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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes due on or about August 27, 2027, linked to the least performing of the S&P 500 Index, Russell 2000 Index and Nasdaq‑100 Index. The Notes pay an 8.00% per annum contingent coupon only if, on each monthly observation date, every index closes at or above its coupon barrier, initially set at 70% of its initial level.

UBS may call the Notes monthly, beginning after three months, returning principal plus any due coupon, ending all future payments. If the Notes are not called and any index finishes below its downside threshold (also 70% of its initial level) on the final valuation date, investors receive less than the $1,000 principal, matching the worst index’s percentage loss and potentially losing their entire investment.

The Notes are unsubordinated, unsecured debt of UBS, not bank deposits and not FDIC‑insured. All payments depend on UBS’s creditworthiness, including exposure to Swiss resolution powers. The Notes will not be listed, and secondary market liquidity may be limited. The estimated initial value is expected between $942.40 and $972.40 per $1,000 Note, reflecting underwriting discounts of up to $22.25 and UBS’s internal funding rate.

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Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the S&P 500® Index, maturing on or about February 10, 2028.

The Notes pay a contingent coupon at an annual rate of 11.85% (paid in equal monthly installments of $9.875 per $1,000) only if, on each monthly observation date, the closing level of every index is at or above its coupon barrier, set at 70% of its initial level. UBS may call the Notes in whole on any observation date starting after six months, returning principal plus any due coupon.

If the Notes are not called and any index finishes below its downside threshold (also 70% of its initial level) on the final valuation date, investors receive $1,000 times 1 plus the return of the least performing index, and can lose up to their entire principal. Payments depend on UBS’s credit. The estimated initial value per $1,000 Note is expected between $963.10 and $993.10, reflecting dealer compensation and hedging costs.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500, Russell 2000 and Nasdaq‑100 indexes, maturing on or about September 1, 2027.

The Notes pay a contingent coupon of 10.35% per annum, only when the closing level of each index on a monthly observation date is at or above its coupon barrier, set at 70% of the initial level for each index. UBS can call the Notes monthly after three months and repay principal plus any due coupon.

If the Notes are not called and, on the final valuation date, every index is at or above its downside threshold (also 70% of its initial level), investors receive full principal back. If any index finishes below its downside threshold, repayment is reduced in line with the worst index’s percentage decline, and investors can lose all principal. The Notes are unsecured UBS debt, with an estimated initial value between $958.40 and $988.40 per $1,000, reflecting fees and hedging costs.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of The Boeing Company, maturing on or about February 8, 2029. These unsecured notes target a 9.10% per annum contingent coupon, paid quarterly only if Boeing’s share price stays at or above a set coupon barrier.

The notes can be automatically called after 12 months if Boeing closes at or above 100% of the initial level on an observation date, returning principal plus due and previously unpaid coupons. If not called, principal is protected only down to a 70% downside threshold; below that, investors take the full negative stock return and can lose all principal.

The issue price is $1,000 per note, with an underwriting discount of $28.50 and proceeds to UBS of $971.50 per note. The estimated initial value is expected between $938.10 and $968.10. The notes will not be listed on any exchange, and all payments depend on UBS’s creditworthiness.

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UBS AG London Branch is offering capped leveraged buffered notes linked to an unequally weighted basket of five global equity indices: EURO STOXX 50® (38%), TOPIX (26%), FTSE® 100 (17%), Swiss Market Index (11%) and S&P/ASX 200 (8%). The notes pay no interest and return is based on basket performance over roughly 13–15 months.

Holders receive 125% of any positive basket return, but payments are capped by a maximum settlement amount expected between $1,149.375 and $1,175.250 per $1,000 note. A 10% downside buffer protects principal for moderate declines, but beyond that losses accelerate at about 111.11% of further negative performance, so principal can be fully lost.

The estimated initial value is expected between $956.00 and $986.00 per $1,000 face amount, reflecting internal funding and hedging costs. The notes are unsecured obligations of UBS, will not be listed, may have limited secondary liquidity, and carry complex U.S. tax and withholding considerations.

