Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.
UBS AG is offering $417,000 of Trigger Autocallable Contingent Yield Notes linked to Micron Technology common stock, maturing February 7, 2028. These unsecured notes can pay a high contingent coupon of 26.81% per year, but only when Micron’s share price closes at or above a preset coupon barrier on each observation date.
The notes may be called early if Micron’s stock closes at or above the initial level on any observation date, in which case investors receive $10 per note plus the due coupon and no further payments. If the notes are not called and Micron’s final level is at or above the downside threshold (50% of the initial level), investors receive their $10 principal back, plus a final coupon if the barrier is met.
If the notes are not called and Micron’s final level falls below the downside threshold, repayment is reduced dollar-for-dollar with Micron’s percentage loss; investors could receive very little or nothing back at maturity. Payments also depend on UBS’s credit, and the estimated initial value is $9.78 per $10 note, with a minimum investment of $1,000.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of PayPal Holdings, Inc. These market-linked notes can pay periodic contingent coupons only when PayPal’s share price on an observation date is at or above a preset coupon barrier.
The notes may be automatically called before maturity if PayPal’s stock closes at or above the initial level on any observation date, in which case investors receive the $10 principal per note plus any due coupon and no further payments. If the notes are not called and PayPal’s final stock level stays at or above the downside threshold, investors receive principal back at maturity.
If the notes are not called and PayPal’s final stock level falls below the downside threshold, repayment is reduced in line with the stock’s percentage loss, potentially to zero. The minimum investment is 100 notes at $10 each, and the estimated initial value is between $9.41 and $9.66 per note. All payments depend on UBS’s creditworthiness.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Marvell Technology, Inc., maturing around February 5, 2029. These are unsecured, unsubordinated debt obligations of UBS, not bank deposits and not FDIC insured.
Investors may receive quarterly contingent coupons only when the stock closes at or above a specified coupon barrier on each observation date. The notes can be called early if the stock is at or above the initial level on any observation date after six months, in which case investors receive principal plus the due coupon and the notes terminate.
If not called, principal is repaid at maturity only if the final stock level is at or above a downside threshold; otherwise repayment is reduced in line with the stock’s decline and can fall to zero. The minimum investment is 100 notes at $10 each, and the estimated initial value per note is expected between $9.37 and $9.62, based on UBS internal pricing models.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., maturing on or about February 5, 2029. These unsecured debt obligations can pay quarterly contingent coupons only when Micron’s share price is at or above a specified coupon barrier on each observation date.
The notes may be called early if Micron’s stock closes at or above the initial level on any quarterly observation date after six months, in which case investors receive principal plus the applicable contingent coupon and the notes terminate. If the notes are not called and Micron’s final stock level is at or above the downside threshold, principal is repaid at maturity. If the final level is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors can lose all of their initial investment. All payments depend on the creditworthiness of UBS, and the notes are not listed on any exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., maturing on or about February 7, 2028. Each Note has a $10 principal amount, with a minimum investment of 100 Notes, and will price off an initial Micron share level observed on the trade date.
Investors can receive periodic contingent coupons only if Micron’s closing share price on an observation date is at or above a preset coupon barrier. The Notes are automatically called early if Micron’s share price on any observation date before maturity is at or above the initial level, in which case investors receive principal plus the applicable coupon and the Note terminates.
If the Notes are not called and Micron’s price on the final valuation date is at or above a downside threshold, investors receive the $10 principal at maturity (plus any final coupon if the barrier is met). If the final level is below the downside threshold, repayment is reduced in line with Micron’s percentage decline, and investors can lose all of their investment. The Notes are unsecured, unsubordinated obligations of UBS, are not listed on an exchange, and all payments depend on UBS’s credit. The estimated initial value per $10 Note is expected to be between $9.42 and $9.67.
UBS AG is offering $441,000 of Trigger Autocallable Contingent Yield Notes linked to Newmont Corporation’s common stock, maturing on February 5, 2027. These unsecured debt notes pay a contingent coupon only when Newmont’s share price on an observation date is at or above a preset coupon barrier.
The notes may be called early if Newmont’s stock closes at or above the initial level on any observation date, returning principal plus the applicable coupon but ending further payments. If not called and the final stock level is below the downside threshold, repayment is reduced one-for-one with the share decline, with the possibility of a total loss. All payments depend on UBS’s credit, and the notes are not listed on any exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Newmont Corporation, with a scheduled maturity in early February 2027. These are unsecured debt obligations of UBS, not bank deposits, and are not FDIC insured.
Investors receive contingent coupons only when Newmont’s share price on an observation date is at or above a preset coupon barrier. The notes may be automatically called before maturity if Newmont closes at or above the initial level, in which case investors receive principal plus the due coupon and the notes terminate early.
If the notes are not called and Newmont’s final level is at or above a downside threshold, investors receive their full principal at maturity, plus any final coupon if the barrier is met. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline and investors can lose some or all of their initial investment. All payments depend on UBS’s creditworthiness, and the notes are not listed on any exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on or about February 5, 2027. The Notes pay a contingent coupon only if NVIDIA’s closing level on each observation date is at or above a coupon barrier, illustrated as 60% of the initial level, with a sample contingent coupon rate of 11.69% per year.
The Notes are automatically called if NVIDIA’s level on any observation date before maturity is at or above the initial level, returning the $10 principal per Note plus the applicable coupon, with no further payments. If not called, and the final level is at or above the downside threshold (illustrated at 60% of the initial level), investors receive principal back and a final coupon if the barrier is met.
If the final level is below the downside threshold, repayment is reduced in line with NVIDIA’s negative return, and investors can lose all of their investment. The Notes are unsecured, unsubordinated obligations of UBS, subject to its credit risk, with a minimum investment of 100 Notes at $10 each and an estimated initial value between $9.52 and $9.77 per Note.
UBS AG is offering $100,000 of Trigger Autocallable Contingent Yield Notes linked to Constellation Energy common stock, maturing February 5, 2027. These unsecured notes pay a contingent coupon only when the stock closes at or above a coupon barrier on each observation date.
The notes may be automatically called early if the stock closes at or above its initial level on any observation date before maturity, in which case holders receive principal plus the applicable coupon and no further payments. If not called and the final stock level is at or above a downside threshold, investors receive principal back; if it is below, repayment is reduced in line with the stock’s decline and can fall to zero.
The example terms show a 16.56% per annum contingent coupon and a downside threshold and coupon barrier at 65% of the initial level. Notes are offered in $10 denominations (minimum $1,000), with an estimated initial value of $9.76 per note. All payments depend on UBS’s creditworthiness, and the notes will not be listed on an exchange.
UBS AG is offering $7,261,500 Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation. These unsecured debt notes pay a contingent coupon only if the stock closes at or above a specified coupon barrier on each observation date.
The notes can be automatically called quarterly, beginning after six months, if the stock closes at or above its initial level, in which case investors receive principal plus any due coupon and no further payments. If the notes are not called and the stock on the final valuation date is at or above the downside threshold, investors receive their $10 principal per note at maturity on February 5, 2029.
If the notes are not called and the final stock level is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose all of their initial investment. Payments depend on UBS’s credit; if UBS defaults, investors may receive nothing. The notes are sold in minimums of 100 notes ($1,000), with an estimated initial value of $9.75 per $10 note.