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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering $105,000 of Trigger Autocallable Contingent Yield Notes linked to Microsoft common stock, maturing on February 7, 2028. These unsecured debt notes can pay quarterly contingent coupons only when Microsoft’s share price stays at or above a preset coupon barrier on observation dates.

The notes are automatically called, returning principal plus any due coupon, if Microsoft’s closing level on an observation date at or after six months is at or above the initial level. If not called, and Microsoft finishes at or above the downside threshold at maturity, investors receive full principal; if it finishes below, repayment falls in line with the stock’s decline and losses can reach 100%.

Payments depend entirely on UBS’s creditworthiness, the notes are not insured or exchange‑listed, and the estimated initial value is $9.70 per $10 note, reflecting UBS’s internal pricing and funding considerations.

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UBS AG is offering $450,000 of Trigger Autocallable Contingent Yield Notes linked to Microsoft Corporation common stock, maturing on February 5, 2027. Each Note has a $10 principal amount and pays a high contingent coupon only when Microsoft’s share price is at or above a preset coupon barrier on observation dates.

The Notes can be automatically called early if Microsoft’s share price is at or above the initial level on any observation date, in which case investors receive principal plus the applicable coupon and the Notes terminate. If not called and Microsoft’s final share price is at or above the downside threshold, principal is repaid; if it falls below that threshold, repayment is reduced in line with the stock’s decline and investors can lose all of their investment.

The contingent repayment of principal applies only at maturity, and all payments depend on UBS’s credit. The estimated initial value is $9.82 per $10 Note, reflecting UBS’s internal pricing models and funding rate.

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UBS AG is offering $2,543,500 of Trigger Autocallable Contingent Yield Notes linked to Block, Inc. common stock, maturing on February 5, 2029. These are unsecured UBS debt obligations whose payments depend on Block’s share performance and UBS’s creditworthiness.

Investors receive contingent coupons only if Block’s closing price on quarterly observation dates is at or above a preset coupon barrier; otherwise no coupon is paid. The notes may be automatically called after six months if Block closes at or above the initial level, returning principal plus any due coupon but ending further payments. If never called, principal is repaid at maturity only if Block’s final level is at or above a downside threshold; below that level, repayment is reduced in line with Block’s decline, and investors could lose their entire investment. The minimum investment is 100 notes at $10 each, and the estimated initial value per note is $9.76.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Dow Inc., maturing on or about February 5, 2029. Each Note has a principal amount of $10, with a minimum investment of 100 Notes (a $1,000 investment).

Investors receive contingent coupons only if Dow’s share price on an observation date is at or above a coupon barrier, set at 50% of the initial level in the illustrative examples. The Notes can be automatically called early if Dow’s stock closes at or above the initial level on any observation date before final valuation.

If not called and the final level is at or above the downside threshold, UBS repays the $10 principal per Note (plus any final contingent coupon if the barrier is met). If the final level is below the downside threshold, repayment is reduced in line with Dow’s percentage decline, and investors can lose all of their initial investment.

The estimated initial value per Note is expected to be between $9.29 and $9.54, reflecting UBS’s internal pricing models and funding rate. All payments depend on the creditworthiness of UBS AG, and the Notes will not be listed on any securities exchange.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation, maturing on or about February 7, 2028. These unsecured debt notes pay contingent coupons only when Microsoft’s share price on quarterly observation dates is at or above a coupon barrier.

The notes can be automatically called after six months if Microsoft’s share price is at or above the initial level on an observation date, in which case investors receive principal plus any due coupon and the notes terminate. If not called, and the final share price is at or above a downside threshold, investors receive full principal at maturity.

If the notes are not called and Microsoft’s final share price is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors can lose all of their principal. Payments depend on UBS’s credit, the notes will not be listed on an exchange, and the estimated initial value per $10 note is expected to be between $9.41 and $9.66. The minimum investment is 100 notes at $10 each.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation, maturing on or about February 5, 2027. Each Note has a principal amount of $10, with a minimum investment of 100 Notes.

Investors may receive periodic contingent coupons only if Microsoft’s closing share price on an observation date is at or above the coupon barrier, set at $80.00, which is 80% of the initial level in the hypothetical examples. The same level serves as the downside threshold. If, on any observation date before the final valuation date, Microsoft’s share price is at or above the initial level, the Notes are automatically called and pay back principal plus the applicable contingent coupon.

If the Notes are not called and Microsoft’s final share price is at or above the downside threshold, investors receive only the principal back at maturity, plus any final contingent coupon. If the final share price is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose all of their initial investment. All payments depend on the creditworthiness of UBS AG.

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UBS AG is offering $350,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of PayPal Holdings, Inc., maturing on February 5, 2027. These are unsubordinated, unsecured debt obligations of UBS.

Investors receive contingent coupons only if PayPal’s stock closes at or above a preset coupon barrier on each observation date. The notes are automatically called early if the stock closes at or above the initial level, in which case investors receive principal plus any due coupon and no further payments.

If the notes are not called and the final stock level is at or above the downside threshold, investors receive full principal at maturity, possibly with a final coupon. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and all principal can be lost.

The notes are not listed on any exchange, have a minimum investment of 100 notes at $10 each, and carry UBS credit risk. The estimated initial value is $9.77 per $10 note, reflecting UBS’ internal pricing and funding assumptions.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Block, Inc., maturing on or about February 5, 2029. These unsecured debt securities pay a contingent coupon only when Block’s closing share price on a quarterly observation date is at or above a preset coupon barrier.

The notes can be automatically called starting after six months if Block’s stock closes at or above the initial level on an observation date, returning principal plus any due coupon, with no further payments. If not called and Block’s final share price is at or above a downside threshold at maturity, investors receive principal back; if it is below that threshold, repayment is reduced in line with Block’s decline and losses can reach 100% of invested principal.

All payments depend on UBS’s credit. The notes will not be listed on an exchange, require a minimum investment of 100 notes at $10 each, and have an estimated initial value between $9.38 and $9.63 per $10 note based on UBS internal pricing models.

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UBS AG is offering $125,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Marvell Technology, Inc., maturing on February 5, 2029. These are unsecured, unsubordinated debt obligations of UBS, not bank deposits or FDIC insured.

Investors receive a contingent coupon only if Marvell’s stock closes at or above a coupon barrier on each quarterly observation date; otherwise no coupon is paid. The notes may be automatically called after six months if the stock is at or above its initial level, returning principal plus any due coupon.

If the notes are not called and Marvell’s stock is at or above the downside threshold at final valuation, UBS repays principal (plus any final coupon). If it is below the downside threshold, repayment is reduced in line with the stock’s loss, and investors can lose all principal. Any payment depends on UBS’s credit, the notes will not be listed, and the estimated initial value is $9.68 per $10 note.

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UBS AG is offering $805,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., maturing on February 5, 2029. The Notes pay quarterly contingent coupons only when Micron’s share price is at or above a preset coupon barrier on each observation date.

The Notes can be called early each quarter starting after six months if Micron’s stock is at or above the initial level, in which case investors receive the $10 principal per Note plus any due coupon and no further payments. If the Notes are not called and Micron’s final share price is at or above the downside threshold, investors receive their principal back; if it is below, repayment is reduced in line with the stock’s decline, and losses can reach 100% of principal.

The illustrative contingent coupon rate is 24.86% per annum (about $0.6215 per quarter on a $10 Note), with both the downside threshold and coupon barrier shown at $50.00, or 50% of the initial level. The minimum investment is 100 Notes ($1,000). All payments depend on UBS’s credit, and the estimated initial value is $9.72 per $10 Note.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8004 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on February 3, 2026.