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UBS AG is offering $198,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Western Digital Corporation, maturing on February 4, 2027. These unsecured debt notes pay contingent coupons only when Western Digital’s stock closes at or above a preset coupon barrier on scheduled observation dates.

The notes can be called early if the stock closes at or above the initial level on any observation date, returning principal plus the applicable coupon and ending further payments. If not called, investors receive full principal at maturity only if the final stock level stays at or above a downside threshold; otherwise, they incur losses matching the stock’s decline and could lose their entire investment. Any payments depend on UBS’s credit, the notes are not exchange-listed, the minimum investment is 100 notes at $10 each, and the estimated initial value per note is $9.69.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Western Digital Corporation, with a term to about February 4, 2027. These are unsecured, unsubordinated debt obligations of UBS, not bank deposits and not FDIC insured.

Investors may receive periodic contingent coupons only if, on each observation date, the Western Digital share price is at or above a preset coupon barrier. The notes are automatically called early if the share price on any observation date (before the final one) is at or above the initial level, paying back principal plus any due coupon, after which no further payments are made.

If the notes are not called and Western Digital’s final share price is at or above a downside threshold, UBS repays the $10 principal per note at maturity, with a contingent coupon if the coupon barrier is also met. If the final price is below the downside threshold, repayment is reduced in line with the share’s decline, and investors can lose most or all of their investment. The preliminary document shows a hypothetical contingent coupon rate of 24.38% per annum on a $10 note. Minimum investment is 100 notes at $10 each, and the estimated initial value is expected between $9.36 and $9.61 per note.

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UBS AG is offering $500,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Wells Fargo & Company, maturing on February 4, 2028. These unsecured debt securities pay a contingent coupon only when Wells Fargo’s share price is at or above a preset coupon barrier on monthly observation dates.

The notes can be called early after six months if the share price is at or above the initial level, returning principal plus any due coupon. If not called and the final share price is at or above a downside threshold (70% of the initial level in the examples), investors receive principal back, potentially with a final coupon. If the final price is below this threshold, repayment is reduced in line with the stock’s decline and all principal can be lost.

Payments depend on UBS’s creditworthiness, the notes are not insured or exchange-listed, and the estimated initial value is $9.81 per $10 note, reflecting internal funding and pricing assumptions.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Wells Fargo & Company, maturing on or about February 4, 2028. Each Note has a principal amount of $10, with a minimum investment of 100 Notes.

Investors receive a contingent coupon only if Wells Fargo’s stock closes at or above a preset coupon barrier on monthly observation dates. The Notes are automatically called if the stock closes at or above the initial level on any observation date after six months, paying back principal plus the applicable coupon, with no further payments.

If the Notes are not called and the final stock level is at or above the downside threshold, UBS repays principal (and a final coupon if the barrier is met). If the final level is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors can lose some or all of their initial investment. All payments depend on the creditworthiness of UBS, and the estimated initial value per Note on the trade date is expected between $9.44 and $9.69.

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UBS AG is offering $500,000 Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, maturing on February 4, 2027. These are unsubordinated, unsecured debt obligations of UBS.

Investors receive a contingent coupon only if Oracle’s share price on each quarterly observation date is at or above the coupon barrier. The notes are automatically called early if Oracle’s price is at or above the initial level on any observation date after six months, returning principal plus the applicable coupon, with no further payments.

If the notes are not called and Oracle’s final level on February 2, 2027 is at or above the downside threshold, UBS repays the $10 principal per Note, plus any final contingent coupon if the coupon barrier is met. If the final level is below the downside threshold, repayment is reduced in line with Oracle’s percentage decline, and investors can lose all of their investment.

The notes are not listed on any exchange, have a minimum investment of 100 Notes at $10 each, and had an estimated initial value of $9.78 per Note, based on UBS internal pricing models. All payments depend on UBS’s creditworthiness; a UBS default could result in total loss.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8004 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on February 2, 2026.