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UBS AG (AMUB) SEC Filings, Feb 3, 2026

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering $1,637,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 indexes, maturing on February 2, 2029. The notes pay a 9.70% per annum contingent coupon, with monthly payments only if all three indexes stay at or above coupon barriers set at 75% of their initial levels.

UBS can call the notes in whole on any monthly observation date after three months, returning principal plus any due coupon, after which no further payments are made. If the notes are not called and any index finishes below its downside threshold at 60% of its initial level, repayment is reduced one-for-one with the worst index’s loss and can fall to zero.

Payments depend entirely on UBS’s credit; a default could eliminate all amounts due. The notes are not listed, may have limited liquidity, and their estimated initial value is $961.50 per $1,000 note, below the issue price, reflecting fees, hedging costs and UBS’s internal funding rate.

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UBS AG is offering $329,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of UnitedHealth Group, maturing on February 7, 2028. Each Note has a $10 principal amount and is an unsubordinated, unsecured debt obligation of UBS.

Investors receive a high contingent coupon, illustrated at 16.47% per annum ($0.8235 per $10 Note per period), only when the stock closes at or above the coupon barrier, set at 80% of the initial level. If the stock closes at or above the initial level on any observation date before maturity, the Notes are automatically called, returning principal plus the due coupon, and then terminate.

If the Notes are not called and the final stock level is at or above the downside threshold (also 80% of the initial level), UBS repays principal at maturity, plus any final coupon. If the final level is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors can lose up to their entire investment. Payments depend on UBS’s credit, the estimated initial value is $9.69 per $10 Note, the minimum investment is 100 Notes, and the Notes will not be listed on any exchange.

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UBS AG is offering $301,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of KLA Corporation, maturing on February 5, 2027. These are unsecured, unsubordinated UBS debt obligations with no principal protection and no FDIC insurance.

Investors receive contingent coupons only when KLA’s share price on an observation date is at or above a coupon barrier, illustrated at 60% of the initial level. The notes can be automatically called early if KLA’s stock closes at or above the initial level, returning principal plus the due coupon. If not called and the final stock level is below the downside threshold, repayment is reduced in line with the stock’s decline, up to a total loss of principal. The notes are sold in $10 denominations (minimum $1,000), have an estimated initial value of $9.87 per $10 note, will not be listed on an exchange, and all payments depend on UBS’s creditworthiness.

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UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of UnitedHealth Group Incorporated, maturing on or about February 7, 2028. Each Note has a $10 principal amount and is designed to pay conditional interest and potentially return principal.

Investors receive a contingent coupon on each observation date only if the share price is at or above a preset coupon barrier; otherwise no coupon is paid. The Notes are automatically called early if the stock closes at or above its initial level on any observation date before maturity, returning principal plus that period’s coupon.

If the Notes are not called and the final stock level is at or above the downside threshold (illustrated at 80% of the initial level), principal is repaid; if it is below, repayment is reduced in line with the stock’s decline, and all principal can be lost. The Notes are unsubordinated, unsecured obligations of UBS, with payments dependent on UBS’s credit. The minimum investment is 100 Notes ($1,000), and the estimated initial value per Note is expected between $9.33 and $9.58.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of KLA Corporation, maturing on or about February 5, 2027. These are unsubordinated, unsecured debt obligations of UBS, not bank deposits and not FDIC insured.

Investors receive contingent coupons only on coupon payment dates when KLA’s closing level on the related observation date is at or above a preset coupon barrier. If on any observation date before maturity the closing level is at or above the initial level, the notes are automatically called and investors receive principal plus the applicable contingent coupon, with no further payments.

If the notes are not called and the final KLA level is at or above a downside threshold, UBS repays principal at maturity, possibly with a final contingent coupon. If the final level is below the downside threshold, repayment is reduced in line with KLA’s decline and can fall to zero, causing total loss of principal. Any payment depends on UBS’s credit. The notes are offered in minimums of 100 notes at $10 each, with an estimated initial value between $9.51 and $9.76 per note and will not be listed on an exchange.

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UBS AG is offering $319,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, maturing on February 5, 2027. These are unsubordinated, unsecured debt obligations of UBS.

Investors receive a contingent coupon only if Oracle’s closing level on an observation date, including the final valuation date, is at or above a specified coupon barrier. The notes are automatically called early if Oracle’s level on any observation date (before the final one) is at or above the initial level, in which case investors receive principal plus that period’s contingent coupon and no further payments.

If the notes are not called and Oracle’s final level is at or above the downside threshold, investors receive full principal at maturity, plus any final contingent coupon if the coupon barrier is also met. If the final level is below the downside threshold, repayment is reduced in line with Oracle’s percentage decline, and investors can lose all of their investment.

The notes are not listed on any exchange, have a minimum investment of 100 notes at $10 per note, and had an estimated initial value of $9.73 per note on the trade date. Any payments depend entirely on the creditworthiness of UBS, and the documents highlight that these notes are significantly riskier than conventional debt securities.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, maturing on or about February 5, 2027. These unsecured debt obligations can pay conditional coupons only when Oracle’s stock closes at or above a preset coupon barrier on scheduled observation dates.

The notes are automatically called early, with principal plus any due coupon, if Oracle’s stock closes at or above the initial level on any observation date before maturity. If not called and the final stock level is at or above a downside threshold, investors receive principal back at maturity; if it is below that threshold, repayment is reduced in line with the stock’s decline, and total loss of principal is possible. All payments depend on UBS’s credit, and the notes will not be listed on any exchange.

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UBS AG is offering $215,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., maturing on February 7, 2028. These unsecured debt notes pay a high contingent coupon only if Micron’s share price on each observation date is at or above a preset coupon barrier.

The notes can be called early if Micron’s stock closes at or above the initial level on any observation date, repaying the $10 principal per note plus the due coupon and ending further payments. If not called, and Micron’s final level is at or above the downside threshold, investors receive full principal back, potentially with a final coupon.

If the notes are not called and Micron’s final share price is below the downside threshold, repayment is reduced in line with the stock’s percentage loss, and investors could lose their entire investment. The estimated initial value is $9.76 per $10 note, and all payments depend on the creditworthiness of UBS.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., maturing on or about February 7, 2028. These unsecured debt obligations pay a contingent coupon only when Micron’s closing share price on an observation date is at or above a specified coupon barrier.

If Micron’s share price is at or above the initial level on any observation date before the final valuation date, the notes are automatically called and investors receive principal plus the contingent coupon for that date, with no further payments. If not called, and Micron’s final level is at or above a downside threshold, investors receive only their principal at maturity, plus any final contingent coupon.

If the notes are not called and Micron’s final level is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors can lose all of their initial investment. All payments depend on the creditworthiness of UBS AG. The notes are not listed, require a minimum investment of 100 notes at $10 each, and have an estimated initial value between $9.41 and $9.66 per note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Huntsman Corporation stock, maturing on February 7, 2028. These unsecured debt notes may pay periodic contingent coupons, but only when Huntsman’s share price on each observation date is at or above a preset coupon barrier.

The notes can be automatically called before maturity if Huntsman’s share price is at or above the initial level on an observation date, in which case investors receive principal plus any due coupon and the product terminates. If not called, and the final share price is at or above a downside threshold, investors receive full principal at maturity, potentially with a final coupon. If the final price is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose all principal. Credit risk also applies because all payments depend on UBS’s ability to pay. The notes are sold at $10 per Note, minimum 100 Notes, with an estimated initial value of $9.27 per Note.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on February 3, 2026.