Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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UBS AG is offering $301,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of KLA Corporation, maturing on February 5, 2027. These are unsecured, unsubordinated UBS debt obligations with no principal protection and no FDIC insurance.
Investors receive contingent coupons only when KLA’s share price on an observation date is at or above a coupon barrier, illustrated at 60% of the initial level. The notes can be automatically called early if KLA’s stock closes at or above the initial level, returning principal plus the due coupon. If not called and the final stock level is below the downside threshold, repayment is reduced in line with the stock’s decline, up to a total loss of principal. The notes are sold in $10 denominations (minimum $1,000), have an estimated initial value of $9.87 per $10 note, will not be listed on an exchange, and all payments depend on UBS’s creditworthiness.
UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of UnitedHealth Group Incorporated, maturing on or about February 7, 2028. Each Note has a $10 principal amount and is designed to pay conditional interest and potentially return principal.
Investors receive a contingent coupon on each observation date only if the share price is at or above a preset coupon barrier; otherwise no coupon is paid. The Notes are automatically called early if the stock closes at or above its initial level on any observation date before maturity, returning principal plus that period’s coupon.
If the Notes are not called and the final stock level is at or above the downside threshold (illustrated at 80% of the initial level), principal is repaid; if it is below, repayment is reduced in line with the stock’s decline, and all principal can be lost. The Notes are unsubordinated, unsecured obligations of UBS, with payments dependent on UBS’s credit. The minimum investment is 100 Notes ($1,000), and the estimated initial value per Note is expected between $9.33 and $9.58.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of KLA Corporation, maturing on or about February 5, 2027. These are unsubordinated, unsecured debt obligations of UBS, not bank deposits and not FDIC insured.
Investors receive contingent coupons only on coupon payment dates when KLA’s closing level on the related observation date is at or above a preset coupon barrier. If on any observation date before maturity the closing level is at or above the initial level, the notes are automatically called and investors receive principal plus the applicable contingent coupon, with no further payments.
If the notes are not called and the final KLA level is at or above a downside threshold, UBS repays principal at maturity, possibly with a final contingent coupon. If the final level is below the downside threshold, repayment is reduced in line with KLA’s decline and can fall to zero, causing total loss of principal. Any payment depends on UBS’s credit. The notes are offered in minimums of 100 notes at $10 each, with an estimated initial value between $9.51 and $9.76 per note and will not be listed on an exchange.
UBS AG is offering $319,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, maturing on February 5, 2027. These are unsubordinated, unsecured debt obligations of UBS.
Investors receive a contingent coupon only if Oracle’s closing level on an observation date, including the final valuation date, is at or above a specified coupon barrier. The notes are automatically called early if Oracle’s level on any observation date (before the final one) is at or above the initial level, in which case investors receive principal plus that period’s contingent coupon and no further payments.
If the notes are not called and Oracle’s final level is at or above the downside threshold, investors receive full principal at maturity, plus any final contingent coupon if the coupon barrier is also met. If the final level is below the downside threshold, repayment is reduced in line with Oracle’s percentage decline, and investors can lose all of their investment.
The notes are not listed on any exchange, have a minimum investment of 100 notes at $10 per note, and had an estimated initial value of $9.73 per note on the trade date. Any payments depend entirely on the creditworthiness of UBS, and the documents highlight that these notes are significantly riskier than conventional debt securities.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, maturing on or about February 5, 2027. These unsecured debt obligations can pay conditional coupons only when Oracle’s stock closes at or above a preset coupon barrier on scheduled observation dates.
The notes are automatically called early, with principal plus any due coupon, if Oracle’s stock closes at or above the initial level on any observation date before maturity. If not called and the final stock level is at or above a downside threshold, investors receive principal back at maturity; if it is below that threshold, repayment is reduced in line with the stock’s decline, and total loss of principal is possible. All payments depend on UBS’s credit, and the notes will not be listed on any exchange.
UBS AG is offering $215,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., maturing on February 7, 2028. These unsecured debt notes pay a high contingent coupon only if Micron’s share price on each observation date is at or above a preset coupon barrier.
The notes can be called early if Micron’s stock closes at or above the initial level on any observation date, repaying the $10 principal per note plus the due coupon and ending further payments. If not called, and Micron’s final level is at or above the downside threshold, investors receive full principal back, potentially with a final coupon.
If the notes are not called and Micron’s final share price is below the downside threshold, repayment is reduced in line with the stock’s percentage loss, and investors could lose their entire investment. The estimated initial value is $9.76 per $10 note, and all payments depend on the creditworthiness of UBS.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., maturing on or about February 7, 2028. These unsecured debt obligations pay a contingent coupon only when Micron’s closing share price on an observation date is at or above a specified coupon barrier.
If Micron’s share price is at or above the initial level on any observation date before the final valuation date, the notes are automatically called and investors receive principal plus the contingent coupon for that date, with no further payments. If not called, and Micron’s final level is at or above a downside threshold, investors receive only their principal at maturity, plus any final contingent coupon.
If the notes are not called and Micron’s final level is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors can lose all of their initial investment. All payments depend on the creditworthiness of UBS AG. The notes are not listed, require a minimum investment of 100 notes at $10 each, and have an estimated initial value between $9.41 and $9.66 per note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Huntsman Corporation stock, maturing on February 7, 2028. These unsecured debt notes may pay periodic contingent coupons, but only when Huntsman’s share price on each observation date is at or above a preset coupon barrier.
The notes can be automatically called before maturity if Huntsman’s share price is at or above the initial level on an observation date, in which case investors receive principal plus any due coupon and the product terminates. If not called, and the final share price is at or above a downside threshold, investors receive full principal at maturity, potentially with a final coupon. If the final price is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose all principal. Credit risk also applies because all payments depend on UBS’s ability to pay. The notes are sold at $10 per Note, minimum 100 Notes, with an estimated initial value of $9.27 per Note.
UBS AG is offering $159,000 in Trigger Autocallable Contingent Yield Notes linked to the common stock of Dow Inc., maturing on February 5, 2029. The Notes pay contingent coupons only if Dow’s share price on each observation date is at or above a preset coupon barrier; otherwise no coupon is paid.
The Notes may be called early if Dow’s share price reaches or exceeds the initial level on an observation date, in which case investors receive principal plus any due coupon and the Notes terminate. If the Notes are not called and Dow’s final level is below the downside threshold, investors lose the same percentage as Dow’s decline and could lose their entire investment.
The Notes are unsecured debt of UBS, issued in $10 denominations with a minimum $1,000 investment, and will not be listed on any exchange. The estimated initial value is $9.62 per $10 Note, reflecting internal pricing and funding assumptions.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Huntsman Corporation, with a scheduled maturity around February 7, 2028.
The notes pay contingent coupons only if the stock closes on or above a preset coupon barrier on each observation date. They can be called early if the stock closes at or above the initial level, in which case investors receive principal plus the due coupon and no further payments.
If the notes are not called and the final stock level is at or above the downside threshold, investors receive full principal at maturity; if it is below, repayment is reduced in line with the stock’s percentage decline and can fall to zero. Minimum investment is 100 notes at $10 each, and the estimated initial value per note is expected between $8.97 and $9.22. All payments depend on the creditworthiness of UBS.