UBS AG SEC Filings

UBS AG is offering $250,000 of Trigger Callable Contingent Yield Notes maturing in August 2029, linked to the least performing of the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the Utilities Select Sector SPDR® Fund.

The Notes pay a contingent coupon at a rate of 9.70% per annum (about $8.0833 per $1,000 per month) only if, on a monthly observation date, each underlying is at or above its coupon barrier set at 70% of its initial level. UBS can call the Notes in whole, beginning after three months, paying principal plus any due coupon.

If the Notes are not called and any underlying finishes below its 60% downside threshold, investors lose the same percentage as the decline of the worst performer, up to a total loss of principal. All payments depend on UBS’s credit, and the estimated initial value is $970.60 per $1,000 note.

UBS AG is issuing $250,000 of Trigger Callable Contingent Yield Notes linked to three market benchmarks. The notes reference the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the Utilities Select Sector SPDR Fund, and mature on August 3, 2028.

Investors may receive a 9.30% per annum contingent coupon, paid monthly, but only when the closing level of each underlying stays at or above 70% of its initial level. UBS can redeem the notes after three months at par plus any due coupon, ending future payments.

If the notes are not called and any underlying finishes below 60% of its initial level, repayment is reduced in line with the worst performer’s loss, up to a total loss of principal. All payments depend on UBS’s credit, and the estimated initial value is $971.50 per $1,000 note.

UBS AG is offering $784,000 of Buffer Callable Contingent Yield Notes linked to the least performing of the Russell 2000 Index and the S&P 500 Index, maturing on November 2, 2028. The notes pay a 10.45% per annum contingent coupon when both indices stay at or above 85% of their initial levels.

UBS can call the notes in whole on any monthly observation date beginning after six months, returning principal plus any due coupon. If not called and either index finishes below its downside threshold, investors incur losses beyond a 15% buffer and can lose almost all principal. All payments depend on UBS’s credit, with estimated initial value of $977.60 per $1,000 note and proceeds to UBS of $780,080.

UBS AG is offering $3,919,000 of Phoenix Autocallable Buffer Notes with Memory Interest linked to Eli Lilly and Company common stock. These one-year notes pay a fixed contingent coupon of $44.525 per $1,000 note on quarterly observation dates if Eli Lilly’s share price is at or above an 85% interest barrier set at $881.58, versus a $1,037.15 initial price. The notes can be called early if the stock closes at or above the initial price on any autocall date, returning principal plus due and previously unpaid coupons.

If the notes are not called and Eli Lilly’s final price stays at or above the 85% downside threshold, principal is repaid at maturity plus any due coupons. If the final price falls below that threshold, repayment is a “cash equivalent” tied to the depressed share price, causing partial or total loss of principal with losses increasing about 1.1765% for each 1% the stock finishes below the threshold. The notes are unsecured obligations of UBS, not listed, carry significant market and credit risk, and have an estimated initial value of $983.80 per $1,000 issue price.

UBS AG is offering $1,613,000 of Trigger Autocallable Contingent Yield Notes linked to the Solactive U.S. Large Cap Volatility Navigator Index, maturing on February 4, 2032. Each $1,000 note pays a contingent coupon at a rate of 18.20% per annum, but only when the index closes at or above a coupon barrier set at 70% of the initial level.

The notes can be automatically called quarterly after six months if the index is at or above 100% of the initial level, returning principal plus the applicable coupon with no further payments. If the notes are not called and the final index level is at or above a downside threshold set at 50% of the initial level, investors receive full principal at maturity.

If the final index level is below the downside threshold, repayment is reduced in line with the index decline, and investors can lose most or all of their investment. Payments depend on UBS’s credit, the index includes a 6.0% per annum decrement and leverage features, and the estimated initial value per note is $965.50, below the $1,000 issue price.

UBS AG is offering unsecured Trigger Callable Contingent Yield Notes linked to the Nasdaq-100® Technology Sector Index, Russell 2000® Index and S&P 500® Index. The notes pay a 9.15% per annum contingent coupon only when all three indices close at or above their coupon barriers on monthly observation dates.

The notes are issuer-callable in whole after three months; if called, investors receive principal plus any due coupon and the product terminates early. If not called and all final index levels are at or above their respective downside thresholds (each set at 70% of initial level), investors receive full principal at maturity.

If any index finishes below its downside threshold, repayment is reduced in line with the worst-performing index, up to a total loss of principal. The notes have an initial issue price of $1,000 per note, an estimated initial value between $939.50 and $969.50, a term of about 23 months, are not listed, and all payments depend on the creditworthiness of UBS AG.

UBS AG is issuing $270,000 of Trigger Autocallable Contingent Yield Notes linked to the Solactive U.S. Large Cap Volatility Navigator 40 Index, maturing on February 4, 2031. Each Note has a $1,000 principal amount and pays a 12.00% per annum contingent coupon ($10 per month) only when the index is at or above the coupon barrier on an observation date.

The Notes can be automatically called monthly starting about six months after issuance if the index closes at or above the call threshold level, in which case investors receive principal plus the due coupon, and the product terminates early. If not called, and the final index level is at or above the downside threshold (50% of the initial level 285.06), investors receive full principal back, with a coupon if the final level is also above the coupon barrier (60%).

If the Notes are not called and the final level is below the downside threshold, repayment is reduced 1-for-1 with the index decline, exposing investors to substantial losses, up to a total loss of principal. The estimated initial value is $928.80 per $1,000 Note, and all payments depend on the creditworthiness of UBS.

UBS AG is offering Buffer Autocallable Contingent Yield Notes linked to the worst performer of the VanEck Gold Miners ETF (GDX) and the Energy Select Sector SPDR Fund (XLE), maturing around February 29, 2028, with a principal amount of $1,000 per Note.

The Notes pay a 13.30% per annum contingent coupon (monthly) only if both ETFs close at or above 80% of their initial levels on each coupon observation date. They may be automatically called quarterly, beginning after six months, if both ETFs are at or above 100% of initial levels, returning principal plus the applicable coupon.

If not called, principal is repaid at maturity only if each ETF is at or above its 80% downside threshold, providing a 20% buffer. If any ETF is below its downside threshold, repayment is reduced in line with the worst ETF’s loss beyond the buffer, and investors could lose almost all of their investment. The Notes are unsecured obligations of UBS, not listed on an exchange, and their estimated initial value is expected between $924.10 and $954.10 per $1,000 issue price.

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, the Russell 2000 Index and the Nasdaq-100 Technology Sector. The notes target a 10.30% per annum contingent coupon, paid monthly only when all three indices close at or above their coupon barriers.

The notes are callable monthly by UBS after about nine months; if called, holders receive principal plus any due coupon and no further payments. If not called and each index finishes at or above its downside threshold (70% of its initial level), investors receive full principal at maturity. If any index ends below its downside threshold, repayment is reduced one-for-one with the worst index’s percentage decline, up to total loss of principal. The estimated initial value per $1,000 note is expected between $951.50 and $981.50, and all payments are subject to UBS credit risk.