STOCK TITAN

UBS AG (AMUB) SEC Filings, Jan-Feb 2026

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the worst performer among the Nasdaq‑100 Technology Sector Index, Russell 2000 Index, Technology Select Sector SPDR Fund and Utilities Select Sector SPDR Fund, maturing on or about August 9, 2029.

The Notes pay a contingent coupon of 14.15% per annum (about $11.79 per $1,000 monthly) only if, on each observation date, every underlying is at or above its coupon barrier, set at 70% of its initial level. UBS may call the Notes in whole, beginning after three months, and pay back principal plus any due coupon; no further payments would be made.

If the Notes are not called and any underlying finishes below its downside threshold (also 70% of initial level), repayment is reduced in line with the negative return of the worst‑performing underlying, and up to 100% of principal can be lost. Payments depend on UBS’s credit; a default could result in total loss. The estimated initial value is expected between $957.80 and $987.80 per $1,000 note, reflecting fees and UBS’s internal funding rate.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering $2,450,000 of Trigger Autocallable Contingent Yield Notes, $1,000 per Note, linked to the least performing of the VanEck® Gold Miners ETF, the Nasdaq-100® Technology Sector Index and the Russell 2000® Index, maturing February 1, 2029.

Investors can receive an 11.50% per annum contingent coupon, paid monthly, but only when the closing level of each underlying is at or above its coupon barrier. The Notes may be automatically called after 6 months if all underlyings are at or above 100.00% of their initial levels, returning principal plus any due coupon.

If not called and any final underlying level is below its 50.00% downside threshold, repayment is reduced in line with the worst-performing asset’s negative return, up to a full loss of principal. The estimated initial value is $936.10 per Note, the Notes are unsecured, unlisted, and all payments depend on UBS’s creditworthiness.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Filing
Rhea-AI Summary

UBS AG is offering $3,388,000 of Trigger Autocallable Contingent Yield Notes linked to the worst performer among the VanEck Gold Miners ETF, the Nasdaq-100 Technology Sector Index, and the Russell 2000 Index, maturing on February 1, 2029.

The notes pay a 14.00% per annum contingent coupon only if all three underlying assets stay at or above set coupon barriers on monthly observation dates. They can be called early if all are at or above their call thresholds, returning principal plus any due coupon. If not called and any final level is below its downside threshold, repayment is reduced one-for-one with the worst underlying’s loss, up to total loss of principal. All payments depend on UBS’s creditworthiness.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG is offering $39,901,050 of Trigger Callable Contingent Yield Notes with Daily Coupon Observation linked to the Russell 2000, S&P 500 and EURO STOXX 50. The notes pay an 11.00% per annum contingent coupon only if all three indices stay at or above their coupon barriers on every trading day in each quarterly observation period.

UBS can call the notes in whole on any observation end date (except the final one) and repay principal plus any due coupon. If the notes are not called and any index finishes below its downside threshold at maturity in May 2029, investors lose principal in line with the worst-performing index and could lose their entire investment. All payments depend on UBS’s creditworthiness and there is no stock market listing or guaranteed secondary market.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering $5,860,000 of Airbag Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Technology Sector Index and the S&P 500 Index, maturing in February 2027. Each $1,000 note pays a 12.00% per annum contingent coupon when both indices close at or above 85% of their initial levels on monthly observation dates.

UBS can call the notes in whole on any observation date beginning after three months, returning principal plus any due coupon, after which no further payments are made. If the notes are not called and any index finishes below its 85% downside threshold at maturity, principal is reduced with leveraged downside: investors lose about 1.1765% of principal for each 1% decline beyond the 15% buffer, up to total loss. Payments depend entirely on UBS’s credit, the notes will not be listed, and the estimated initial value is $991.50 per $1,000 note.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc., with a total offering size of $200,000. These are unsubordinated, unsecured debt obligations of UBS, not bank deposits and not FDIC insured.

Investors receive contingent coupons only when CrowdStrike’s closing share price on an observation date is at or above a preset coupon barrier. The notes are automatically called early if the share price on any observation date before maturity is at or above the initial level, in which case investors receive principal plus the relevant contingent coupon and no further payments.

If the notes are not called and the final stock price on the February 1, 2028 valuation date is at or above the downside threshold, investors receive their full principal at the February 3, 2028 maturity, plus any final contingent coupon if the coupon barrier is also met. If the final price is below the downside threshold, repayment is reduced in line with the stock’s decline and investors can lose most or all of their investment.

The notes are expected to trade in the secondary market, but will not be listed on an exchange. The minimum investment is 100 notes at $10 each. The estimated initial value is $9.83 per note, based on UBS’s internal pricing models. All payments depend on UBS’s creditworthiness in addition to CrowdStrike’s share performance.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG is offering $849,000 of Trigger Autocallable Contingent Yield Notes linked to Carnival Corporation common stock, maturing on February 5, 2029. These unsecured debt notes pay contingent coupons only when Carnival’s share price is at or above a set coupon barrier on scheduled observation dates.

The notes can be automatically called early if Carnival’s share price is at or above the initial level on an observation date, returning principal plus the applicable coupon and ending the investment. If never called and the final share price is below a downside threshold at maturity, investors suffer a loss matching Carnival’s percentage decline and could lose their entire principal. All payments depend on UBS’s credit; the notes are not listed, require a minimum $1,000 investment, and have an estimated initial value of $9.69 per $10 note.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc., maturing on or about February 3, 2028. These are unsecured, unsubordinated debt obligations of UBS, not deposits and not FDIC insured.

Investors receive a contingent coupon only when CrowdStrike’s closing share price on an observation date is at or above a preset coupon barrier. If on any non-final observation date the share price is at or above the initial level, the notes are automatically called and pay back principal plus the applicable coupon; no further payments are made.

If the notes are not called and the final share level is at or above a downside threshold, UBS repays the $10 principal per Note. If the final level is below that threshold, repayment is reduced in line with CrowdStrike’s negative return, and investors can lose some or all of their investment. The estimated initial value is between $9.49 and $9.74 per $10 Note, and the minimum investment is 100 Notes.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Charter Communications, Inc., maturing February 3, 2028. These unsecured debt notes pay contingent coupons only when the stock closes at or above a preset coupon barrier on observation dates.

The notes can be automatically called before maturity if the stock closes at or above its initial level on any observation date, in which case investors receive principal plus any due coupon and no further payments. If the notes are not called and the stock is at or above a downside threshold at maturity, principal is repaid; if it is below that threshold, repayment is reduced in line with the stock’s decline and investors can lose their entire investment.

All payments depend on UBS’s creditworthiness, the notes will not be listed on any exchange, they are sold in minimum investments of $1,000 at $10 per note, and the estimated initial value is $9.61 per note as of the trade date.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Carnival Corporation, with a minimum investment of 100 Notes at $10 per Note and a term of approximately three years, maturing on February 5, 2029.

Investors receive contingent coupons only if Carnival’s share price on each observation date is at or above a coupon barrier; otherwise no coupon is paid. The Notes are automatically called early if the share price is at or above the initial level on an observation date, in which case investors receive principal plus any due coupon and no further payments.

If the Notes are not called and the final share level is at or above a downside threshold, investors receive only their principal back; if it is below the threshold, repayment is reduced in line with the share’s decline, and the entire investment can be lost. All payments depend on UBS’s credit, and the estimated initial value per Note is expected between $9.31 and $9.56, below the $10 issue price.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus

FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on February 2, 2026.