may be automatically called early if Micron’s price is at or above the initial level on any observation date, returning principal plus the applicable coupon and ending the investment.

If the Notes are not called and Micron’s final share price is at or above the downside threshold at maturity in February 2028, investors receive principal back (plus any final contingent coupon). If the final price is below the downside threshold, repayment is reduced in line with the underlying share decline, and investors can lose all of their initial investment. All payments depend on the creditworthiness of UBS, and the estimated initial value is $9.76 per $10 Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., maturing on or about February 10, 2028. These unsecured debt obligations pay contingent coupons only when Micron’s closing share price is at or above a specified coupon barrier on scheduled observation dates.

The notes are automatically called early if Micron’s share price is at or above the initial level on any observation date before maturity, in which case investors receive the principal plus the applicable contingent coupon and no further payments. If the notes are not called and Micron’s final share price is at or above a downside threshold, investors receive their principal back at maturity, plus any final contingent coupon if the coupon barrier is met.

If the notes are not called and Micron’s final share price is below the downside threshold, investors incur a loss matching Micron’s percentage decline from the initial level, and could lose their entire investment. Payments depend on UBS’s credit; the notes are not insured, will not be listed on an exchange, are issued in $10 denominations with a $1,000 minimum, and have an estimated initial value between $9.41 and $9.66 per $10 note based on UBS internal models.

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UBS AG is offering $564,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index. The notes pay a 10.00% per annum contingent coupon only when all three indices close at or above their coupon barriers on monthly observation dates.

UBS may call the notes in whole, beginning after 6 months, paying principal plus any due coupon. If not called and any index finishes below its downside threshold (70.00% of its initial level) at maturity, investors suffer a loss matching the negative return of the worst index, up to a total loss of principal. The notes are unsecured obligations of UBS AG, not listed on any exchange, with estimated initial value of $975.90 per $1,000 note and offering proceeds of $562,590 to UBS AG.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the worst performer of the S&P 500 Index and Nasdaq‑100 Index, maturing on or about August 18, 2027. Each $1,000 Note pays an 8.35% per annum contingent coupon only when both indices are at or above 70% of their initial levels on monthly observation dates.

UBS may call the Notes at its discretion on any observation date starting after 12 months, repaying principal plus any due coupon. If the Notes are not called and either index finishes below its 70% downside threshold at maturity, repayment is reduced in line with the weakest index’s loss, up to total loss of principal. Payments depend on UBS’s credit; the estimated initial value is between $960.50 and $990.50 per Note, reflecting embedded fees and hedging costs.

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UBS AG is offering $4,673,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000 Index, the S&P 500 Index and the Utilities Select Sector SPDR Fund, maturing in February 2031.

The Notes pay a contingent coupon at a rate of 10.10% per annum (about $8.4167 per $1,000 per month) only if, on each monthly observation date, the closing level of every underlying is at or above 70% of its initial level. UBS can call the Notes in whole, starting after six months, paying back principal plus any due coupon.

If the Notes are not called and any underlying finishes below its 70% downside threshold, investors receive principal reduced one-for-one with the worst performer’s decline, which can mean a total loss. All payments depend on UBS’s ability to meet its obligations as an unsecured issuer.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on February 6, 2026.