Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Huntsman Corporation, with a scheduled maturity around February 7, 2028.
The notes pay contingent coupons only if the stock closes on or above a preset coupon barrier on each observation date. They can be called early if the stock closes at or above the initial level, in which case investors receive principal plus the due coupon and no further payments.
If the notes are not called and the final stock level is at or above the downside threshold, investors receive full principal at maturity; if it is below, repayment is reduced in line with the stock’s percentage decline and can fall to zero. Minimum investment is 100 notes at $10 each, and the estimated initial value per note is expected between $8.97 and $9.22. All payments depend on the creditworthiness of UBS.
UBS AG is offering $159,000 in Trigger Autocallable Contingent Yield Notes linked to the common stock of Dow Inc., maturing on February 5, 2029. The Notes pay contingent coupons only if Dow’s share price on each observation date is at or above a preset coupon barrier; otherwise no coupon is paid.
The Notes may be called early if Dow’s share price reaches or exceeds the initial level on an observation date, in which case investors receive principal plus any due coupon and the Notes terminate. If the Notes are not called and Dow’s final level is below the downside threshold, investors lose the same percentage as Dow’s decline and could lose their entire investment.
The Notes are unsecured debt of UBS, issued in $10 denominations with a minimum $1,000 investment, and will not be listed on any exchange. The estimated initial value is $9.62 per $10 Note, reflecting internal pricing and funding assumptions.
UBS AG is offering $105,000 of Trigger Autocallable Contingent Yield Notes linked to Microsoft common stock, maturing on February 7, 2028. These unsecured debt notes can pay quarterly contingent coupons only when Microsoft’s share price stays at or above a preset coupon barrier on observation dates.
The notes are automatically called, returning principal plus any due coupon, if Microsoft’s closing level on an observation date at or after six months is at or above the initial level. If not called, and Microsoft finishes at or above the downside threshold at maturity, investors receive full principal; if it finishes below, repayment falls in line with the stock’s decline and losses can reach 100%.
Payments depend entirely on UBS’s creditworthiness, the notes are not insured or exchange‑listed, and the estimated initial value is $9.70 per $10 note, reflecting UBS’s internal pricing and funding considerations.
UBS AG is offering $450,000 of Trigger Autocallable Contingent Yield Notes linked to Microsoft Corporation common stock, maturing on February 5, 2027. Each Note has a $10 principal amount and pays a high contingent coupon only when Microsoft’s share price is at or above a preset coupon barrier on observation dates.
The Notes can be automatically called early if Microsoft’s share price is at or above the initial level on any observation date, in which case investors receive principal plus the applicable coupon and the Notes terminate. If not called and Microsoft’s final share price is at or above the downside threshold, principal is repaid; if it falls below that threshold, repayment is reduced in line with the stock’s decline and investors can lose all of their investment.
The contingent repayment of principal applies only at maturity, and all payments depend on UBS’s credit. The estimated initial value is $9.82 per $10 Note, reflecting UBS’s internal pricing models and funding rate.
UBS AG is offering $2,543,500 of Trigger Autocallable Contingent Yield Notes linked to Block, Inc. common stock, maturing on February 5, 2029. These are unsecured UBS debt obligations whose payments depend on Block’s share performance and UBS’s creditworthiness.
Investors receive contingent coupons only if Block’s closing price on quarterly observation dates is at or above a preset coupon barrier; otherwise no coupon is paid. The notes may be automatically called after six months if Block closes at or above the initial level, returning principal plus any due coupon but ending further payments. If never called, principal is repaid at maturity only if Block’s final level is at or above a downside threshold; below that level, repayment is reduced in line with Block’s decline, and investors could lose their entire investment. The minimum investment is 100 notes at $10 each, and the estimated initial value per note is $9.76.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Dow Inc., maturing on or about February 5, 2029. Each Note has a principal amount of $10, with a minimum investment of 100 Notes (a $1,000 investment).
Investors receive contingent coupons only if Dow’s share price on an observation date is at or above a coupon barrier, set at 50% of the initial level in the illustrative examples. The Notes can be automatically called early if Dow’s stock closes at or above the initial level on any observation date before final valuation.
If not called and the final level is at or above the downside threshold, UBS repays the $10 principal per Note (plus any final contingent coupon if the barrier is met). If the final level is below the downside threshold, repayment is reduced in line with Dow’s percentage decline, and investors can lose all of their initial investment.
The estimated initial value per Note is expected to be between $9.29 and $9.54, reflecting UBS’s internal pricing models and funding rate. All payments depend on the creditworthiness of UBS AG, and the Notes will not be listed on any securities exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation, maturing on or about February 7, 2028. These unsecured debt notes pay contingent coupons only when Microsoft’s share price on quarterly observation dates is at or above a coupon barrier.
The notes can be automatically called after six months if Microsoft’s share price is at or above the initial level on an observation date, in which case investors receive principal plus any due coupon and the notes terminate. If not called, and the final share price is at or above a downside threshold, investors receive full principal at maturity.
If the notes are not called and Microsoft’s final share price is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors can lose all of their principal. Payments depend on UBS’s credit, the notes will not be listed on an exchange, and the estimated initial value per $10 note is expected to be between $9.41 and $9.66. The minimum investment is 100 notes at $10 each.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation, maturing on or about February 5, 2027. Each Note has a principal amount of $10, with a minimum investment of 100 Notes.
Investors may receive periodic contingent coupons only if Microsoft’s closing share price on an observation date is at or above the coupon barrier, set at $80.00, which is 80% of the initial level in the hypothetical examples. The same level serves as the downside threshold. If, on any observation date before the final valuation date, Microsoft’s share price is at or above the initial level, the Notes are automatically called and pay back principal plus the applicable contingent coupon.
If the Notes are not called and Microsoft’s final share price is at or above the downside threshold, investors receive only the principal back at maturity, plus any final contingent coupon. If the final share price is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose all of their initial investment. All payments depend on the creditworthiness of UBS AG.
UBS AG is offering $350,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of PayPal Holdings, Inc., maturing on February 5, 2027. These are unsubordinated, unsecured debt obligations of UBS.
Investors receive contingent coupons only if PayPal’s stock closes at or above a preset coupon barrier on each observation date. The notes are automatically called early if the stock closes at or above the initial level, in which case investors receive principal plus any due coupon and no further payments.
If the notes are not called and the final stock level is at or above the downside threshold, investors receive full principal at maturity, possibly with a final coupon. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and all principal can be lost.
The notes are not listed on any exchange, have a minimum investment of 100 notes at $10 each, and carry UBS credit risk. The estimated initial value is $9.77 per $10 note, reflecting UBS’ internal pricing and funding assumptions.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Block, Inc., maturing on or about February 5, 2029. These unsecured debt securities pay a contingent coupon only when Block’s closing share price on a quarterly observation date is at or above a preset coupon barrier.
The notes can be automatically called starting after six months if Block’s stock closes at or above the initial level on an observation date, returning principal plus any due coupon, with no further payments. If not called and Block’s final share price is at or above a downside threshold at maturity, investors receive principal back; if it is below that threshold, repayment is reduced in line with Block’s decline and losses can reach 100% of invested principal.
All payments depend on UBS’s credit. The notes will not be listed on an exchange, require a minimum investment of 100 notes at $10 each, and have an estimated initial value between $9.38 and $9.63 per $10 note based on UBS internal pricing models.